-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fn4fk7XuATcmHDBrVjOXG7gCxNQHyIkRfWy6ZZQItc9QcWAAtvUcAH/4sUy2dlaB ianvUsFq5ynpC4N6fAT4zA== 0001181431-10-008727.txt : 20100212 0001181431-10-008727.hdr.sgml : 20100212 20100212132518 ACCESSION NUMBER: 0001181431-10-008727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100211 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lochiatto Kenneth CENTRAL INDEX KEY: 0001438914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08300 FILM NUMBER: 10597172 MAIL ADDRESS: STREET 1: C/O WMS INDUSTRIES INC. STREET 2: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WMS INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000350077 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 362814522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 BUSINESS PHONE: 847-785-3000 MAIL ADDRESS: STREET 1: 800 S. NORTHPOINT BLVD. CITY: WAUKEGAN STATE: IL ZIP: 60085 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS ELECTRONICS INC DATE OF NAME CHANGE: 19870519 4 1 rrd266022.xml FORM 4 LOCHIATTO X0303 4 2010-02-11 0 0000350077 WMS INDUSTRIES INC /DE/ WMS 0001438914 Lochiatto Kenneth 800 S. NORTHPOINT BLVD WAUKEGAN IL 60085 0 1 0 0 EVP and COO Common Stock 2010-02-11 4 M 0 5395 16.95 A 22312 D Common Stock 2010-02-11 4 S 0 5395 39.00 D 16917 D Stock Option 16.95 2010-02-11 4 M 0 5395 0.00 D 2016-08-14 Common Stock 5395 10790 D Includes 16,356 shares of restricted stock or restricted stock units and 561 shares acquired under the WMS stock purchase plan on September 30, 2009. The details of these trades were as follows: 5,300 at $39.00 and 95 at $39.01. Three year vesting: 1/3 on 8/14/2007, 8/14/2008 and 8/14/2009. /s/ Kenneth Lochiatto 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----