0000034563-18-000023.txt : 20180309 0000034563-18-000023.hdr.sgml : 20180309 20180309210125 ACCESSION NUMBER: 0000034563-18-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180307 FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Jeanne Farmer CENTRAL INDEX KEY: 0001315366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 18681733 MAIL ADDRESS: STREET 1: FARMER BROS CO. STREET 2: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 888 998 2468 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 4 1 wf-form4_152064725881244.xml FORM 4 X0306 4 2018-03-07 0 0000034563 FARMER BROTHERS CO FARM 0001315366 Grossman Jeanne Farmer FARMER BROS. CO. 1912 FARMER BROTHERS DRIVE NORTHLAKE TX 76262 1 0 0 0 Common Stock, $1.00 par value 2018-03-07 4 S 0 5000 31.50 D 1885063 I Trusts Common Stock, $1.00 par value 2018-03-08 4 S 0 5000 31.532 D 1880063 I Trusts Common Stock, $1.00 par value 2018-03-07 4 S 0 10000 32.0834 D 1870063 I Trusts Common Stock, $1.00 par value 18874 D Reflects all of the shares of the Issuer's Common Stock owned directly by various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person, including this reported transaction. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. Open market sale. This transaction was executed in multiple trades at prices ranging from $31.50 to $31.675; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines. Open market sale. This transaction was executed in multiple trades at prices ranging from $32.00 to $32.30; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines. /s/ Thomas J. Mattei Jr., Attorney-In-Fact for Jeanne Farmer Grossman 2018-03-09