0001398344-21-012082.txt : 20210526
0001398344-21-012082.hdr.sgml : 20210526
20210526150936
ACCESSION NUMBER: 0001398344-21-012082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210525
FILED AS OF DATE: 20210526
DATE AS OF CHANGE: 20210526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRADSHAW RALPH W
CENTRAL INDEX KEY: 0001107682
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02363
FILM NUMBER: 21965296
MAIL ADDRESS:
STREET 1: 1075 HENDERSONVILLE ROAD
STREET 2: SUITE 250
CITY: ASHEVILLE
STATE: NC
ZIP: 28803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000033934
IRS NUMBER: 132727013
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 PICTORIA DRIVE, SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
BUSINESS PHONE: (513) 587-3400
MAIL ADDRESS:
STREET 1: 225 PICTORIA DRIVE, SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
FORMER COMPANY:
FORMER CONFORMED NAME: EIS FUND INC
DATE OF NAME CHANGE: 20020109
FORMER COMPANY:
FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC
DATE OF NAME CHANGE: 19920703
4
1
fp0065807_4.xml
X0306
4
2021-05-25
0
0000033934
CORNERSTONE TOTAL RETURN FUND INC
CRF
0001107682
BRADSHAW RALPH W
1075 HENDERSONVILLE ROAD
SUITE 250
ASHEVILLE
NC
28803
1
1
0
0
President
Common Stock
2021-05-25
4
M
0
2028
10.23
A
6738
D
Common Stock
21375
I
By IRA
Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
The total shares in column (5) includes 12,922 shares acquired through the Issuer's dividend reinvestment plan.
/s/ Ralph Bradshaw
2021-05-26