0001193125-14-437722.txt : 20141209 0001193125-14-437722.hdr.sgml : 20141209 20141209162134 ACCESSION NUMBER: 0001193125-14-437722 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141209 DATE AS OF CHANGE: 20141209 GROUP MEMBERS: MILL ROAD CAPITAL GP LLC GROUP MEMBERS: SCOTT P. SCHARFMAN GROUP MEMBERS: THOMAS E. LYNCH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CACHE INC CENTRAL INDEX KEY: 0000350199 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 591588181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36377 FILM NUMBER: 141275316 BUSINESS ADDRESS: STREET 1: 256 WEST 38TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-575-3200 MAIL ADDRESS: STREET 1: 256 WEST 38TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ATOURS INC DATE OF NAME CHANGE: 19830518 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Mill Road Capital, L.P. CENTRAL INDEX KEY: 0001435260 IRS NUMBER: 205432103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 SC 13D/A 1 d834898dsc13da.htm AMENDMENT NO. 6 TO SCHEDULE 13D Amendment No. 6 to Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

Cache, Inc.

(Name of Issuer)

Common Stock, $0.01 par value per share

(Title of Class of Securities)

127150308

(CUSIP Number)

Mill Road Capital, L.P.

Attn: Thomas E. Lynch

382 Greenwich Avenue

Suite One

Greenwich, CT 06830

203-987-3500

With a copy to:

Peter M. Rosenblum, Esq.

Foley Hoag LLP

155 Seaport Blvd.

Boston, MA 02210

617-832-1151

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

December 5, 2014

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 127150308

  13D   Page 2 of 8 Pages

 

  1.    

Names of Reporting Persons.

 

    Mill Road Capital, L.P.
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)
   

(a)  ¨         (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

¨

  6.  

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially Owned by Each Reporting Person
With
     7.     

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.  

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

¨

13.

 

Percent of Class Represented by Amount in Row (11)

 

0.0%

14.

 

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 127150308   13D   Page 3 of 8 Pages

 

  1.    

Names of Reporting Persons

 

Mill Road Capital GP LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

¨

  6.  

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially Owned by Each Reporting Person
With
     7.     

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.    

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

¨

13.  

Percent of Class Represented by Amount in Row (11)

 

0.0%

14.  

Type of Reporting Person (See Instructions)

 

OO


CUSIP No. 127150308   13D   Page 4 of 8 Pages

 

  1.    

Names of Reporting Persons.

 

Thomas E. Lynch

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

¨

  6.  

Citizenship or Place of Organization

 

USA

Number of Shares Beneficially Owned by Each Reporting Person
With

 

     7.     

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.    

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

¨

13.  

Percent of Class Represented by Amount in Row (11)

 

0.0%

14.  

Type of Reporting Person (See Instructions)

 

IN

 


CUSIP No. 127150308   13D   Page 5 of 8 Pages

 

  1.    

Names of Reporting Persons.

 

Scott P. Scharfman

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

AF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

¨

  6.  

Citizenship or Place of Organization

 

USA

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

     7.     

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.    

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.  

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

¨

13.  

Percent of Class Represented by Amount in Row (11)

 

0.0%

14.  

Type of Reporting Person (See Instructions)

 

IN


CUSIP No.  127150308   Page 6 of 8 Pages

 

This Amendment No. 6 to the joint statement on Schedule 13D with respect to the common stock, $0.01 par value per share, of Cache, Inc., a Delaware corporation, filed by the undersigned on February 15, 2013, as amended by the Amendment No. 1 on Schedule 13D filed by the undersigned on March 13, 2013, as amended by the Amendment No. 2 on Schedule 13D filed by the undersigned on May 3, 2013, as amended by the Amendment No. 3 on Schedule 13D filed by the undersigned on August 16, 2013, as amended by Amendment No. 4 on Schedule 13D filed by the undersigned on June 4, 2014 and as amended by Amendment No. 5 on Schedule 13D filed by the undersigned on August 21, 2014 (such filing, as so amended and as amended hereby, the “Schedule 13D”), further amends the Schedule 13D as follows:

 

1. The first paragraph of Item 3 of the Schedule 13D is hereby amended and restated in its entirety as follows:

‘The Mill Road Fund has no beneficial ownership of any shares of Common Stock.’

 

2. The first paragraph of Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

‘The percentages of beneficial ownership reported for the Reporting Persons in this Item 5, and on each Reporting Person’s cover page to this Schedule 13D, are based on a total of 31,037,384 shares of Common Stock, as reported in the most recent quarterly report of the Issuer on Form 10-Q for the fiscal quarter ended September 27, 2014. All of the share numbers reported below, and on each Reporting Person’s cover page to this Schedule 13D, are as of December 9, 2014, unless otherwise indicated.’

 

3. Paragraphs (a, b) of Item 5 of the Schedule 13D are hereby amended and restated in their entirety as follows:

‘(a, b) The cover page to this Schedule 13D for each Reporting Person is incorporated by reference in its entirety into this paragraph. Each of the Reporting Persons beneficially owns no shares of Common Stock, or 0.0% of the outstanding shares of Common Stock.’

 

4. Item 5(c) of the Schedule 13D is hereby amended and restated in its entirety as follows:


CUSIP No.  127150308   Page 7 of 8 Pages

 

‘(c) No Reporting Person, other than the Mill Road Fund as set forth in the table below, effected any transaction in shares of the Common Stock from October 10, 2014 (the date 60 days prior to the filing of this Amendment No. 6 to the Schedule 13D) until December 9, 2014:

 

Date of

Purchase /

Sale

   Shares
Purchased /
(Sold) (#)
    Avg.
Purchase /
Sale Price

per Share
($)
      

12/4/2014

     (300,000   $ 0.2521      

12/5/2014

     (195,932   $ 0.2231      

12/8/2014

     (501,800   $ 0.2000      

12/9/2014

     (876,203   $ 0.2000      

Each of the above listed transactions was conducted in the ordinary course of business on the open market for cash. Sale prices do not reflect brokerage commissions paid.’

 

5. Item 5(e) of the Schedule 13D is hereby amended and restated in its entirety as follows:

‘(e) On December 5, 2014, each Reporting Person ceased to be the beneficial owner of more than five percent of the outstanding shares of Common Stock.’

 

6. Except as expressly modified hereby, all provisions of the Schedule 13D shall continue in full force and effect.

[signature page follows]


CUSIP No.  127150308   Page 8 of 8 Pages

 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

DATE:  

December 9, 2014

MILL ROAD CAPITAL, L.P.
By:   Mill Road Capital GP LLC,
  its general partner
By:  

/s/ Charles M. B. Goldman

  Charles M. B. Goldman
  Management Committee Director
MILL ROAD CAPITAL GP LLC
By:  

/s/ Charles M. B. Goldman

  Charles M. B. Goldman
  Management Committee Director
THOMAS E. LYNCH
By:  

/s/ Charles M. B. Goldman

  Charles M. B. Goldman, attorney-in-fact
SCOTT P. SCHARFMAN
By:  

/s/ Charles M. B. Goldman

  Charles M. B. Goldman, attorney-in-fact