0000034563-18-000021.txt : 20180226 0000034563-18-000021.hdr.sgml : 20180226 20180226213843 ACCESSION NUMBER: 0000034563-18-000021 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180105 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Jeanne Farmer CENTRAL INDEX KEY: 0001315366 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 18642737 MAIL ADDRESS: STREET 1: FARMER BROS CO. STREET 2: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 888 998 2468 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 4/A 1 wf-form4a_151969910910053.xml FORM 4/A X0306 4/A 2018-01-05 2018-01-09 0 0000034563 FARMER BROTHERS CO FARM 0001315366 Grossman Jeanne Farmer FARMER BROS. CO. 1912 FARMER BROTHERS DRIVE NORTHLAKE TX 76262 1 0 1 0 Common Stock, $1.00 par value 2018-01-05 5 J 0 E 720827 0 A 1890063 I Trusts Common Stock, $1.00 par value 18874 D Pursuant to the terms of a court-approved settlement agreement, having an effective date of January 5, 2018, entered into among Reporting Person and certain members of her family relating to a number of family trusts, Reporting Person may be deemed to have acquired, indirectly through the trusts referenced in column 7, in a series of transactions not involving a purchase or sale (the "Trust Transactions"), beneficial ownership of an additional 720,827 shares of the Issuer's Common Stock. Reflects all of the shares of Issuer's Common Stock owned directly by various family trusts of which Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by Reporting Person, including the Trust Transactions. Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest threin. This Form 4 amends in its entirety the Form 4 filed by Reporting Person on January 9, 2018 in order to accurately reflect the aggregate number of shares of the Issuer's Common Stock that Reporting Person may be deemed to beneficially own indirectly as a result of the Trust Transactions. /s/ Thomas J. Mattei Jr., Attorney-In-Fact for Jeanne Farmer Grossman 2018-02-26