0000921895-23-002362.txt : 20231023 0000921895-23-002362.hdr.sgml : 20231023 20231023162840 ACCESSION NUMBER: 0000921895-23-002362 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231012 FILED AS OF DATE: 20231023 DATE AS OF CHANGE: 20231023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 22NW, LP CENTRAL INDEX KEY: 0001694297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 231340264 BUSINESS ADDRESS: STREET 1: 590 1ST AVE S, UNIT C1 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-437-9174 MAIL ADDRESS: STREET 1: 590 1ST AVE S, UNIT C1 CITY: SEATTLE STATE: WA ZIP: 98104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 22NW Fund, LP CENTRAL INDEX KEY: 0001640809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 231340263 BUSINESS ADDRESS: STREET 1: 1455 NW LEARY WAY STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98107 BUSINESS PHONE: 206-227-3078 MAIL ADDRESS: STREET 1: 1455 NW LEARY WAY STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 22NW GP, Inc. CENTRAL INDEX KEY: 0001783663 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 231340261 BUSINESS ADDRESS: STREET 1: 1455 NW LEARY WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98107 BUSINESS PHONE: 206-227-3078 MAIL ADDRESS: STREET 1: 1455 NW LEARY WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: English Aron R. CENTRAL INDEX KEY: 0001770436 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 231340265 MAIL ADDRESS: STREET 1: 1455 NW LEARY WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 22NW Fund GP, LLC CENTRAL INDEX KEY: 0001770575 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 231340262 BUSINESS ADDRESS: STREET 1: 1455 NW LEARY WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98107 BUSINESS PHONE: 206-227-3078 MAIL ADDRESS: STREET 1: 1455 NW LEARY WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 888 998 2468 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 3 1 form310680015nw_10232023.xml OWNERSHIP DOCUMENT X0206 3 2023-10-12 0 0000034563 FARMER BROTHERS CO FARM 0001770436 English Aron R. 590 1ST AVE S, UNIT C1 SEATTLE WA 98104 0 0 0 1 Please see Footnote 1 0001694297 22NW, LP 590 1ST AVE S, UNIT C1 SEATTLE WA 98104 0 0 0 1 Please see Footnote 1 0001640809 22NW Fund, LP 590 1ST AVE. S, UNIT C1 SEATTLE WA 98104 0 0 0 1 Please see Footnote 1 0001770575 22NW Fund GP, LLC 590 1ST AVE. S, UNIT C1 SEATTLE WA 98104 0 0 0 1 Please see Footnote 1 0001783663 22NW GP, Inc. 590 1ST AVE. S, UNIT C1 SEATTLE WA 98104 0 0 0 1 Please see Footnote 1 Common Stock 9010 D Common Stock 1955526 I By: 22NW Fund, LP This Form 3 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. /s/ Aron R. English 2023-10-23 22NW Fund, LP; By: 22NW Fund GP, LLC; By: /s/ Aron R. English, Manager 2023-10-23 22NW, LP; By: 22NW GP, Inc.; By: /s/ Aron R. English, President and Sole Shareholder 2023-10-23 22NW Fund GP, LLC; By: /s/ Aron R. English, Manager 2023-10-23 22NW GP, Inc., By: /s/ Aron R. English, President and Sole Shareholder 2023-10-23