0001181431-13-025129.txt : 20130503 0001181431-13-025129.hdr.sgml : 20130503 20130503165047 ACCESSION NUMBER: 0001181431-13-025129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130501 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scharfman Scott CENTRAL INDEX KEY: 0001435257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35865 FILM NUMBER: 13813328 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CACHE INC CENTRAL INDEX KEY: 0000350199 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 591588181 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1440 BROADWAY, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-575-3248 MAIL ADDRESS: STREET 1: 1440 BROADWAY, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ATOURS INC DATE OF NAME CHANGE: 19830518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH THOMAS E CENTRAL INDEX KEY: 0001244666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35865 FILM NUMBER: 13813329 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital GP LLC CENTRAL INDEX KEY: 0001435259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35865 FILM NUMBER: 13813330 BUSINESS ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital, L.P. CENTRAL INDEX KEY: 0001435260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35865 FILM NUMBER: 13813331 BUSINESS ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd378259.xml CACH FORM 4-1 X0306 4 2013-05-01 0 0000350199 CACHE INC CACH 0001435260 Mill Road Capital, L.P. 382 GREENWICH AVE SUITE ONE GREENWICH CT 06830 0 0 1 0 0001435259 Mill Road Capital GP LLC 382 GREENWICH AVE SUITE ONE GREENWICH CT 06830 0 0 1 0 0001244666 LYNCH THOMAS E 382 GREENWICH AVE SUITE ONE GREENWICH CT 06830 0 0 1 0 0001435257 Scharfman Scott 382 GREENWICH AVE SUITE ONE GREENWICH CT 06830 0 0 1 0 Common Stock, $0.01 par value per share 2013-05-01 4 X 0 149229 1.65 A 564909 D Common Stock, $0.01 par value per share 2013-05-01 4 P 0 2121212 1.65 A 2686121 D Pro Rata Subscription Rights (rights to buy) 1.65 2013-05-01 4 X 0 149229 0 D 2013-04-05 2013-04-25 Common Stock 149229 0 D The shares and subscription rights reported are directly held by Mill Road Capital, L.P. (the "Fund"). Mill Road Capital GP LLC (the "GP") is the sole general partner of the Fund and, as such, has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares and subscription rights, as applicable. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has the shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares and subscription rights, as applicable, on behalf of the GP and the Fund. Each of the Reporting Persons disclaims beneficial ownership of such shares and subscription rights except to the extent of his or its pecuniary interest therein, if any. The Issuer distributed these subscription rights on April 5, 2013, and these rights were exercisable until April 25, 2013. The closing of the sales made pursuant to these exercises occurred on May 1, 2013. /s/ Charles M. B. Goldman, Management Committee Director of sole general partner on behalf of Mill Road Capital, L.P. 2013-05-03 /s/ Charles M. B. Goldman, Management Committee Director on behalf of Mill Road Capital GP LLC 2013-05-03 /s/ Charles M. B. Goldman on behalf of Thomas E. Lynch, by power of attorney 2013-05-03 /s/ Charles M. B. Goldman on behalf of Scott P. Scharfman, by power of attorney 2013-05-03