0000034563-18-000021.txt : 20180226
0000034563-18-000021.hdr.sgml : 20180226
20180226213843
ACCESSION NUMBER: 0000034563-18-000021
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180105
FILED AS OF DATE: 20180226
DATE AS OF CHANGE: 20180226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grossman Jeanne Farmer
CENTRAL INDEX KEY: 0001315366
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 18642737
MAIL ADDRESS:
STREET 1: FARMER BROS CO.
STREET 2: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1912 FARMER BROTHERS DRIVE
CITY: NORTHLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 888 998 2468
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
4/A
1
wf-form4a_151969910910053.xml
FORM 4/A
X0306
4/A
2018-01-05
2018-01-09
0
0000034563
FARMER BROTHERS CO
FARM
0001315366
Grossman Jeanne Farmer
FARMER BROS. CO.
1912 FARMER BROTHERS DRIVE
NORTHLAKE
TX
76262
1
0
1
0
Common Stock, $1.00 par value
2018-01-05
5
J
0
E
720827
0
A
1890063
I
Trusts
Common Stock, $1.00 par value
18874
D
Pursuant to the terms of a court-approved settlement agreement, having an effective date of January 5, 2018, entered into among Reporting Person and certain members of her family relating to a number of family trusts, Reporting Person may be deemed to have acquired, indirectly through the trusts referenced in column 7, in a series of transactions not involving a purchase or sale (the "Trust Transactions"), beneficial ownership of an additional 720,827 shares of the Issuer's Common Stock.
Reflects all of the shares of Issuer's Common Stock owned directly by various family trusts of which Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by Reporting Person, including the Trust Transactions. Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest threin.
This Form 4 amends in its entirety the Form 4 filed by Reporting Person on January 9, 2018 in order to accurately reflect the aggregate number of shares of the Issuer's Common Stock that Reporting Person may be deemed to beneficially own indirectly as a result of the Trust Transactions.
/s/ Thomas J. Mattei Jr., Attorney-In-Fact for Jeanne Farmer Grossman
2018-02-26