0001181431-13-025129.txt : 20130503
0001181431-13-025129.hdr.sgml : 20130503
20130503165047
ACCESSION NUMBER: 0001181431-13-025129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130501
FILED AS OF DATE: 20130503
DATE AS OF CHANGE: 20130503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scharfman Scott
CENTRAL INDEX KEY: 0001435257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35865
FILM NUMBER: 13813328
MAIL ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CACHE INC
CENTRAL INDEX KEY: 0000350199
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 591588181
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1440 BROADWAY, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-575-3248
MAIL ADDRESS:
STREET 1: 1440 BROADWAY, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: ATOURS INC
DATE OF NAME CHANGE: 19830518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYNCH THOMAS E
CENTRAL INDEX KEY: 0001244666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35865
FILM NUMBER: 13813329
MAIL ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mill Road Capital GP LLC
CENTRAL INDEX KEY: 0001435259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35865
FILM NUMBER: 13813330
BUSINESS ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-987-3500
MAIL ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mill Road Capital, L.P.
CENTRAL INDEX KEY: 0001435260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35865
FILM NUMBER: 13813331
BUSINESS ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-987-3500
MAIL ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd378259.xml
CACH FORM 4-1
X0306
4
2013-05-01
0
0000350199
CACHE INC
CACH
0001435260
Mill Road Capital, L.P.
382 GREENWICH AVE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
0001435259
Mill Road Capital GP LLC
382 GREENWICH AVE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
0001244666
LYNCH THOMAS E
382 GREENWICH AVE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
0001435257
Scharfman Scott
382 GREENWICH AVE
SUITE ONE
GREENWICH
CT
06830
0
0
1
0
Common Stock, $0.01 par value per share
2013-05-01
4
X
0
149229
1.65
A
564909
D
Common Stock, $0.01 par value per share
2013-05-01
4
P
0
2121212
1.65
A
2686121
D
Pro Rata Subscription Rights (rights to buy)
1.65
2013-05-01
4
X
0
149229
0
D
2013-04-05
2013-04-25
Common Stock
149229
0
D
The shares and subscription rights reported are directly held by Mill Road Capital, L.P. (the "Fund"). Mill Road Capital GP LLC (the "GP") is the sole general partner of the Fund and, as such, has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares and subscription rights, as applicable. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has the shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares and subscription rights, as applicable, on behalf of the GP and the Fund. Each of the Reporting Persons disclaims beneficial ownership of such shares and subscription rights except to the extent of his or its pecuniary interest therein, if any.
The Issuer distributed these subscription rights on April 5, 2013, and these rights were exercisable until April 25, 2013. The closing of the sales made pursuant to these exercises occurred on May 1, 2013.
/s/ Charles M. B. Goldman, Management Committee Director of sole general partner on behalf of Mill Road Capital, L.P.
2013-05-03
/s/ Charles M. B. Goldman, Management Committee Director on behalf of Mill Road Capital GP LLC
2013-05-03
/s/ Charles M. B. Goldman on behalf of Thomas E. Lynch, by power of attorney
2013-05-03
/s/ Charles M. B. Goldman on behalf of Scott P. Scharfman, by power of attorney
2013-05-03