Barry B. Goldstein
Chief Executive Officer Kingstone Companies, Inc. 15 Joys Lane Kingston, New York 12401 (Name and Address of Agent for Service) |
Copy to:
Fred S. Skolnik, Esq. Certilman Balin Adler & Hyman, LLP 90 Merrick Avenue East Meadow, New York 11554 (516) 296-7048 |
Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☒
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
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(a)
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Annual Report on Form 10-K for the year ended December 31, 2022, filed with the Commission on March 31, 2023. |
(b)
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Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2023, filed with the Commission on May 15,
2023.
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(c)
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Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2023, filed with the Commission on August 14, 2023.
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(d)
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(e)
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(f)
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(g)
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(h)
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(i)
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(j)
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(k)
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(l)
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(m)
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(n)
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KINGSTONE COMPANIES, INC. |
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By:
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/s/ Barry B. Goldstein |
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Barry B. Goldstein |
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Chief Executive Officer |
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Signature
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Capacity
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Date
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/s/ Barry B.
Goldstein
Barry B. Goldstein |
Chief Executive Officer, President and Executive Chairman of the Board
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August 15, 2023
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/s/ Jennifer L.
Gravelle
Jennifer L. Gravelle |
Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer)
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August 15, 2023
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/s/ Meryl S. Golden
Meryl S. Golden |
Chief Operating Officer and Director
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August 15, 2023
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/s/ Michelle Gage
Michelle Gage
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Chief Accounting Officer (Principal Accounting Officer)
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August 15, 2023
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/s/ Floyd R. Tupper
Floyd R. Tupper |
Secretary and Director
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August 15, 2023
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/s/ Timothy P.
McFadden
Timothy P. McFadden |
Director
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August 15, 2023
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/s/ William L.
Yankus
William L. Yankus |
Director
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August 15, 2023
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/s/ Carla A.
D’Andre
Carla A. D’Andre |
Director
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August 15, 2023
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Security Type
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Security Class Title
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Fee Calculation Rule
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Amount Registered(1)
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Proposed Maximum Offering Price Per Unit
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Maximum Aggregate Offering Price
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Fee Rate
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Amount of
Registration
Fee
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Equity
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Common Stock, par value $0.01 per share
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457(h)(1)
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500,000(2)
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$1.065(3)
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$532,500(3)
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0.00011020
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$58.69
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Total Offering Amounts
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$532,500
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$58.69
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Total Fee Offsets
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---
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Net Fee Due
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$58.69
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(1)
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Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of the Registrant’s common stock (the “Common Stock”)
that become issuable as a result of any stock dividend, stock split, recapitalization, or other similar transaction effected without the receipt of consideration that results in an increase in the number of outstanding shares of the
Registrant’s Common Stock.
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(2)
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Consists of 500,000 shares of the Registrant’s Common Stock issuable under the 2014 Plan.
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(3)
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Calculated solely for purposes of the registration fee for this offering and in accordance with paragraph (h)(1) of Rule 457 of the Securities Act, on the
basis of the average of the high and low prices of the Registrant’s shares of Common Stock as quoted on the Nasdaq Capital Market on August 8, 2023.
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