0001398344-21-012082.txt : 20210526 0001398344-21-012082.hdr.sgml : 20210526 20210526150936 ACCESSION NUMBER: 0001398344-21-012082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210525 FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHAW RALPH W CENTRAL INDEX KEY: 0001107682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 21965296 MAIL ADDRESS: STREET 1: 1075 HENDERSONVILLE ROAD STREET 2: SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: (513) 587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 4 1 fp0065807_4.xml X0306 4 2021-05-25 0 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001107682 BRADSHAW RALPH W 1075 HENDERSONVILLE ROAD SUITE 250 ASHEVILLE NC 28803 1 1 0 0 President Common Stock 2021-05-25 4 M 0 2028 10.23 A 6738 D Common Stock 21375 I By IRA Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. The total shares in column (5) includes 12,922 shares acquired through the Issuer's dividend reinvestment plan. /s/ Ralph Bradshaw 2021-05-26