-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoMO8dBtr2lj8K7ov2sPX0yHpYdHUdrYA2D/UjiM/LzcDSGTmE4ts4QcdVarbuN/ 1ZvD663tBI2gDravJZFZkQ== 0000940400-06-000540.txt : 20060829 0000940400-06-000540.hdr.sgml : 20060829 20060829111310 ACCESSION NUMBER: 0000940400-06-000540 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060829 EFFECTIVENESS DATE: 20060829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX EQUITY TRUST CENTRAL INDEX KEY: 0000034273 IRS NUMBER: 036066130 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00945 FILM NUMBER: 061060883 BUSINESS ADDRESS: STREET 1: 101 MUNSON STEET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800 243-1574 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET STREET 2: PO BOX 150480 CITY: HARTFORD STATE: CT ZIP: 06115-0480 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX ABERDEEN WORLDWIDE OPPORTUNITIES FUND DATE OF NAME CHANGE: 19981215 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX WORLDWIDE OPPORTUNITIES FUND DATE OF NAME CHANGE: 19940505 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL WORLDWIDE OPPORTUNITIES FUND INC DATE OF NAME CHANGE: 19920703 0000034273 S000001384 PHOENIX WORLDWIDE STRATEGIES FUND C000003695 CLASS A NWWOX C000003696 CLASS B WWOBX C000003697 CLASS C WWOCX 0000034273 S000001385 PHOENIX MID-CAP VALUE FUND C000003698 CLASS A FMIVX C000003699 CLASS C FMICX 0000034273 S000001386 PHOENIX PATHFINDER FUND C000003700 CLASS A PPTAX C000003701 CLASS C PPTCX 0000034273 S000001387 PHOENIX RELATIVE VALUE FUND C000003702 CLASS A PVRAX C000003703 CLASS C PVRCX 0000034273 S000001388 PHOENIX TOTAL VALUE FUND C000003704 CLASS A PTVAX 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PHOENIX INVESTMENT COUNSEL, INC. 008 B000201 A 008 C000201 801-5995 008 D010201 HARTFORD 008 D020201 CT 008 D030201 06115 008 D040201 0480 008 A000202 SASCO CAPITAL INC. 008 B000202 S 008 C000202 801-25958 008 D010202 FAIRFIELD 008 D020202 CT 008 D030202 06430 015 A000201 STATE STREET BANK & TRUST CO. 015 B000201 C 015 C010201 BOSTON 015 C020201 MA 015 C030201 02206 015 C040201 5501 015 E010201 X 015 A000202 DELETE 015 A000203 DELETE 015 A000204 DELETE 015 A000205 DELETE 015 A000206 DELETE 015 A000207 DELETE 015 A000208 DELETE 015 A000209 DELETE 024 000200 Y 025 A000201 GENERAL ELECTRIC CORP. 025 B000201 13-500700 025 C000201 D 025 D000201 1340 025 A000202 DELETE 025 D000202 0 025 D000203 0 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 12698 028 A020200 0 028 A030200 0 028 A040200 10338 028 B010200 14138 028 B020200 0 028 B030200 0 028 B040200 15431 028 C010200 12819 028 C020200 0 PAGE 17 028 C030200 0 028 C040200 6115 028 D010200 8302 028 D020200 0 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053 C000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 25 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N PAGE 19 066 D000200 Y 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 168324 071 B000200 35349 071 C000200 215253 071 D000200 16 072 A000200 12 072 B000200 559 072 C000200 3459 PAGE 20 072 D000200 0 072 E000200 0 072 F000200 1723 072 G000200 166 072 H000200 0 072 I000200 486 072 J000200 24 072 K000200 0 072 L000200 122 072 M000200 35 072 N000200 67 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 31 072 S000200 5 072 T000200 1155 072 U000200 0 072 V000200 0 072 W000200 27 072 X000200 3841 072 Y000200 388 072 Z000200 565 072AA000200 1458 072BB000200 0 072CC010200 23007 072CC020200 0 072DD010200 416 072DD020200 0 072EE000200 164 073 A010200 0.0520 073 A020200 0.0000 073 B000200 0.0140 073 C000200 0.0000 074 A000200 2 074 B000200 0 074 C000200 14648 074 D000200 0 074 E000200 0 074 F000200 271852 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 1949 074 K000200 0 074 L000200 2191 074 M000200 29 074 N000200 290671 074 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INC. 025 B000302 13-5674085 025 C000302 E 025 D000302 47 025 A000303 LEHMAN BROTHERS HOLDING,INC. 025 B000303 13-2518466 025 C000303 E 025 D000303 42 025 A000304 GOLDMAN SACHS & CO. 025 B000304 13-5108880 PAGE 22 025 C000304 E 025 D000304 50 025 A000305 JP MORGAN CHASE 025 B000305 13-3379014 025 C000305 E 025 D000305 48 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 16 028 A020300 0 028 A030300 0 028 A040300 1 028 B010300 4 028 B020300 0 028 B030300 0 028 B040300 3 028 C010300 31 028 C020300 0 028 C030300 0 028 C040300 0 028 D010300 2 028 D020300 0 028 D030300 0 028 D040300 0 028 E010300 1 028 E020300 0 028 E030300 0 028 E040300 0 028 F010300 38 028 F020300 0 028 F030300 0 028 F040300 0 028 G010300 92 028 G020300 0 028 G030300 0 028 G040300 4 028 H000300 62 029 000300 Y 030 A000300 2 030 B000300 5.75 030 C000300 0.00 031 A000300 0 031 B000300 0 032 000300 2 033 000300 0 042 A000300 0 042 B000300 0 042 C000300 35 042 D000300 65 042 E000300 0 PAGE 23 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 7 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.800 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 25 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 PAGE 24 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 Y 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y PAGE 25 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 3113 071 B000300 775 071 C000300 2264 071 D000300 34 072 A000300 11 072 B000300 1 072 C000300 33 072 D000300 0 072 E000300 0 072 F000300 17 072 G000300 28 072 H000300 0 072 I000300 35 072 J000300 3 072 K000300 0 072 L000300 3 072 M000300 23 072 N000300 28 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 20 072 S000300 4 072 T000300 7 072 U000300 0 072 V000300 0 072 W000300 8 072 X000300 176 072 Y000300 144 072 Z000300 2 072AA000300 0 072BB000300 39 072CC010300 75 072CC020300 0 072DD010300 2 072DD020300 0 072EE000300 0 073 A010300 0.0100 073 A020300 0.0000 PAGE 26 073 B000300 0.0000 073 C000300 0.0000 074 A000300 35 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 2373 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 87 074 K000300 2 074 L000300 3 074 M000300 9 074 N000300 2509 074 O000300 94 074 P000300 7 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 18 074 S000300 0 074 T000300 2390 074 U010300 209 074 U020300 26 074 V010300 10.16 074 V020300 10.10 074 W000300 0.0000 074 X000300 17 074 Y000300 0 075 A000300 0 075 B000300 2295 076 000300 0.00 008 A000401 PHOENIX INVESTMENT COUNSEL, INC. 008 B000401 A 008 C000401 801-5995 008 D010401 HARTFORD 008 D020401 CT 008 D030401 06115 008 D040401 0480 008 A000402 ACADIAN ASSET MANAGEMENT, INC. 008 B000402 S 008 C000402 801-28078 008 D010402 BOSTON 008 D020402 MA 008 D030402 02109 015 A000401 STATE STREET BANK & TRUST CO. 015 B000401 C 015 C010401 BOSTON PAGE 27 015 C020401 MA 015 C030401 02206 015 C040401 5501 015 E010401 X 024 000400 Y 025 A000401 BANK OF AMERICA 025 B000401 56-2058405 025 C000401 E 025 D000401 128 025 A000402 MORGAN STANLEY 025 B000402 13-2655998 025 C000402 E 025 D000402 126 025 A000403 MERRILL LYNCH & CO. 025 B000403 13-5674085 025 C000403 E 025 D000403 110 025 D000404 0 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 223 028 A020400 8 028 A030400 0 028 A040400 0 028 B010400 286 028 B020400 0 028 B030400 0 028 B040400 0 028 C010400 45 028 C020400 0 028 C030400 0 028 C040400 0 028 D010400 150 028 D020400 0 028 D030400 0 028 D040400 0 028 E010400 26 028 E020400 0 028 E030400 0 028 E040400 0 028 F010400 98 028 F020400 0 028 F030400 0 028 F040400 0 028 G010400 828 028 G020400 8 028 G030400 0 028 G040400 0 028 H000400 780 PAGE 28 029 000400 Y 030 A000400 0 030 B000400 5.75 030 C000400 0.00 031 A000400 0 031 B000400 0 032 000400 0 033 000400 0 042 A000400 0 042 B000400 0 042 C000400 15 042 D000400 85 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 7 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.800 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 053 C000400 N PAGE 29 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 25 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 Y 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y PAGE 30 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 N 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 6563 071 B000400 3509 071 C000400 2586 071 D000400 136 072 A000400 11 072 B000400 2 072 C000400 49 072 D000400 0 072 E000400 0 072 F000400 19 072 G000400 28 072 H000400 0 072 I000400 34 072 J000400 3 072 K000400 0 072 L000400 4 072 M000400 23 072 N000400 28 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 20 072 S000400 4 072 T000400 7 072 U000400 0 072 V000400 0 PAGE 31 072 W000400 10 072 X000400 180 072 Y000400 145 072 Z000400 16 072AA000400 70 072BB000400 0 072CC010400 254 072CC020400 0 072DD010400 8 072DD020400 0 072EE000400 0 073 A010400 0.0370 073 A020400 0.0050 073 B000400 0.0000 073 C000400 0.0000 074 A000400 1 074 B000400 0 074 C000400 110 074 D000400 0 074 E000400 0 074 F000400 3376 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 0 074 K000400 3 074 L000400 3 074 M000400 8 074 N000400 3501 074 O000400 0 074 P000400 7 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 19 074 S000400 0 074 T000400 3475 074 U010400 294 074 U020400 16 074 V010400 11.20 074 V020400 11.18 074 W000400 0.0000 074 X000400 53 074 Y000400 0 075 A000400 0 075 B000400 2658 076 000400 0.00 008 A000501 PHOENIX INVESTMENT COUNSEL, INC. 008 B000501 A 008 C000501 801-5995 PAGE 32 008 D010501 HARTFORD 008 D020501 CT 008 D030501 06115 008 D040501 0480 008 A000502 ACADIAN ASSET MANAGMENT, INC. 008 B000502 S 008 C000502 801-28078 008 D010502 BOSTON 008 D020502 MA 008 D030502 02109 008 A000503 GOLDEN CAPITAN MANAGEMENT, LLC. 008 B000503 S 008 C000503 801-57973 008 D010503 CHARLOTTE 008 D020503 NC 008 D030503 28262 008 A000504 HARRIS INVESTMENT MANAGEMENT, INC. 008 B000504 S 008 C000504 801-35533 008 D010504 CHICAGO 008 D020504 IL 008 D030504 60603 015 A000501 STATE STREET BANK & TRUST CO. 015 B000501 C 015 C010501 BOSTON 015 C020501 MA 015 C030501 02206 015 C040501 5501 015 E010501 X 024 000500 Y 025 A000501 BANK OF AMERICA 025 B000501 56-2058405 025 C000501 E 025 D000501 953 025 A000502 LEHMAN BROTHERS HOLDINGS, INC. 025 B000502 13-2518466 025 C000502 E 025 D000502 309 025 A000503 MERRILL LYNCH & CO., INC. 025 B000503 13-5674085 025 C000503 E 025 D000503 381 025 A000504 JP MORGAN CHASE & CO. 025 B000504 13-3379014 025 C000504 E 025 D000504 286 025 A000505 GOLDMAN SACHS & CO. 025 B000505 13-5108880 025 C000505 E 025 D000505 397 025 A000506 MORGAN STANLEY PAGE 33 025 B000506 13-2655998 025 C000506 E 025 D000506 386 025 A000507 GENERAL ELECTRIC CORP. 025 B000507 13-500700 025 C000507 E 025 D000507 137 025 D000508 0 028 A010500 223 028 A020500 0 028 A030500 0 028 A040500 415 028 B010500 214 028 B020500 0 028 B030500 0 028 B040500 310 028 C010500 178 028 C020500 0 028 C030500 0 028 C040500 206 028 D010500 188 028 D020500 0 028 D030500 0 028 D040500 135 028 E010500 178 028 E020500 0 028 E030500 0 028 E040500 166 028 F010500 106 028 F020500 0 028 F030500 0 028 F040500 134 028 G010500 1087 028 G020500 0 028 G030500 0 028 G040500 1366 028 H000500 1061 029 000500 Y 030 A000500 2 030 B000500 5.75 030 C000500 0.00 031 A000500 0 031 B000500 0 032 000500 2 033 000500 0 042 A000500 0 042 B000500 0 042 C000500 4 042 D000500 96 042 E000500 0 042 F000500 0 PAGE 34 042 G000500 0 042 H000500 0 043 000500 64 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.800 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 25 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 PAGE 35 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 Y 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y PAGE 36 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 45375 071 B000500 19437 071 C000500 25484 071 D000500 76 072 A000500 11 072 B000500 20 072 C000500 474 072 D000500 0 072 E000500 0 072 F000500 198 072 G000500 61 072 H000500 0 072 I000500 35 072 J000500 13 072 K000500 0 072 L000500 7 072 M000500 18 072 N000500 30 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 24 072 S000500 4 072 T000500 64 072 U000500 0 072 V000500 0 072 W000500 12 072 X000500 466 072 Y000500 117 072 Z000500 145 072AA000500 443 072BB000500 0 072CC010500 1700 072CC020500 0 072DD010500 76 072DD020500 0 072EE000500 0 073 A010500 0.0290 073 A020500 0.0000 073 B000500 0.0000 PAGE 37 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 335 074 D000500 0 074 E000500 0 074 F000500 28004 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 350 074 K000500 0 074 L000500 73 074 M000500 15 074 N000500 28777 074 O000500 347 074 P000500 43 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 81 074 S000500 0 074 T000500 28306 074 U010500 2577 074 U020500 35 074 V010500 10.83 074 V020500 10.79 074 W000500 0.0000 074 X000500 42 074 Y000500 0 075 A000500 0 075 B000500 25777 076 000500 0.00 SIGNATURE PATRICK W BRADLEY TITLE CFO EX-99.77B ACCT LTTR 2 pxet77b.txt PricewaterhouseCoopers LLP 125 High Street Boston, MA 02110-1707 Telephone (617) 530 5000 Facsimile (617) 530 5001 www.pwc.com Report of Independent Registered Public Accounting Firm To the Board of Trustees of Phoenix Equity Trust and Shareholders of: Phoenix Mid-Cap Value Fund Phoenix Pathfinder Fund Phoenix Relative Value Fund Phoenix Total Value Fund and Phoenix Worldwide Strategies Fund In planning and performing our audit of the financial statements of the Phoenix Equity Trust (the "Trust") as of and for the year ended June 30, 2006, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust's internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. Such internal control over financial reporting includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the company's ability to initiate, authorize, record, process or report external financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the company's annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a control deficiency, or combination of control deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected. Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be significant deficiencies or material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness as defined above as of June 30, 2006. This report is intended solely for the information and use of management and the Board of Trustees of Phoenix Equity Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP August 22, 2006 EX-99 3 pxet77q3.txt PHOENIX - EQUITY TRUST CIK Number 0000034273 Annual 06-30-06 Filing Because the electronic format for filing Form NSAR does not provide adequate space for responding to Items 72DD1, 72DD2, 73A1, 73A2, 74U1, 74U2, 74V1, and 74V2 correctly, the correct answers are as follows for Series 1 Phoenix Worldwide Strategies Fund: 72DD1/72DD2-Series 1 Class A 1,060, Class B 24 and Class C 14. 73A1/73A2- Series 1 Class A .0970, Class B .0380 and Class C .0380. 74U1/74U2- Series 1 Class A 10428, Class B 601, and Class C 316 74V1/74V2- Series 1 Class A $9.86, Class B $8.98, and Class C $8.95 -----END PRIVACY-ENHANCED MESSAGE-----