0001181431-12-001920.txt : 20120109
0001181431-12-001920.hdr.sgml : 20120109
20120109161405
ACCESSION NUMBER: 0001181431-12-001920
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111230
FILED AS OF DATE: 20120109
DATE AS OF CHANGE: 20120109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waite Carol Farmer
CENTRAL INDEX KEY: 0001314571
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 12517704
MAIL ADDRESS:
STREET 1: FARMER BROS CO
STREET 2: 20333 S NORMANDIE AV
CITY: TORRANCE
STATE: CA
ZIP: 90502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Farmer Richard F
CENTRAL INDEX KEY: 0001314759
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 12517705
MAIL ADDRESS:
STREET 1: FARMER BROS CO
STREET 2: 20333 S NORMANDIE AV
CITY: TORRANCE
STATE: CA
ZIP: 90502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grossman Jeanne Farmer
CENTRAL INDEX KEY: 0001315366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 12517703
MAIL ADDRESS:
STREET 1: FARMER BROS CO
STREET 2: 20333 S NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
BUSINESS PHONE: 3107875200
MAIL ADDRESS:
STREET 1: 20333 SOUTH NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
rrd329931.xml
DECEMBER 2011 UPDATE
X0304
4
2011-12-30
0
0000034563
FARMER BROTHERS CO
FARM
0001314571
Waite Carol Farmer
20333 S. NORMANDIE AVE
TORRANCE
CA
90502
0
0
1
1
Trustee, Beneficiary, Settlor
0001315366
Grossman Jeanne Farmer
20333 SOUTH NORMANDIE AVENUE
TORRANCE
CA
90502
1
0
1
1
Trustee, Beneficiary, Settlor
0001314759
Farmer Richard F
20333 S NORMANDIE AVE
TORRANCE
CA
90502
0
0
1
1
Trustee, Beneficiary, Settlor
Farmer Bros. Co. Common Stock
2011-12-30
2011-12-30
4
J
0
2617530
0
D
6399822
I
See Footnote 1
Farmer Bros. Co. Common Stock
2011-12-30
2011-12-30
4
J
0
297404
0
A
6399822
I
See Footnote 2
Farmer Bros. Co. Common Stock
2011-12-30
2011-12-30
4
J
0
297403
0
A
6399822
I
See Footnote 3
Farmer Bros. Co. Common Stock
2011-12-30
2011-12-30
4
J
0
297403
0
A
6399822
I
See Footnote 4
Farmer Bros. Co. Common Stock
2011-12-30
2011-12-30
4
J
0
855275
0
A
6399822
I
See footnote 5
Farmer Bros. Co. Common Stock
2011-12-30
2011-12-30
4
J
0
870045
0
A
6399822
I
See footnote 6
On December 30, 2011, in connection with its dissolution, Farmer Equities, LP distributed all shares of Farmer Brothers Co. common stock held by it to various trusts for which Carol Farmer Waite, Jeanne Farmer Grossman and Richard F. Farmer serve as trustees, including the trusts that were the general partners of Farmer Equities, LP (the "Distribution"). No shares were purchased or sold.
In connection with the Distribution, 297,404 shares of Farmer Brothers Co. common stock held by Farmer Equities, LP were distributed to a trust for which Ms. Waite is the sole trustee and settlor. No shares were purchased or sold.
In connection with the Distribution, 297,403 shares of Farmer Brothers Co. common stock held by Farmer Equities, LP were distributed to a trust for which Ms. Grossman is the sole trustee and settlor. No shares were purchased or sold.
In connection with the Distribution, 297,403 shares of Farmer Brothers Co. common stock held by Farmer Equities, LP were distributed to a trust for which Mr. Farmer is the sole trustee and settlor. No shares were purchased or sold.
In connection with the Distribution, 855,275 shares of Farmer Brothers Co. common stock held by Farmer Equities, LP were distributed to a family trust for which Ms. Waite and Ms. Grossman are the co-trustees. The shares held by such trust are beneficially owned by each of Ms. Waite, Ms. Grossman and Mr. Farmer to the extent of their proportionate interests in such trust, provided that 37,000 shares held by such trust are held in trust for the benefit of Ms. Grossman's daughter. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. No shares were purchased or sold.
In connection with the Distribution, 870,045 shares of Farmer Brothers Co. common stock held by Farmer Equities, LP were distributed to a family trust for which Ms. Waite and Ms. Grossman are the co-trustees. The shares held by such trust are beneficially owned by each of Ms. Waite, Ms. Grossman and Mr. Farmer to the extent of their proportionate interests in such trust. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. No shares were purchased or sold.
/s/ Carol Farmer Waite
2012-01-09
/s/ Carol Farmer Waite, Attorney-In-Fact for Jeanne Farmer Grossman
2012-01-09
/s/ Carol Farmer Waite, Attorney-In-Fact for Richard F. Farmer
2012-01-09