0001209191-14-074248.txt : 20141210
0001209191-14-074248.hdr.sgml : 20141210
20141210173509
ACCESSION NUMBER: 0001209191-14-074248
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141204
FILED AS OF DATE: 20141210
DATE AS OF CHANGE: 20141210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
BUSINESS PHONE: 3107875200
MAIL ADDRESS:
STREET 1: 20333 SOUTH NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MATTEI THOMAS J JR
CENTRAL INDEX KEY: 0001627453
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 141278989
MAIL ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-12-04
0
0000034563
FARMER BROTHERS CO
FARM
0001627453
MATTEI THOMAS J JR
FARMER BROS. CO.,
20333 S NORMANDIE AVE
TORRANCE
CA
90502
0
1
0
0
GENERAL COUNSEL
Common Stock $1.00 par value
428
D
Common Stock $1.00 par value
487
I
By ESOP allocation
Stock option (Right to Buy)
13.09
2020-02-27
Common Stock
2720
D
Stock option (Right to Buy)
21.33
2020-12-12
Common Stock
3760
D
Restricted stock granted on February 27, 2013 under the Farmer Bros. Co. 2007 Omnibus Plan (the "Omnibus Plan"); 100% of the shares will vest on February 27, 2016, subject to acceleration provisions set forth in the Omnibus Plan and restricted stock agreement.
Allocated as of the reporting date to the reporting person pursuant to the Farmer Bros. Co. Employee Stock Ownership Plan.
Grant of non-qualified stock option under the Omnibus Plan; the stock option vests pursuant to a three-year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to acceleration provision set forth in the Omnibus Plan and stock option agreement.
Grant of non-qualified stock option under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan; one-third of the total number of shares subject to the stock option vested on the first anniversary of the grant date based on the Company's achievement of a modified net income target for the first fiscal year of the performance period as approved by the Company's Compensation Committee, and the remaining two-thirds of the total number of shares subject to the stock option will vest on the third anniversary of the grant date based on the Company's achievement of a cumulative modified net income target for all three years during the performance period as approved by the Company's Compensation Committee, in each case, subject to the participant's continued employment by the Company or service on the Board of Directors of the Company on the vesting date.
Ex 24 Limited Power of Attorney attached.
/s/ Thomas J. Mattei, Jr.
2014-12-10
EX-24.3_549053
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes,
constitutes and
appoints each of Mark J. Nelson and Rene E. Peth, each acting individually,
as the undersigned's true and lawful attorney-in-fact, with full power and
authority as
hereinafter described on behalf of and in the name, place and stead of the
undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5
(including any amendments thereto) with respect to the securities of Farmer
Bros. Co.,
a Delaware corporation (the "Company"), with the United States Securities and
Exchange Commission, any national securities exchanges and the Company, as
considered necessary or advisable under Section 16(a) of the Securities Exchange
Act
of 1934 and the rules and regulations promulgated thereunder, as amended from
time
to time (the "Exchange Act");
(2) seek or obtain, as the undersigned's representative and on the
undersigned's behalf, information on transactions in the Company's securities
from
any third party, including brokers, employee benefit plan administrators and
trustees,
and the undersigned hereby authorizes any such person to release any such
information to each of the undersigned's attorneys-in-fact appointed by this
Limited
Power of Attorney and approves and ratifies any such release of information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-
fact are necessary or desirable for and on behalf of the undersigned in
connection
with the foregoing.
The undersigned acknowledges that:
(1) this Power of Attorney authorizes, but does not require, each such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact
without independent verification of such information;
(2) any documents prepared and/or executed by either such attorney-in-fact
on behalf of the undersigned pursuant to this Limited Power of Attorney will be
in such
form and will contain such information and disclosure as such attorney-in-fact,
in his
or her discretion, deems necessary or desirable;
(3) neither the Company nor either of such attorneys-in-fact assumes (i)
any
liability for the undersigned's responsibility to comply with the requirements
of the
Exchange Act, (ii) any liability of the undersigned for any failure to comply
with such
requirements, or (iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(4) this Limited Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under the
Exchange
Act, including without limitation the reporting requirements under Section 16 of
the
Exchange Act.
The undersigned hereby gives and grants each of the foregoing
attorneys-in-
fact full power and authority to do and perform all and every act and thing
whatsoever
requisite, necessary or appropriate to be done in and about the foregoing
matters as
fully to all intents and purposes as the undersigned might or could do if
present,
hereby ratifying all that each such attorney-in-fact of, for and on behalf of
the
undersigned, shall lawfully do or cause to be done by virtue of this Limited
Power of
Attorney.
This Limited Power of Attorney shall remain in full force and effect until
revoked
by the undersigned in a signed writing delivered to each such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power of
Attorney to be executed as of this 9th day of December 2014.
Print Name of Reporting Person or Entity
THOMAS J. MATTEI, JR.
/s/ Thomas J. Mattei, Jr.
Signature