0000921895-22-002791.txt : 20221007 0000921895-22-002791.hdr.sgml : 20221007 20221007161931 ACCESSION NUMBER: 0000921895-22-002791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221005 FILED AS OF DATE: 20221007 DATE AS OF CHANGE: 20221007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radoff Bradley Louis CENTRAL INDEX KEY: 0001380585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 221300978 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1625 CITY: HOUSTON STATE: TX ZIP: 77027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radoff Family Foundation CENTRAL INDEX KEY: 0001496916 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 221300977 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1625 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713.877.0089 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1625 CITY: HOUSTON STATE: TX ZIP: 77027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 888 998 2468 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 4 1 form408569044_10072022.xml OWNERSHIP DOCUMENT X0306 4 2022-10-05 0 0000034563 FARMER BROTHERS CO FARM 0001380585 Radoff Bradley Louis 2727 KIRBY DRIVE UNIT 29L HOUSTON TX 77098 0 0 0 1 See Footnote 1 0001496916 Radoff Family Foundation 2727 KIRBY DRIVE UNIT 29L HOUSTON TX 77098 0 0 0 1 See Footnote 1 Common Stock 200000 D Common Stock 2022-10-05 4 P 0 50000 5.0462 A 125000 I By The Radoff Family Foundation The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he or it is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Securities owned directly by the Radoff Foundation. As a director of the Radoff Foundation, Mr. Radoff may be deemed to beneficially own the securities owned directly by the Radoff Foundation. /s/ Bradley L. Radoff 2022-10-07 The Radoff Family Foundation, By: /s/ Bradley L. Radoff, Director 2022-10-07