0001209191-13-048696.txt : 20131017 0001209191-13-048696.hdr.sgml : 20131017 20131017184012 ACCESSION NUMBER: 0001209191-13-048696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131015 FILED AS OF DATE: 20131017 DATE AS OF CHANGE: 20131017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAMILY DOLLAR STORES INC CENTRAL INDEX KEY: 0000034408 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 560942963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: P.O. BOX 1017 STREET 2: 10401 MONROE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28201-1017 BUSINESS PHONE: 704-849-7492 MAIL ADDRESS: STREET 1: P.O. BOX 1017 STREET 2: 10401 MONROE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28201-1017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Barry W CENTRAL INDEX KEY: 0001328206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06807 FILM NUMBER: 131157907 MAIL ADDRESS: STREET 1: POST OFFICE BOX 1017 CITY: CHARLOTTE STATE: NC ZIP: 28201-1017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-10-15 0 0000034408 FAMILY DOLLAR STORES INC FDO 0001328206 Sullivan Barry W P. O. BOX 1017 CHARLOTTE NC 28201 0 1 0 0 Executive Vice President Common Stock 2013-10-15 4 A 0 5980 0.00 A 32680 D Common Stock 2013-10-15 4 F 0 1995 68.92 D 30685 D Employee Stock Option (Right to Buy) 68.92 2013-10-15 4 A 0 12110 0.00 A 2015-10-15 2018-10-14 Common Stock 12110 12110 D Represents gross number of shares awarded upon payout of Performance Share Rights Award granted under the Family Dollar Stores, Inc. (the "Company") 2006 Incentive Plan (the "Plan"). The payout of the referenced shares was contingent on the Company's achievement of certain net income growth and return on equity goals as compared to a peer group selected by the Company's Compensation Committee (the "Committee"). The actual payout represents 160.0% of a Target award established by the Committee and is reduced by shares withheld to satisfy tax withholding obligations. See footnote 2. Represents shares of Common Stock, the value of which was withheld to satisfy tax withholding obligations with respect to shares awarded on October 15, 2013 in settlement of Performance Share Rights Award. This option was granted on October 15, 2013, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option may be exercised prior to October 15, 2015. Thereafter, the option will vest in cumulative installments of not more than 40% of the number of shares subject to the option on October 15, 2015, 70% on October 15, 2016, and 100% on October 15, 2017. /s/ Beth R. MacDonald, by Power of Attorney 2013-10-17