N-PX 1 fp0043238_npx.htm fp0043238

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-02363

 

Cornerstone Total Return Fund, Inc.

 

(Exact name of registrant as specified in charter)

 

225 Pictoria Drive, Suite 450,    Cincinnati, OH 45246
(Address of principal executive offices) (Zip code)

 

Benjamin V. Mollozzi, Esq.

 

c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450,    Cincinnati, OH 45246

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (866) 668-6558

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2018 - June 30, 2019

 

 

 

ITEM 1. PROXY VOTING RECORD.

 

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Company Name Ticker CUSIP Meeting Date Proposal Number Proposal Description Proponent Ballot Status Management Recommendation Vote Cast For/Against Management
Abbott Laboratories ABT 002824100 04/26/2019 1.1 Elect Robert J. Alpern Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.2 Elect Roxanne S. Austin Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.3 Elect Sally E. Blount Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.4 Elect Michelle A. Kumbier Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.5 Elect Edward M. Liddy Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.6 Elect Nancy McKinstry Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.7 Elect Phebe N. Novakovic Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.8 Elect William A. Osborn Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.9 Elect Samuel C. Scott III Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.10 Elect Daniel J. Starks Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.11 Elect John G. Stratton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.12 Elect Glenn F. Tilton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 1.13 Elect Miles D. White Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 2 Ratification of Auditor Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Abbott Laboratories ABT 002824100 04/26/2019 4 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
Aberdeen Emerging Markets Equity Income Fund Inc. AEF 00301W105 02/21/2019 1 Elect Lawrence J. Fox Mgmt Voted For 75% For 22% Against 3% Abstain For
Aberdeen Emerging Markets Equity Income Fund Inc. AEF 00301W105 02/21/2019 2 Elect C. William Maher Mgmt Voted For 94% For 3% Against 3% Abstain For
Aberdeen Global Premier Properties Fund AWP 00326L100 09/19/2018 1.1 Elect John Sievwright Mgmt Voted For 81% For 19% Withhold For
Aberdeen Global Premier Properties Fund AOD 00326L100 10/31/2018 1.1 Elect John Sievwright Mgmt Voted For 81% For 19% Withhold For
Aberdeen Japan Equity Fund Inc. JEQ 00306J109 06/19/2019 1 Elect Rahn K. Porter Mgmt Voted For 83% For 16% Against 1% Abstain For
Accenture plc ACN G1151C101 02/01/2019 1 Elect Jaime Ardila Gomez Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 2 Elect Herbert Hainer Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 3 Elect Marjorie Magner Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 4 Elect Nancy McKinstry Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 5 Elect David P. Rowland (substitute nominee for Pierre Nanterme) Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 6 Elect Gilles Pelisson Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 7 Elect Paula A. Price Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 8 Elect Venkata Renduchintala Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 9 Elect Arun Sarin Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 10 Elect Frank Kui Tang Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 11 Elect Tracey T. Travis Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 13 Ratification of Auditor Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 14 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 15 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Accenture plc ACN G1151C101 02/01/2019 16 Issuance of Treasury Shares Mgmt Voted For For For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.1 Elect Enrique R. Arzac Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.2 Elect Kenneth J. Dale Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.3 Elect Frederic A. Escherich Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.4 Elect Roger W. Gale Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.6 Elect Kathleen T. McGahran Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.7 Elect Craig R. Smith Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 1.8 Elect Mark E. Stoeckle Mgmt Voted For 90% For 10% Withhold For
Adams Diversified Equity Fund, Inc. ADX 006212104 04/16/2019 2 Ratification of Auditor Mgmt Voted For 96% For 3% Against 1% Abstain For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.1 Elect Enrique R. Arzac Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.2 Elect Kenneth J. Dale Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.3 Elect Frederic A. Escherich Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.4 Elect Roger W. Gale Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.6 Elect Kathleen T. McGahran Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.7 Elect Craig R. Smith Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 1.8 Elect Mark E. Stoeckle Mgmt Voted For 96% For 4% Withhold For
Adams Natural Resources Fund PEO 00548F105 04/16/2019 2 Ratification of Auditor Mgmt Voted For 98% For 1% Against 1% Abstain   For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 1 Elect Susan K. Carter Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 2 Elect Charles I. Cogut Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 3 Elect Seifi Ghasemi Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 4 Elect Chadwick C. Deaton Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 5 Elect David H. Y. Ho Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 6 Elect Margaret G. McGlynn Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 7 Elect Edward L. Monser Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 8 Elect Matthew H. Paull Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 01/24/2019 10 Ratification of Auditor Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 1 Elect Jeffrey P. Bezos Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 2 Elect Rosalind G. Brewer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 3 Elect Jamie S. Gorelick Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 4 Elect Daniel P. Huttenlocher Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 5 Elect Judith A. McGrath Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 6 Elect Indra K. Nooyi Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 7 Elect Jonathan J. Rubinstein Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 8 Elect Thomas O. Ryder Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 9 Elect Patricia Q. Stonesifer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 10 Elect Wendell P. Weeks Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 11 Ratification of Auditor Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 05/22/2019 13 Shareholder Proposal Regarding Report on Food Waste Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 14 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 15 Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 18 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 19 Shareholder Proposal Regarding Preparation of Sexual Harassment Report Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 20 Shareholder Proposal Regarding Climate Change Report Shrholdr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 05/22/2019 21 Shareholder Proposal Regarding Disclosure of Board Qualifications Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 22 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 23 Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity Shrholdr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 05/22/2019 24 Shareholder Proposal Regarding Counting Abstentions Shrholdr Voted Against Against For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 1 Elect Nicholas K. Akins Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 2 Elect David J. Anderson Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 3 Elect J. Barnie Beasley, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 4 Elect Ralph D. Crosby, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 5 Elect Linda A. Goodspeed Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 6 Elect Thomas E. Hoaglin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 7 Elect Sandra Beach Lin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 8 Elect Margaret M. McCarthy Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 9 Elect Richard C. Notebaert Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 10 Elect Lionel L. Nowell, III Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 11 Elect Stephen S. Rasmussen Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 12 Elect Oliver G. Richard, III Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 13 Elect Sara Martinez Tucker Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 14 Ratification of Auditor Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 15 Elimination of Preemptive Rights Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 04/23/2019 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 1 Elect Charlene Barshefsky Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 2 Elect John J. Brennan Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 3 Elect Peter Chernin Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 4 Elect Ralph de la Vega Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 5 Elect Anne M. A. Lauvergeon Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 6 Elect Micheal O. Leavitt Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 7 Elect Theodore J. Leonsis Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 8 Elect Stephen J. Squeri Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 9 Elect Daniel L. Vasella Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 10 Elect Ronald A. Williams Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 11 Elect Christopher D. Young Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 12 Ratification of Auditor Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 05/07/2019 14 Shareholder Proposal Regarding Right to Act By Written Consent Shrholdr Voted Against For Against
American Express Company AXP 025816109 05/07/2019 15 Shareholder Proposal Regarding Excluding EPS in Executive Compensation Shrholdr Voted Against Against For
American Express Company AXP 025816109 05/07/2019 16 Shareholder Proposal Regarding Gender Pay Equity Report Shrholdr Voted Against Against For
Anthem, Inc. ANTM 036752103 05/15/2019 1 Elect Bahija Jallal Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 2 Elect Elizabeth E. Tallett Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 3 Ratification of Auditor Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 4 Advisory Vote on Executive Compensation Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 5 Repeal of Classified Board Mgmt Voted For For For
Anthem, Inc. ANTM 036752103 05/15/2019 6 Shareholder Proposal Regarding Declassification of the Board Shrholdr Voted N/A Against N/A
Aon plc AON G0408V102 06/21/2019 1 Elect Jin-Yong Cai Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 2 Elect Jeffrey C. Campbell Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 3 Elect Gregory C. Case Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 4 Elect Fulvio Conti Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 5 Elect Cheryl Francis Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 6 Elect Lester B. Knight Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 7 Elect J. Michael Losh Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 8 Elect Richard B. Myers Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 9 Elect Richard C. Notebaert Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 10 Elect Gloria Santona Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 11 Elect Carolyn Y. Woo Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 13 Advisory Resolution on Director's Remuneration Report Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 14 Accounts and Reports Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 15 Ratification of Auditor Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 16 Ratification of Statutory Auditor Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 17 Authority to Set Auditor's Fees Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 18 Amendment to 2011 Incentive Compensation Plan Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 19 Reduction of Capital Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 20 Amendment to Create New Class D Ordinary Shares Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 21 Approval of Share Repurchase Contracts and

Repurchase Counterparties
Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 22 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 23 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Aon plc AON G0408V102 06/21/2019 24 Authorisation of Political Donations Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 1 Elect James A. Bell Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 2 Elect Timothy D. Cook Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 3 Elect Albert A. Gore Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 4 Elect Robert A. Iger Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 5 Elect Andrea Jung Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 6 Elect Arthur D. Levinson Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 7 Elect Ronald D. Sugar Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 8 Elect Susan L. Wagner Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 9 Ratification of Auditor Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Apple Inc. AAPL 037833100 03/01/2019 11 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Apple Inc. AAPL 037833100 03/01/2019 12 Shareholder Proposal Regarding Disclosure of Board Qualifications Shrholdr Voted Against Against For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 1 Elect Alan L. Boeckmann Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 2 Elect Michael S. Burke Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 3 Elect Terrell K. Crews Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 4 Elect Pierre Dufour Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 5 Elect Donald E. Felsinger Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 6 Elect Suzan F. Harrison Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 7 Elect Juan R. Luciano Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 8 Elect Patrick J. Moore Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 9 Elect Francisco Sanchez Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 10 Elect Debra A. Sandler Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 11 Elect Lei Z. Schlitz Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 12 Elect Kelvin R. Westbrook Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 13 Ratification of Auditor Mgmt Voted For For For
Archer Daniels Midland Co. ADM 039483102 05/01/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Bank of America Corporation BAC 060505104 04/24/2019 1 Elect Sharon L. Allen Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 2 Elect Susan S. Bies Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 3 Elect Jack O. Bovender, Jr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 4 Elect Frank P. Bramble, Sr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 5 Elect Pierre J. P. de Weck Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 6 Elect Arnold W. Donald Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 7 Elect Linda P. Hudson Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 8 Elect Monica C. Lozano Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 9 Elect Thomas J. May Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 10 Elect Brian T. Moynihan Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 11 Elect Lionel L. Nowell, III Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 12 Elect Clayton S. Rose Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 13 Elect Michael D. White Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 14 Elect Thomas D. Woods Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 15 Elect R. David Yost Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 16 Elect Maria T. Zuber Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 17 Advisory Vote on Executive Compensation Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 18 Ratification of Auditor Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 19 Amendment to the Key Employee Equity Plan Mgmt Voted For For For
Bank of America Corporation BAC 060505104 04/24/2019 20 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Bank of America Corporation BAC 060505104 04/24/2019 21 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against Against For
Bank of America Corporation BAC 060505104 04/24/2019 22 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shrholdr Voted Against Against For
Baxter International Inc. BAX 071813109 05/07/2019 1 Elect Jose E. Almeida Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 2 Elect Thomas F. Chen Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 3 Elect John D. Forsyth Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 4 Elect James R. Gavin III Mgmt Voted For Against Against
Baxter International Inc. BAX 071813109 05/07/2019 5 Elect Peter S. Hellman Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 6 Elect Michael F. Mahoney Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 7 Elect Patricia Morrison Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 8 Elect Stephen N. Oesterle Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 9 Elect Cathy R. Smith Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 10 Elect Thomas T. Stallkamp Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 11 Elect Albert P.L. Stroucken Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 12 Elect Amy M. Wendell Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 14 Ratification of Auditor Mgmt Voted For For For
Baxter International Inc. BAX 071813109 05/07/2019 15 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
Baxter International Inc. BAX 071813109 05/07/2019 16 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
BB&T Corporation BBT 054937107 04/30/2019 1 Elect Jennifer S. Banner Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 2 Elect K. David Boyer, Jr. Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 3 Elect Anna R. Cablik Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 4 Elect Patrick C. Graney III Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 5 Elect I. Patricia Henry Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 6 Elect Kelly S. King Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 7 Elect Louis B. Lynn Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 8 Elect Easter Maynard Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 9 Elect Charles A. Patton Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 10 Elect Nido R. Qubein Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 11 Elect William J. Reuter Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 12 Elect Tollie W. Rich, Jr. Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 13 Elect Christine Sears Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 14 Elect Thomas E. Skains Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 15 Elect Thomas N. Thompson Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 16 Ratification of Auditor Mgmt Voted For For For
BB&T Corporation BBT 054937107 04/30/2019 17 Advisory Vote on Executive Compensation Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 1 Elect Catherine M. Burzik Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 2 Elect R. Andrew Eckert Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 3 Elect Vincent A. Forlenza Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 4 Elect Claire M. Fraser Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 5 Elect Jeffrey W. Henderson Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 6 Elect Christopher Jones Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 7 Elect Marshall O. Larsen Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 8 Elect David F. Melcher Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 9 Elect Claire Pomeroy Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 10 Elect Rebecca W. Rimel Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 11 Elect Timothy M. Ring Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 12 Elect Bertram L. Scott Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 13 Ratification of Auditor Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 01/22/2019 15 Elimination of Supermajority Requirement Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.1 Elect Warren E. Buffett Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.2 Elect Charles T. Munger Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.3 Elect Gregory E. Abel Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.4 Elect Howard G. Buffett Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.5 Elect Stephen B. Burke Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.6 Elect Susan L. Decker Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.7 Elect William H. Gates III Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.8 Elect David S. Gottesman Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.9 Elect Charlotte Guyman Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.10 Elect Ajit Jain Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.11 Elect Thomas S. Murphy Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.12 Elect Ronald L. Olson Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.13 Elect Walter Scott, Jr. Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 05/04/2019 1.14 Elect Meryl B. Witmer Mgmt Voted For For For
BlackRock Resources & Commodities Strategy Trust BCX 09257A108 07/30/2018 1.1 Elect Frank J. Fabozzi Mgmt Voted For 90% For 10% Withold For
BlackRock Resources & Commodities Strategy Trust BCX 09257A108 07/30/2018 1.2 Elect Robert Fairbairn Mgmt Voted For 90% For 10% Withold For
BlackRock Resources & Commodities Strategy Trust BCX 09257A108 07/30/2018 1.3 Elect Catherine A. Lynch Mgmt Voted For 90% For 10% Withold For
BlackRock Resources & Commodities Strategy Trust BCX 09257A108 07/30/2018 1.4 Elect Karen P. Robards Mgmt Voted For 90% For 10% Withold For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.1 Elect Timothy M. Armstrong Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.2 Elect Jeffrey H. Boyd Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.3 Elect Glenn D. Fogel Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.4 Elect Mirian M. Graddick-Weir Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.5 Elect James M. Guyette Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.6 Elect Wei Hopeman Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.7 Elect Robert J. Mylod, Jr. Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.8 Elect Charles H. Noski Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.9 Elect Nancy B. Peretsman Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.10 Elect Nicholas J. Read Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.11 Elect Thomas E. Rothman Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.12 Elect Lynn M. Vojvodich Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 1.13 Elect Vanessa A. Wittman Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 2 Ratification of Auditor Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Booking Holdings Inc. BKNG 09857L108 06/06/2019 4 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Boston Scientific Corporation BSX 101137107 05/09/2019 1 Elect Nelda J. Connors Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 2 Elect Charles J. Dockendorff Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 3 Elect Yoshiaki Fujimori Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 4 Elect Donna A. James Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 5 Elect Edward J. Ludwig Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 6 Elect Stephen P. MacMillan Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 7 Elect Michael F. Mahoney Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 8 Elect David J. Roux Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 9 Elect John E. Sununu Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 10 Elect Ellen M. Zane Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 12 Adoption of Majority Vote for Uncontested Elections of Directors Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 05/09/2019 13 Ratification of Auditor Mgmt Voted For For For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 02/22/2019 1.1 Elect Nisha Kumar Mgmt Voted For 91% For 9% Withhold For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 02/22/2019 1.2 Elect Daniel P. Cronin Mgmt Voted For 87% For 13% Withhold For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 02/22/2019 1.3 Elect Paolo M. Cucchi Mgmt Voted For 87% For 13% Withhold For
Broadcom Inc. AVGO 11135F101 04/01/2019 1 Elect Hock E. Tan Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 2 Elect Dr. Henry S. Samueli Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 3 Elect Eddy W. Hartenstein Mgmt Voted For Against Against
Broadcom Inc. AVGO 11135F101 04/01/2019 4 Elect Diane M. Bryant Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 5 Elect Gayla J. Delly Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 6 Elect Check Kian Low Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 7 Elect Peter J. Marks Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 8 Elect Harry L. You Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 9 Ratification of Auditor Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 10 Amendment to the Employee Share Purchase Plan Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 04/01/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Caterpillar Inc. CAT 149123101 06/12/2019 1 Elect Kelly A. Ayotte Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 2 Elect David L. Calhoun Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 3 Elect Daniel M. Dickinson Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 4 Elect Juan Gallardo Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 5 Elect Dennis A. Muilenburg Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 6 Elect William A. Osborn Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 7 Elect Debra L. Reed-Klages Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 8 Elect Edward B. Rust, Jr. Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 9 Elect Susan C. Schwab Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 10 Elect D. James Umpleby III Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 11 Elect Miles D. White Mgmt Voted For Against Against
Caterpillar Inc. CAT 149123101 06/12/2019 12 Elect Rayford Wilkins Jr. Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 13 Ratification of Auditor Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 06/12/2019 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Caterpillar Inc. CAT 149123101 06/12/2019 16 Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas Shrholdr Voted Against Against For
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/10/2018 1 Elect Asuka Nakahara Mgmt Voted For 96% For 4% Withhold For
Centene Corporation CNC 15135B101 01/28/2019 1 Increase of Authorized Common Stock Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 1 Elect Orlando Ayala Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 2 Elect John R. Roberts Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 3 Elect Thomas G. Thompson Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 4 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Centene Corporation CNC 15135B101 04/23/2019 5 Ratification of Auditor Mgmt Voted For For For
Centene Corporation CNC 15135B101 04/23/2019 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Charter Communications, Inc. CHTR 16119P108 04/23/2019 1 Elect W. Lance Conn Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 2 Elect Kim C. Goodman Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 3 Elect Craig A. Jacobson Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 4 Elect Gregory B. Maffei Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 04/23/2019 5 Elect John D. Markley, Jr. Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 6 Elect David C. Merritt Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 7 Elect James E. Meyer Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 04/23/2019 8 Elect Steven A. Miron Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 9 Elect Balan Nair Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 04/23/2019 10 Elect Michael A. Newhouse Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 11 Elect Mauricio Ramos Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 12 Elect Thomas M. Rutledge Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 13 Elect Eric L. Zinterhofer Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 14 Approval of the 2019 Stock Incentive Plan Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 04/23/2019 15 Ratification of Auditor Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 04/23/2019 16 Shareholder Proposal Regarding Proxy Access Shrholdr Voted Against For Against
Charter Communications, Inc. CHTR 16119P108 04/23/2019 17 Shareholder Proposal Regarding Sustainability Report Shrholdr Voted Against For Against
Cigna Corporation CI 125509109 08/24/2018 1 Express Scripts Merger Mgmt Voted For For For
Cigna Corporation CI 125509109 08/24/2018 2 Right to Adjourn Meeting Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 1 Elect David M. Cordani Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 2 Elect William J. DeLaney Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 3 Elect Eric J. Foss Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 4 Elect Elder Granger Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 5 Elect Isaiah Harris, Jr. Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 6 Elect Roman Martinez IV Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 7 Elect Kathleen M. Mazzarella Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 8 Elect Mark B. McClellan Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 9 Elect John M. Partridge Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 10 Elect William L. Roper Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 11 Elect Eric C. Wiseman Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 12 Elect Donna F. Zarcone Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 13 Elect William D. Zollars Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 15 Ratification of Auditor Mgmt Voted For For For
Cigna Corporation CI 125523100 04/24/2019 16 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
Cigna Corporation CI 125523100 04/24/2019 17 Shareholder Proposal Regarding Cyber Risk Report Shrholdr Voted Against Against For
Cigna Corporation CI 125523100 04/24/2019 18 Shareholder Proposal Regarding Gender Pay Equity Report Shrholdr Voted Against Against For
Citigroup Inc. C 172967424 04/16/2019 1 Elect Michael L. Corbat Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 2 Elect Ellen M. Costello Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 3 Elect Barbara J. Desoer Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 4 Elect John C. Dugan Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 5 Elect Duncan P. Hennes Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 6 Elect Peter B. Henry Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 7 Elect S. Leslie Ireland Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 8 Elect Lew W. Jacobs, IV Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 9 Elect Renee J. James Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 10 Elect Eugene M. McQuade Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 11 Elect Gary M. Reiner Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 12 Elect Diana L. Taylor Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 13 Elect James S. Turley Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 14 Elect Deborah C. Wright Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 15 Elect Ernesto Zedillo Ponce de Leon Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 16 Ratification of Auditor Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 17 Advisory Vote on Executive Compensation Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 18 Approval of the 2019 Stock Incentive Plan Mgmt Voted For For For
Citigroup Inc. C 172967424 04/16/2019 19 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
Citigroup Inc. C 172967424 04/16/2019 20 Shareholder Proposal Regarding Government Service Vesting Shrholdr Voted Against Against For
Citigroup Inc. C 172967424 04/16/2019 21 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
ClearBridge MLP and Midstream Total Return Fund Inc CTR 18469Q108 04/12/2019 1.1 Elect Carol L. Colman Mgmt Voted For 49% For 51% Withold Against
ClearBridge MLP and Midstream Total Return Fund Inc CTR 18469Q108 04/12/2019 1.2 Elect Daniel P. Cronin Mgmt Voted For 49% For 51% Withold Against
ClearBridge MLP and Midstream Total Return Fund Inc CTR 18469Q108 04/12/2019 1.3 Elect Paolo M. Cucchi Mgmt Voted For 49% For 51% Withold Against
CME Group Inc. CME 12572Q105 11/29/2018 1 Elimination of Class B Director Election Rights Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 1 Elect Terrence A. Duffy Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 2 Elect Timothy S. Bitsberger Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 3 Elect Charles P. Carey Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 4 Elect Dennis H. Chookaszian Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 5 Elect Ana Dutra Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 6 Elect Martin J. Gepsman Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 7 Elect Larry G. Gerdes Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 8 Elect Daniel R. Glickman Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 9 Elect Daniel G. Kaye Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 10 Elect Phyllis M. Lockett Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 11 Elect Deborah J. Lucas Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 12 Elect Alex J. Pollock Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 13 Elect Terry L. Savage Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 14 Elect William R. Shepard Mgmt Voted For Against Against
CME Group Inc. CME 12572Q105 05/08/2019 15 Elect Howard J. Siegel Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 16 Elect Michael Spencer Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 17 Elect Dennis A. Suskind Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 18 Ratification of Auditor Mgmt Voted For For For
CME Group Inc. CME 12572Q105 05/08/2019 19 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 1 Elect Zein Abdalla Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 2 Elect Maureen Breakiron-Evans Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 3 Elect Jonathan C. Chadwick Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 4 Elect John M. Dineen Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 5 Elect Francisco D'Souza Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 6 Elect John N. Fox, Jr. Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 7 Elect Brian Humphries Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 8 Elect John E. Klein Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 9 Elect Leo S. Mackay, Jr. Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 10 Elect Michael Patsalos-Fox Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 11 Elect Joseph M. Velli Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 13 Ratification of Auditor Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Cognizant Technology Solutions Corporation CTSH 192446102 06/04/2019 15 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against Against For
Cohen & Steers Global Income Builder Inc. INB 19248M103 04/25/2019 1.1 Elect Daphne L. Richards Mgmt Voted For For For
Cohen & Steers Global Income Builder Inc. INB 19248M103 04/25/2019 1.2 Elect Gerald J. Maginnis Mgmt Voted For For For
Cohen & Steers Global Income Builder Inc. INB 19248M103 04/25/2019 1.3 Elect Joseph M. Harvey Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.1 Elect Kenneth J. Bacon Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.2 Elect Madeline S. Bell Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.3 Elect Sheldon M. Bonovitz Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.4 Elect Edward D. Breen Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.5 Elect Gerald L. Hassell Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.6 Elect Jeffrey A. Honickman Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.7 Elect Maritza Gomez Montiel Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.8 Elect Asuka Nakahara Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.9 Elect David C. Novak Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 1.10 Elect Brian L. Roberts Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 2 Ratification of Auditor Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 3 Approval of the 2019 Omnibus Sharesave Plan Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 4 Advisory vote on executive compensation Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 06/05/2019 5 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Comcast Corporation CMCSA 20030N101 06/05/2019 6 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against Against For
Concho Resources Inc. CXO 20605P101 07/17/2018 1 Merger/Acquisition Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 1 Elect Charles E. Bunch Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 2 Elect Caroline Maury Devine Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 3 Elect John V. Faraci Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 4 Elect Jody L Freeman Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 5 Elect Gay Huey Evans Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 6 Elect Jeffrey A. Joerres Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 7 Elect Ryan M. Lance Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 8 Elect William H. McRaven Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 9 Elect Sharmila Mulligan Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 10 Elect Arjun N. Murti Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 11 Elect Robert A. Niblock Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 12 Ratification of Auditor Mgmt Voted For For For
ConocoPhillips COP 20825C104 05/14/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.1 Elect Jerry Fowden Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.2 Elect Barry A. Fromberg Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.3 Elect Robert L. Hanson Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.4 Elect Ernesto M. Hernandez Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.5 Elect Susan Sommersille Johnson Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.6 Elect James A. Locke III Mgmt Voted For Withhold Against
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.7 Elect Daniel J. McCarthy Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.8 Elect Richard Sands Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.9 Elect Robert Sands Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.10 Elect Judy A. Schmeling Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 1.11 Elect Keith E. Wandell Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 2 Ratification of Auditor Mgmt Voted For For For
Constellation Brands, Inc. STZ 21036P108 07/17/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 1.1 Elect Hamilton E. James Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 1.2 Elect John W. Stanton Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 1.3 Elect Mary Agnes Wilderotter Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 2 Ratification of Auditor Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 4 Approval of the 2019 Incentive Plan Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 5 Repeal of Classified Board Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 6 Elimination of Supermajority Requirement Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 01/24/2019 7 Shareholder Proposal Regarding Prison Labor Shrholdr Voted Against Against For
Crown Castle International Corp. CCI 22822V101 05/16/2019 1 Elect P. Robert Bartolo Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 2 Elect Jay A. Brown Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 3 Elect Cindy  Christy Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 4 Elect Ari Q. Fitzgerald Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 5 Elect Robert E. Garrison II Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 6 Elect Andrea J. Goldsmith Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 7 Elect Lee W. Hogan Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 8 Elect Edward C. Hutcheson, Jr. Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 9 Elect J. Landis Martin Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 10 Elect Robert F. McKenzie Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 11 Elect Anthony J. Melone Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 12 Elect W. Benjamin Moreland Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 13 Ratification of Auditor Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 05/16/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 1 Elect Donna M. Alvarado Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 2 Elect Pamela L. Carter Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 3 Elect James M. Foote Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 4 Elect Steven T. Halverson Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 5 Elect Paul C. Hilal Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 6 Elect John D. McPherson Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 7 Elect David M. Moffett Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 8 Elect Linda H. Riefler Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 9 Elect J. Steven Whisler Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 10 Elect John J. Zillmer Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 11 Ratification of Auditor Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
CSX Corporation CSX 126408103 05/03/2019 13 2019 Stock and Incentive Plan Mgmt Voted For For For
Cushing MLP & Infrastructure Total Return Fund SRF 23162T102 05/30/2019 1.1 Elect Brian R. Bruce Mgmt Voted For 97% For 3% Withhold For
Cushing MLP & Infrastructure Total Return Fund SRF 23162T102 05/30/2019 1.2 Elect Ronald P. Trout Mgmt Voted For 97% For 3% Withhold For
Deere & Company DE 244199105 02/27/2019 1 Elect Samuel R. Allen Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 2 Elect Vance D. Coffman Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 3 Elect Alan C. Heuberger Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 4 Elect Charles O. Holliday, Jr. Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 5 Elect Dipak C. Jain Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 6 Elect Michael O. Johanns Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 7 Elect Clayton M. Jones Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 8 Elect Gregory R. Page Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 9 Elect Sherry M. Smith Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 10 Elect Dmitri L. Stockton Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 11 Elect Sheila G. Talton Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 12 Advisory vote on executive compensation Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 13 Ratification of Auditor Mgmt Voted For For For
Deere & Company DE 244199105 02/27/2019 14 Shareholder Propsal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
Dollar General Corporation DG 256677105 05/29/2019 1 Elect Warren F. Bryant Mgmt Voted For For For
Dollar General Corporation DG 256677105 05/29/2019 2 Elect Michael M. Calbert Mgmt Voted For For For
Dollar General Corporation DG 256677105 05/29/2019 3 Elect Sandra B. Cochran Mgmt Voted For Against Against
Dollar General Corporation DG 256677105 05/29/2019 4 Elect Patricia Fili-Krushel Mgmt Voted For For For
Dollar General Corporation DG 256677105 05/29/2019 5 Elect Timothy I. McGuire Mgmt Voted For For For
Dollar General Corporation DG 256677105 05/29/2019 6 Elect William C. Rhodes, III Mgmt Voted For For For
Dollar General Corporation DG 256677105 05/29/2019 7 Elect Ralph E. Santana Mgmt Voted For For For
Dollar General Corporation DG 256677105 05/29/2019 8 Elect Todd J. Vasos Mgmt Voted For For For
Dollar General Corporation DG 256677105 05/29/2019 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dollar General Corporation DG 256677105 05/29/2019 10 Ratification of Auditor Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 1 Elect James A. Bennett Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 2 Elect Helen E. Dragas Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 3 Elect James O. Ellis, Jr. Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 4 Elect Thomas F. Farrell II Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 5 Elect D. Maybank Hagood Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 6 Elect John W. Harris Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 7 Elect Ronald W. Jibson Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 8 Elect Mark J. Kington Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 9 Elect Joseph M. Rigby Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 10 Elect Pamela L. Royal Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 11 Elect Robert H. Spilman, Jr. Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 12 Elect Susan N. Story Mgmt Voted For Against Against
Dominion Energy, Inc. D 25746U109 05/07/2019 13 Elect Michael E. Szymanczyk Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 14 Ratification of Auditor Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 16 Increase of Authorized Common Stock Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 05/07/2019 17 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
DowDuPont Inc. DWDP 26078J100 05/23/2019 1 Reverse Stock Split Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 05/23/2019 2 Right to Adjourn Meeting Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.1 Elect Gerard M. Anderson Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.2 Elect David A. Brandon Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.3 Elect W. Frank Fountain, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.4 Elect Charles G. McClure, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.5 Elect Gail J. McGovern Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.6 Elect Mark A. Murray Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.7 Elect Ruth G. Shaw Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.8 Elect Robert C. Skaggs, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.9 Elect David A. Thomas Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.10 Elect James H. Vandenberghe Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 1.11 Elect Valerie M. Williams Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 2 Ratification of Auditor Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
DTE Energy Company DTE 233331107 05/09/2019 4 Shareholder Proposal Regarding Independent Board Chair Shrholdr Voted Against For Against
DTE Energy Company DTE 233331107 05/09/2019 5 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Duke Energy Corporation DUK 26441C204 05/02/2019 1.1 Elect Michael G. Browning Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.2 Elect Annette K. Clayton Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.3 Elect Theodore F. Craver, Jr. Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.4 Elect Robert M. Davis Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.5 Elect Daniel R. DiMicco Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.6 Elect Lynn J. Good Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.7 Elect John T. Herron Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.8 Elect William E. Kennard Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.9 Elect E. Marie McKee Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.10 Elect Charles W. Moorman, IV Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.11 Elect Marya M. Rose Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.12 Elect Carlos A. Saladrigas Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.13 Elect Thomas E. Skains Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 1.14 Elect William E. Webster, Jr. Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 2 Ratification of Auditor Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 05/02/2019 4 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Duke Energy Corporation DUK 26441C204 05/02/2019 5 Shareholder Report Regarding Lobbying Report Shrholdr Voted Against For Against
Duke Energy Corporation DUK 26441C204 05/02/2019 6 Shareholder Report Regarding Health Effects of Coal Shrholdr Voted Against Against For
Duke Energy Corporation DUK 26441C204 05/02/2019 7 Shareholder Proposal Regarding Report on Environmental Activities Shrholdr Voted Against Against For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 1 Elect Edward D. Breen Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 2 Elect Ruby R. Chandy Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 3 Elect Franklin K. Clyburn, Jr. Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 4 Elect Terrence R. Curtin Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 5 Elect Alexander M. Cutler Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 6 Elect C. Marc Doyle Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 7 Elect Eleuthere I. du Pont Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 8 Elect Rajiv L. Gupta Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 9 Elect Luther C. Kissam IV Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 10 Elect Frederick M. Lowery Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 11 Elect Raymond J. Milchovich Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 12 Elect Steven M. Sterin Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 14 Ratification of Auditor Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 15 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 16 Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay Shrholdr Voted Against Against For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 17 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments Shrholdr Voted Against Against For
DuPont de Nemours, Inc. DD 26078J100 06/25/2019 18 Shareholder Proposal Regarding Report on Plastic Pollution Shrholdr Voted Against Against For
Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ 27829G106 04/18/2019 1.1 Elect Mark R. Fetting Mgmt Voted For 88% For 12% Withhold For
Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ 27829G106 04/18/2019 1.2 Elect Valerie A. Mosley Mgmt Voted For 88% For 12% Withhold For
Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ 27829G106 04/18/2019 1.3 Elect Marcus L. Smith Mgmt Voted For 88% For 12% Withhold For
Ecolab, Inc. ECL 278865100 05/02/2019 1 Elect Douglas M. Baker, Jr. Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 2 Elect Shari L Ballard Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 3 Elect Barbara J. Beck Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 4 Elect Leslie S. Biller Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 5 Elect Jeffrey M. Ettinger Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 6 Elect Arthur J. Higgins Mgmt Voted For Against Against
Ecolab, Inc. ECL 278865100 05/02/2019 7 Elect Michael Larson Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 8 Elect David W. MacLennan Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 9 Elect Tracy B. McKibben Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 10 Elect Lionel L. Nowell, III Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 11 Elect Victoria J. Reich Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 12 Elect Suzanne M. Vautrinot Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 13 Elect John J. Zillmer Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 14 Ratification of Auditor Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ecolab, Inc. ECL 278865100 05/02/2019 16 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Eli Lilly and Company LLY 532457108 05/06/2019 1 Elect Ralph Alvarez Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 2 Elect Carolyn R. Bertozzi Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 3 Elect Juan R. Luciano Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 4 Elect Kathi P. Seifert Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 5 Advisory Vote on Executive Compensation Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 6 Ratification of Auditor Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 7 Repeal of Classified Board Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 8 Elimination of Supermajority Requirement Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 05/06/2019 9 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against Against For
EOG Resources, Inc. EOG 26875P101 04/29/2019 1 Elect Janet F. Clark Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 2 Elect Charles R. Crisp Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 3 Elect Robert P. Daniels Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 4 Elect James C. Day Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 5 Elect C. Christopher Gaut Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 6 Elect Julie J. Robertson Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 7 Elect Donald F. Textor Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 8 Elect William R. Thomas Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 9 Ratification of Auditor Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 04/29/2019 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 1 Elect Rose Marie Bravo Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 2 Elect Paul J. Fribourg Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 3 Elect Irvine O. Hockaday, Jr. Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 4 Elect Jennifer Hyman Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 5 Elect Barry S. Sternlicht Mgmt Voted For Abstain Against
Estee Lauder Companies Inc. EL 518439104 11/13/2018 6 Ratification of Auditor Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/13/2018 7 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Exelon Corporation EXC 30161N101 04/30/2019 1 Elect Anthony K. Anderson Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 2 Elect Ann C. Berzin Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 3 Elect M. Laurie Brlas Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 4 Elect Christopher M. Crane Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 5 Elect Yves C. de Balmann Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 6 Elect Nicholas DeBenedictis Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 7 Elect Linda P. Jojo Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 8 Elect Paul L. Joskow Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 9 Elect Robert J. Lawless Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 10 Elect Richard W. Mies Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 11 Elect Mayo A. Shattuck III Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 12 Elect Stephen D. Steinour Mgmt Voted For Against Against
Exelon Corporation EXC 30161N101 04/30/2019 13 Elect John F. Young Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 14 Ratification of Auditor Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Exelon Corporation EXC 30161N101 04/30/2019 16 Shareholder Proposal Regarding Report on Environmental Activities Shrholdr Voted Against Against For
Express Scripts Holding Co. ESRX 30219G108 08/24/2018 1 Merger Mgmt Voted For For For
Express Scripts Holding Co. ESRX 30219G108 08/24/2018 2 Right to Adjourn Meeting Mgmt Voted For For For
Express Scripts Holding Co. ESRX 30219G108 08/24/2018 3 Advisory Vote on Golden Parachutes Mgmt Voted For Against Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 1 Elect Susan K. Avery Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 2 Elect Angela F. Braly Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 3 Elect Ursula M. Burns Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 4 Elect Kenneth C. Frazier Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 5 Elect Steven A. Kandarian Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 6 Elect Douglas R. Oberhelman Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 7 Elect Samuel J. Palmisano Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 8 Elect Steven S Reinemund Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 9 Elect William C. Weldon Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 10 Elect Darren W. Woods Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 11 Ratification of Auditor Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 13 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 14 Shareholder Proposal Regarding Right to Call Special Meetings Shrholdr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 15 Shareholder Proposal Regarding Disclosure of Director Skills Matrix Shrholdr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 16 Shareholder Proposal Regarding Formation of Climate Change Committee Shrholdr Voted Against Against For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 17 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments Shrholdr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 05/29/2019 18 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against Against For
Exxon Mobil Corporation XOM 30231G102 05/29/2019 19 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 1.1 Elect Peggy Alford Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.2 Elect Marc L. Andreessen Mgmt Voted For Withhold Against
Facebook, Inc. FB 30303M102 05/30/2019 1.3 Elect Kenneth I. Chenault Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.4 Elect Susan D. Desmond-Hellmann Mgmt Voted For Withhold Against
Facebook, Inc. FB 30303M102 05/30/2019 1.5 Elect Sheryl K. Sandberg Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.6 Elect Peter A. Thiel Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.7 Elect Jeffrey D. Zients Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 1.8 Elect Mark Zuckerberg Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 2 Ratification of Auditor Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Facebook, Inc. FB 30303M102 05/30/2019 4 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 3 Years 1 Year Against
Facebook, Inc. FB 30303M102 05/30/2019 5 Shareholder Proposal Regarding Recapitalization Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 6 Shareholder Proposal Regarding Independent Chair Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 7 Shareholder Proposal Regarding Majority Vote for Election of Directors Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 8 Shareholder Proposal Regarding Disclosure of Board Qualifications Shrholdr Voted Against Against For
Facebook, Inc. FB 30303M102 05/30/2019 9 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies Shrholdr Voted Against For Against
Facebook, Inc. FB 30303M102 05/30/2019 10 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Facebook, Inc. FB 30303M102 05/30/2019 11 Shareholder Proposal Regarding Report on Political Ideology Shrholdr Voted Against Against For
Facebook, Inc. FB 30303M102 05/30/2019 12 Shareholder Proposal Regarding Strategic Alternatives Shrholdr Voted Against Against For
FedEx Corporation FDX 31428X106 09/24/2018 1 Elect John A. Edwardson Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 2 Elect Marvin R. Ellison Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 3 Elect Susan Patricia Griffith Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 4 Elect John Chris Inglis Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 5 Elect Kimberly A. Jabal Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 6 Elect Shirley Ann Jackson Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 7 Elect R. Brad Martin Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 8 Elect Joshua Cooper Ramo Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 9 Elect Susan C. Schwab Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 10 Elect Frederick W. Smith Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 11 Elect David P. Steiner Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 12 Elect Paul S. Walsh Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 14 Ratification of Auditor Mgmt Voted For For For
FedEx Corporation FDX 31428X106 09/24/2018 15 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
FedEx Corporation FDX 31428X106 09/24/2018 16 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against For Against
FedEx Corporation FDX 31428X106 09/24/2018 17 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Shrholdr Voted Against Against For
First Trust Energy Income and Growth Fund FEO 33731K102 04/08/2019 1.1 Elect James A. Bowen Mgmt Voted For 88% For 12% Withhold For
First Trust Energy Income and Growth Fund FEO 33731K102 04/08/2019 1.2 Elect Niel Byron Nielson Mgmt Voted For 88% For 12% Withhold For
Fiserv, Inc. FISV 337738108 04/18/2019 1 Share Issuance Pursuant to Merger Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 04/18/2019 2 Right to Adjourn Meeting Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.1 Elect Alison Davis Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.2 Elect Harry DiSimone Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.3 Elect John Y. Kim Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.4 Elect Dennis F. Lynch Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.5 Elect Denis J. O'Leary Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.6 Elect Glenn M. Renwick Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.7 Elect Kim M. Robak Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.8 Elect J.D. Sherman Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.9 Elect Doyle R. Simons Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 1.10 Elect Jeffery W. Yabuki Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 2 Amendment to the 2000 Employee Stock Purchase Plan Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 4 Ratification of Auditor Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 05/22/2019 5 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shrholdr Voted Against For Against
Gabelli Global Small and Mid Cap Value Trust GGZ 36249W104 05/13/2019 1.1 Elect John Birch Mgmt Voted For 88% For 12% Withhold For
Gabelli Global Small and Mid Cap Value Trust GGZ 36249W104 05/13/2019 1.2 Elect Kevin V. Dreyer Mgmt Voted For 88% For 12% Withhold For
Gabelli Global Small and Mid Cap Value Trust GGZ 36249W104 05/13/2019 1.3 Elect Salvatore J. Zizza Mgmt Voted For 88% For 12% Withhold For
Gabelli Healthcare & WellnessRx Trust GRX 36246K103 05/13/2019 1.1 Elect Jeffrey J. Jonas Mgmt Voted For 88% For 12% Withhold For
Gabelli Healthcare & WellnessRx Trust GRX 36246K103 05/13/2019 1.2 Elect Kuni Nakamura Mgmt Voted For 88% For 12% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.1 Elect Rodney B. Berens Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.2 Elect Lewis B. Cullman Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.3 Elect Spencer Davidson Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.4 Elect Clara E. Del Villar Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.5 Elect John D. Gordan, III Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.6 Elect Betsy F. Gotbaum Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.7 Elect Sidney R. Knafel Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.8 Elect Rose Peabody Lynch Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.9 Elect Jeffrey W. Priest Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 1.10 Elect Henry R. Schirmer Mgmt Voted For 81% For 19% Withhold For
General American Investors Company, Inc. GAM 368802104 04/24/2019 2 Ratification of Auditor Mgmt Voted For 90% For 7% Against 3% Abstain For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 1 Elect Thomas F. Frist III Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 2 Elect Samuel N. Hazen Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 3 Elect Meg G. Crofton Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 4 Elect Robert J. Dennis Mgmt Voted For Against Against
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 5 Elect Nancy-Ann DeParle Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 6 Elect William R. Frist Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 7 Elect Charles O. Holliday, Jr. Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 8 Elect Geoffrey G. Meyers Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 9 Elect Michael W. Michelson Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 10 Elect Wayne J. Riley Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 11 Elect John W. Rowe Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 12 Ratification of Auditor Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
HCA Healthcare, Inc. HCA 40412C101 04/26/2019 14 Elimination of Supermajority Voting Requirement Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 1 Elect Darius Adamczyk Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 2 Elect Duncan B. Angove Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 3 Elect William S. Ayer Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 4 Elect Kevin Burke Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 5 Elect Jaime Chico Pardo Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 6 Elect D. Scott Davis Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 7 Elect Linnet F. Deily Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 8 Elect Judd Gregg Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 9 Elect Clive Hollick Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 10 Elect Grace D. Lieblein Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 11 Elect George Paz Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 12 Elect Robin L. Washington Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 14 Ratification of Auditor Mgmt Voted For For For
Honeywell International Inc. HON 438516106 04/29/2019 15 Shareholder Proposal Regarding Right to Act By Written Consent Shrholdr Voted Against Against For
Honeywell International Inc. HON 438516106 04/29/2019 16 Shareholder Proposal Regarding Lobbying Report Shrholdr Voted Against For Against
Hormel Foods Corporation HRL 440452100 01/29/2019 1 Elect Gary C. Bhojwani Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 2 Elect Terrell K. Crews Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 3 Elect Glenn S. Forbes Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 4 Elect Stephen M. Lacy Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 5 Elect Elsa A. Murano Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 6 Elect Robert C. Nakasone Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 7 Elect Susan K. Nestegard Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 8 Elect William A. Newlands Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 9 Elect Dakota A. Pippins Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 10 Elect Christopher J. Policinski Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 11 Elect Sally J. Smith Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 12 Elect James P. Snee Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 13 Elect Steven A. White Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 14 Ratification of Auditor Mgmt Voted For For For
Hormel Foods Corporation HRL 440452100 01/29/2019 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 1 Elect Kirk E. Arnold Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 2 Elect Ann C. Berzin Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 3 Elect John Bruton Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 4 Elect Jared L. Cohon Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 5 Elect Gary D. Forsee Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 6 Elect Linda P. Hudson Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 7 Elect Michael W. Lamach Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 8 Elect Myles P. Lee Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 9 Elect Karen B. Peetz Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 10 Elect John P. Surma Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 11 Elect Richard J. Swift Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 12 Elect Tony L. White Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 14 Ratification of Auditor Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 16 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 06/06/2019 17 Issuance of Treasury Shares Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 1 Elect Aneel Bhusri Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 2 Elect Andy D. Bryant Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 3 Elect Reed E. Hundt Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 4 Elect Omar Ishrak Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 5 Elect Risa Lavizzo-Mourey Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 6 Elect Tsu-Jae King Liu Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 7 Elect Gregory D. Smith Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 8 Elect Robert H. Swan Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 9 Elect Andrew Wilson Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 10 Elect Frank D. Yeary Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 11 Ratification of Auditor Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Intel Corporation INTC 458140100 05/16/2019 13 Amendment to the 2006 Equity Incentive Plan Mgmt Voted For For For
Intel Corporation INTC 458140100 05/16/2019 14 Shareholder Proposal Regarding Right to Act by Written Consent Shrholdr Voted Against Against For
Intel Corporation INTC 458140100 05/16/2019 15 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
Intel Corporation INTC 458140100 05/16/2019 16 Shareholder Proposal Regarding Advisory Vote on Political Contributions Shrholdr Voted Against Against For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 1 Elect Sharon Y. Bowen Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 2 Elect Charles R. Crisp Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 3 Elect Duriya M. Farooqui Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 4 Elect Jean-Marc Forneri Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 5 Elect Lord Hague of Richmond Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 6 Elect Fred W. Hatfield Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 7 Elect Thomas E. Noonan Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 8 Elect Frederic V. Salerno Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 9 Elect Jeffrey C. Sprecher Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 10 Elect Judith A. Sprieser Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 11 Elect Vincent S. Tese Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 05/17/2019 13 Ratification of Auditor Mgmt Voted For For For
Japan Smaller Capitalization Fund, Inc. JOF 47109U104 11/20/2018 1.1 Elect Rodney A. Buck Mgmt Voted For 81% For 19% Withhold For
Japan Smaller Capitalization Fund, Inc. JOF 47109U104 11/20/2018 1.2 Elect David B. Chemidlin Mgmt Voted For 81% For 19% Withhold For
Japan Smaller Capitalization Fund, Inc. JOF 47109U104 11/20/2018 2 Shareholder Proposal Regarding Declassification of the Board Shrholdr Voted Against 59% For 40% Against 1% Abstain Against
John Hancock Hedged Equity & Income Fund HEQ 47804L102 02/07/2019 1.1 Elect Andrew G. Arnott Mgmt Voted For 59% For 41% Withhold For
John Hancock Hedged Equity & Income Fund HEQ 47804L102 02/07/2019 1.2 Elect Marianne Harrison Mgmt Voted For 59% For 41% Withhold For
John Hancock Hedged Equity & Income Fund HEQ 47804L102 02/07/2019 1.3 Elect Deborah C. Jackson Mgmt Voted For 59% For 41% Withhold For
John Hancock Hedged Equity & Income Fund HEQ 47804L102 02/07/2019 1.4 Elect James M. Oates Mgmt Voted For 59% For 41% Withhold For
John Hancock Hedged Equity & Income Fund HEQ 47804L102 02/07/2019 1.5 Elect Steven R. Pruchansky Mgmt Voted For 59% For 41% Withhold For
Johnson & Johnson JNJ 478160104 04/25/2019 1 Elect Mary C. Beckerle Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 2 Elect D. Scott Davis Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 3 Elect Ian E.L. Davis Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 4 Elect Jennifer A. Doudna Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 5 Elect Alex Gorsky Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 6 Elect Marillyn A. Hewson Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 7 Elect Mark B. McClellan Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 8 Elect Anne M. Mulcahy Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 9 Elect William D. Perez Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 10 Elect Charles Prince Mgmt Voted For Against Against
Johnson & Johnson JNJ 478160104 04/25/2019 11 Elect A. Eugene Washington Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 12 Elect Ronald A. Williams Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 14 Ratification of Auditor Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 04/25/2019 15 Shareholder Proposal Regarding Recoupment Report Shrholdr Voted Against For Against
Johnson & Johnson JNJ 478160104 04/25/2019 16 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing Shrholdr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 1 Elect Linda B. Bammann Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 2 Elect James A. Bell Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 3 Elect Stephen B. Burke Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 4 Elect Todd A. Combs Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 5 Elect James S. Crown Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 6 Elect James Dimon Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 7 Elect Timothy P. Flynn Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 8 Elect Mellody Hobson Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 9 Elect Laban P. Jackson, Jr. Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 10 Elect Michael A. Neal Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 11 Elect Lee R. Raymond Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 13 Ratification of Auditor Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 14 Shareholder Proposal Regarding Median Gender Pay Equity Report Shrholdr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shrholdr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 05/21/2019 16 Shareholder Proposal Regarding Cumulative Voting Shrholdr Voted Against Against For
Kayne Anderson Midstream Energy Fund Inc. KMF 48661E108 06/27/2019 1 Elect Anne K. Costin Mgmt Voted For 86% For 13% Against 1% Abstain For
Kayne Anderson Midstream Energy Fund Inc. KMF 48661E108 06/27/2019 2 Elect Albert L. Richey Mgmt Voted For 86% For 13% Against 1% Abstain For
Kayne Anderson Midstream Energy Fund Inc. KMF 48661E108 06/27/2019 3 Ratification of Auditor Mgmt Voted For 86% For 13% Against 1% Abstain For
Lam Research Corporation LRCX 512807108 11/06/2018 1.1 Elect Martin B. Anstice Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.2 Elect Eric K. Brandt Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.3 Elect Michael R. Cannon Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.4 Elect Youssef A. El-Mansy Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.5 Elect Christine A. Heckart Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.6 Elect Catherine P. Lego Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.7 Elect Stephen Newberry Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.8 Elect Abhijit Y. Talwalkar Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 1.9 Elect Rick Lih-Shyng Tsai Mgmt Voted For Withhold Against
Lam Research Corporation LRCX 512807108 11/06/2018 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 3 Amendment to the 1999 Employee Stock Purchase Plan Mgmt Voted For For For
Lam Research Corporation LRCX 512807108 11/06/2018 4 Ratification of Auditor Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 1 Elect Peter J. Bensen Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 2 Elect Charles A. Blixt Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 3 Elect Andre J. Hawaux Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 4 Elect William G. Jurgensen Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 5 Elect Thomas P. Maurer Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 6 Elect Hala G. Moddelmog Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 7 Elect Andrew J. Schindler Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 8 Elect Maria Renna Sharpe Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 9 Elect Thomas P. Werner Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lamb Weston Holdings, Inc. LW 513272104 09/27/2018 11 Ratification of Auditor Mgmt Voted For For For
Latin American Discovery Fund Inc. LDF 51828C106 10/19/2018 1 Liquidation of the Fund Mgmt Voted For 99% For 1% Against For