0000034563-21-000071.txt : 20210915 0000034563-21-000071.hdr.sgml : 20210915 20210915174710 ACCESSION NUMBER: 0000034563-21-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lyon Scott R CENTRAL INDEX KEY: 0001793765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 211256296 MAIL ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 888 998 2468 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 4 1 wf-form4_163174241379981.xml FORM 4 X0306 4 2021-09-13 0 0000034563 FARMER BROTHERS CO FARM 0001793765 Lyon Scott R 1912 FARMER BROTHERS DRIVE NORTHLAKE TX 76262 0 1 0 0 Principal Accounting Officer Common Stock 2021-09-13 4 A 0 6256 0 A 23606 D Common Stock 2531.503 I Held in the Company's 401(k) Plan Cash-Settled Restricted Stock Units 2021-09-13 4 A 0 6256 0 A Common Stock 6256.0 14956 D Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"), granted on September 13, 2021 ("Grant Date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the Grant Date ("Vesting Dates"), subject to continued employment with the Company through each Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement. The cash-settled restricted stock units will be settled solely in cash. Each cash-settled restricted stock unit is the economic equivalent of one share of common stock of the issuer. The cash-settled restricted stock units vest in three equal annual installments beginning one year from the transaction date. Scott R. Lyon 2021-09-15