N-PX 1 fp0034739_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-02363

 

Cornerstone Total Return Fund, Inc.

 

(Exact name of registrant as specified in charter)

 

225 Pictoria Drive, Suite 450,    Cincinnati, OH 45246
(Address of principal executive offices) (Zip code)

 

Benjamin V. Mollozzi, Esq.

 

c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450,    Cincinnati, OH 45246

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (866) 668-6558

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2017 - June 30, 2018

 

 

 

ITEM 1. PROXY VOTING RECORD.

 

Company Name Ticker CUSIP Meeting Date Proposal Number Proposal Description Proponent Ballot Status Management Recommendation Vote Cast For/
Against
Management
3M Company MMM 88579Y101 5/8/2018 1 Elect Sondra L. Barbour Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 2 Elect Thomas K. Brown Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 3 Elect David B. Dillon Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 4 Elect Michael L. Eskew Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 5 Elect Herbert L. Henkel Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 6 Elect Amy E. Hood Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 7 Elect Muhtar Kent Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 8 Elect Edward M. Liddy Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 9 Elect Gregory R. Page Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 10 Elect Michael F. Roman Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 11 Elect Inge G. Thulin Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 12 Elect Patricia A. Woertz Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 13 Ratification of Auditor Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
3M Company MMM 88579Y101 5/8/2018 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
3M Company MMM 88579Y101 5/8/2018 16 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation ShrHoldr Voted Against Against For
Abbott Laboratories ABT 002824100 4/27/2018 1.1 Elect Robert J. Alpern Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.2 Elect Roxanne S. Austin Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.3 Elect Sally E. Blount Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.4 Elect Edward M. Liddy Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.5 Elect Nancy McKinstry Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.6 Elect Phebe N. Novakovic Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.7 Elect William A. Osborn Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.8 Elect Samuel C. Scott III Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.9 Elect Daniel J. Starks Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.10 Elect John G. Stratton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.11 Elect Glenn F. Tilton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 1.12 Elect Miles D. White Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 2 Ratification of Auditor Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/27/2018 4 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
AbbVie Inc. ABBV 00287Y109 5/4/2018 1.1 Elect Roxanne S. Austin Mgmt Voted For For For
AbbVie Inc. ABBV 00287Y109 5/4/2018 1.2 Elect Richard A. Gonzalez Mgmt Voted For For For
AbbVie Inc. ABBV 00287Y109 5/4/2018 1.3 Elect Rebecca B. Roberts Mgmt Voted For For For
AbbVie Inc. ABBV 00287Y109 5/4/2018 1.4 Elect Glenn F. Tilton Mgmt Voted For For For
AbbVie Inc. ABBV 00287Y109 5/4/2018 2 Ratification of Auditor Mgmt Voted For For For
AbbVie Inc. ABBV 00287Y109 5/4/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
AbbVie Inc. ABBV 00287Y109 5/4/2018 4 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
AbbVie Inc. ABBV 00287Y109 5/4/2018 5 Repeal of Classified Board Mgmt Voted For For For
AbbVie Inc. ABBV 00287Y109 5/4/2018 6 Elimination of Supermajority Requirement Mgmt Voted For For For
AbbVie Inc. ABBV 00287Y109 5/4/2018 7 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
AbbVie Inc. ABBV 00287Y109 5/4/2018 8 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
AbbVie Inc. ABBV 00287Y109 5/4/2018 9 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing ShrHoldr Voted Against Against For
Aberdeen Chile Fund, Inc. CH 00301W105 1/26/2018 1 Increase of Authorized Common Stock Mgmt Voted For For 96% Against 2% Abstain 2% For
Aberdeen Chile Fund, Inc. CH 00301W105 1/26/2018 2 Issuance of Common Stock Mgmt Voted For For 96% Against 2% Abstain 2% For
Aberdeen Chile Fund, Inc. CH 00301W105 1/26/2018 3 Approve the Elimination of the Fund's Fundamental Investment Policy to Invest Primarily in Chilean Securities Mgmt Voted For For 89% Against 2% Abstain 9% For
Aberdeen Chile Fund, Inc. CH 00301W105 1/26/2018 4 Amendment to Fundamental Investment Restriction Regarding Borrowing Mgmt Voted For For 90% Against 8% Abstain 2% For
Aberdeen Chile Fund, Inc. CH 00301W105 1/26/2018 5 Amendment to the Investment Advisory Agreement Mgmt Voted For For 91% Against 8% Abstain 1% For
Aberdeen Chile Fund, Inc. CH 00301W105 1/26/2018 1 Elect Nancy Yao Maasbach Mgmt Voted For For 90% Against 8% Abstain 2% For
Aberdeen Chile Fund, Inc. CH 00301W105 1/26/2018 2 Elect C. William Maher Mgmt Voted For For 89% Against 9% Abstain 2% For
Aberdeen Chile Fund, Inc. CH 00301W105 1/26/2018 3 Elect Rahn K. Porter Mgmt Voted For For 95% Against 4% Abstain 1% For
Aberdeen Singapore Fund Inc SGF 003244100 4/2/2018 1 Reorganizations of the Aberdeen Singapore Fund, Inc. into the Aberdeen Chile Fund Mgmt Voted N/A For 95% Against 4.5% Abstain .5% N/A
Adams Diversified Equity Fund ADX 006212104 4/19/2018 1.1 Elect Enrique R. Arzac Mgmt Voted For For 88% Withhold 12% For
Adams Diversified Equity Fund ADX 006212104 4/19/2018 1.2 Elect Kenneth J. Dale Mgmt Voted For For 88% Withhold 12% For
Adams Diversified Equity Fund ADX 006212104 4/19/2018 1.3 Elect Frederic A. Escherich Mgmt Voted For For 88% Withhold 12% For
Adams Diversified Equity Fund ADX 006212104 4/19/2018 1.4 Elect Roger W. Gale Mgmt Voted For For 88% Withhold 12% For
Adams Diversified Equity Fund ADX 006212104 4/19/2018 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For For 88% Withhold 12% For
Adams Diversified Equity Fund ADX 006212104 4/19/2018 1.6 Elect Kathleen T. McGahran Mgmt Voted For For 88% Withhold 12% For
Adams Diversified Equity Fund ADX 006212104 4/19/2018 1.7 Elect Craig R. Smith Mgmt Voted For For 88% Withhold 12% For
Adams Diversified Equity Fund ADX 006212104 4/19/2018 1.8 Elect Mark E. Stoeckle Mgmt Voted For For 88% Withhold 12% For
Adams Diversified Equity Fund ADX 006212104 4/19/2018 2 Ratification of Auditor Mgmt Voted For For 98% Against 1% Abstain 1% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 1.1 Elect Enrique R. Arzac Mgmt Voted For For 96% Withhold 4% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 1.2 Elect Kenneth J. Dale Mgmt Voted For For 96% Withhold 4% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 1.3 Elect Frederic A. Escherich Mgmt Voted For For 96% Withhold 4% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 1.4 Elect Roger W. Gale Mgmt Voted For For 96% Withhold 4% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For For 96% Withhold 4% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 1.6 Elect Kathleen T. McGahran Mgmt Voted For For 96% Withhold 4% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 1.7 Elect Craig R. Smith Mgmt Voted For For 96% Withhold 4% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 1.8 Elect Mark E. Stoeckle Mgmt Voted For For 96% Withhold 4% For
Adams Natural Resources Fund Inc PEO 00548F105 4/19/2018 2 Ratification of Auditor Mgmt Voted For For 98% Against 1% Abstain 1% For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 1 Elect Amy L. Banse Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 2 Elect Edward W. Barnholt Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 3 Elect Robert K. Burgess Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 4 Elect Frank A. Calderoni Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 5 Elect James E. Daley Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 6 Elect Laura B. Desmond Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 7 Elect Charles M. Geschke Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 8 Elect Shantanu Narayen Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 9 Elect Daniel Rosensweig Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 10 Elect John E. Warnock Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 11 Amendment to the 2003 Equity Incentive Plan Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 12 Ratification of Auditor Mgmt Voted For For For
Adobe Systems Incorporated ADBE 00724F101 4/12/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 1 Elect Fernando Aguirre Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 2 Elect Mark T. Bertolini Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 3 Elect Frank M. Clark, Jr. Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 4 Elect Molly J. Coye Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 5 Elect Roger N. Farah Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 6 Elect Jeffrey E. Garten Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 7 Elect Ellen M. Hancock Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 8 Elect Richard J. Harrington Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 9 Elect Edward J. Ludwig Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 10 Elect Olympia J. Snowe Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 11 Ratification of Auditor Mgmt Voted For For For
Aetna Inc. AET 00817Y108 5/18/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Aetna Inc. AET 00817Y108 5/18/2018 13 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Aetna Inc. AET 00817Y108 5/18/2018 14 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against Against For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 1 Elect Susan K. Carter Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 2 Elect Charles I. Cogut Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 3 Elect Seifi Ghasemi Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 4 Elect Chadwick C. Deaton Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 5 Elect David H. Y. Ho Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 6 Elect Margaret G. McGlynn Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 7 Elect Edward L. Monser Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 8 Elect Matthew H. Paull Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 10 Ratification of Auditor Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/25/2018 11 Approval of Performance Terms under LTIP (Proposal Withdrawn) Mgmt Voted For Abstain Against
Allergan plc AGN G0177J108 5/2/2018 1 Elect Nesli Basgoz Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 2 Elect Paul M. Bisaro Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 3 Elect Joseph H. Boccuzi Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 4 Elect Christopher W. Bodine Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 5 Elect Adriane M. Brown Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 6 Elect Christopher J. Coughlin Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 7 Elect Carol Anthony Davidson Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 8 Elect Catherine M. Klema Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 9 Elect Peter J. McDonnell Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 10 Elect Patrick J. O'Sullivan Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 11 Elect Brenton L. Saunders Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 12 Elect Fred G. Weiss Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 14 Appointment of Auditor and Authority to Set Fees Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 16 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 17 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Mgmt Voted For For For
Allergan plc AGN G0177J108 5/2/2018 18 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Alpine Global Premier Properties Fund AWP 02083A103 3/14/2018 1 Amendment to the Investment Advisory Agreement Mgmt Voted For For 88% Against 9% Abstain 3% For
Alpine Global Premier Properties Fund AWP 02083A103 3/14/2018 2 Approval of a Sub-Advisory Agreement with Aberdeen Asset Management Inc. Mgmt Voted For For 88% Against 9% Abstain 3% For
Alpine Global Premier Properties Fund AWP 02083A103 3/14/2018 3.1 Elect John Sievwright Mgmt Voted For For 90% Against 10% For
Alpine Global Premier Properties Fund AWP 02083A103 3/14/2018 3.2 Elect P. Gerald Malone Mgmt Voted For For 90% Against 10% For
Alpine Global Premier Properties Fund AWP 02083A103 3/14/2018 3.3 Elect Nancy Yao Maasbach Mgmt Voted For For 90% Against 10% For
Alpine Global Premier Properties Fund AWP 02083A103 3/14/2018 3.4 Elect Martin Gilbert Mgmt Voted For For 90% Against 10% For
Alpine Total Dynamic Dividend Fund AOD 021060207 3/14/2018 1 Amendment to the Investment Advisory Agreement Mgmt Voted N/A For N/A
Alpine Total Dynamic Dividend Fund AOD 021060207 3/14/2018 2 Elect John Sievwright Mgmt Voted N/A For N/A
Alpine Total Dynamic Dividend Fund AOD 021060207 3/14/2018 3 Elect P. Gerald Malone Mgmt Voted N/A For N/A
Alpine Total Dynamic Dividend Fund AOD 021060207 3/14/2018 4 Elect Nancy Yao Maasbach Mgmt Voted N/A For N/A
Alpine Total Dynamic Dividend Fund AOD 021060207 3/14/2018 5 Elect Martin Gilbert Mgmt Voted N/A Abstain N/A
Altria Group, Inc. MO 02209S103 5/17/2018 1 Elect John T. Casteen III Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 2 Elect Dinyar S. Devitre Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 3 Elect Thomas F. Farrell II Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 4 Elect Debra J. Kelly-Ennis Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 5 Elect W. Leo Kiely III Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 6 Elect Kathryn B. McQuade Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 7 Elect George Munoz Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 8 Elect Mark E. Newman Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 9 Elect Nabil Y. Sakkab Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 10 Elect Virginia E. Shanks Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 11 Elect Howard Willard III Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 12 Ratification of Auditor Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Altria Group, Inc. MO 02209S103 5/17/2018 14 Shareholder Proposal Regarding Nicotine Levels in Tobacco Products ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/30/2018 1 Elect Jeffrey P. Bezos Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 2 Elect Tom A. Alberg Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 3 Elect Jamie S. Gorelick Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 4 Elect Daniel P. Huttenlocher Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 5 Elect Judith A. McGrath Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 6 Elect Jonathan J. Rubinstein Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 7 Elect Thomas O. Ryder Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 5/30/2018 8 Elect Patricia Q. Stonesifer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 9 Elect Wendell P. Weeks Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 5/30/2018 10 Ratification of Auditor Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/30/2018 12 Shareholder Proposal Regarding Board Diversity ShrHoldr Voted Against Abstain Against
Amazon.com, Inc. AMZN 023135106 5/30/2018 13 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/30/2018 14 Shareholder Proposal Regarding Counting Abstentions ShrHoldr Voted Against Against For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 1 Elect Nicholas K. Akins Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 2 Elect David J. Anderson Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 3 Elect J. Barnie Beasley, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 4 Elect Ralph D. Crosby, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 5 Elect Linda A. Goodspeed Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 6 Elect Thomas E. Hoaglin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 7 Elect Sandra Beach Lin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 8 Elect Richard C. Notebaert Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 9 Elect Lionel L. Nowell, III Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 10 Elect Stephen S. Rasmussen Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 11 Elect Oliver G. Richard, III Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 12 Elect Sara Martinez Tucker Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 13 Ratification of Auditor Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/24/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 1 Elect Charlene Barshefsky Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 2 Elect John J. Brennan Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 3 Elect Peter Chernin Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 4 Elect Ralph de la Vega Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 5 Elect Anne M. A. Lauvergeon Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 6 Elect Micheal O. Leavitt Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 7 Elect Theodore Leonsis Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 8 Elect Richard C. Levin Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 9 Elect Samuel J. Palmisano Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 10 Elect Stephen J. Squeri Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 11 Elect Daniel L. Vasella Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 12 Elect Ronald A. Williams Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 13 Elect Christopher Young Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 14 Ratification of Auditor Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 5/7/2018 16 Shareholder Proposal Regarding Right to Act By Written Consent ShrHoldr Voted Against For Against
American Express Company AXP 025816109 5/7/2018 17 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 1 Elect James M. Cracchiolo Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 2 Elect Dianne Neal Blixt Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 3 Elect Amy DiGeso Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 4 Elect Lon R. Greenberg Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 5 Elect Jeffrey Noddle Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 6 Elect Robert F. Sharpe, Jr. Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 7 Elect Christopher J. Williams Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 8 Elect W. Edward Walter Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 9 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 10 Ratification of Auditor Mgmt Voted For For For
Ameriprise Financial, Inc. AMP 03076C106 4/25/2018 11 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against Against For
AMGEN Inc. AMGN 031162100 5/22/2018 1 Elect Wanda M. Austin Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 2 Elect Robert A. Bradway Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 3 Elect Brian J. Druker Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 4 Elect Robert A. Eckert Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 5 Elect Greg C. Garland Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 6 Elect Fred Hassan Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 7 Elect Rebecca M. Henderson Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 8 Elect Frank C. Herringer Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 9 Elect Charles M. Holley, Jr. Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 10 Elect Tyler Jacks Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 11 Elect Ellen J. Kullman Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 12 Elect Ronald D. Sugar Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 13 Elect R. Sanders Williams Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 15 Ratification of Auditor Mgmt Voted For For For
AMGEN Inc. AMGN 031162100 5/22/2018 16 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing ShrHoldr Voted Against Against For
Amphenol Corporation APH 032095101 5/17/2018 1 Elect Ronald P. Badie Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 2 Elect Stanley L. Clark Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 3 Elect John D. Craig Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 4 Elect David P. Falck Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 5 Elect Edward G. Jepsen Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 6 Elect Martin H. Loeffler Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 7 Elect John R. Lord Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 8 Elect R. Adam Norwitt Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 9 Elect Diana G. Reardon Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 10 Elect Anne C. Wolff Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 11 Ratification of Auditor Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Amphenol Corporation APH 032095101 5/17/2018 13 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Analog Devices, Inc. ADI 032654105 3/14/2018 1 Elect Ray Stata Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 2 Elect Vincent Roche Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 3 Elect James A. Champy Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 4 Elect Bruce R. Evans Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 5 Elect Edward H. Frank Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 6 Elect Mark M. Little Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 7 Elect Neil Novich Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 8 Elect Kenton J. Sicchitano Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 9 Elect Lisa T. Su Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Analog Devices, Inc. ADI 032654105 3/14/2018 11 Ratification of Auditor Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 1 Elect Lester B. Knight Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 2 Elect Gregory C. Case Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 3 Elect Jin-Yong Cai Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 4 Elect Jeffrey C. Campbell Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 5 Elect Fulvio Conti Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 6 Elect Cheryl Francis Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 7 Elect J. Michael Losh Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 8 Elect Richard B. Myers Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 9 Elect Richard C. Notebaert Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 10 Elect Gloria Santona Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 11 Elect Carolyn Y. Woo Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Aon plc AON G0408V102 6/22/2018 13 Remuneration Report (Advisory) Mgmt Voted For Against Against
Aon plc AON G0408V102 6/22/2018 14 Accounts and Reports Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 15 Ratification of Auditor Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 16 Ratification of Statutory Auditor Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 17 Authority to Set Auditor's Fees Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 18 Approval of Share Repurchase Contracts and
Repurchase Counterparties
Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 19 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 20 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Aon plc AON G0408V102 6/22/2018 21 Authorisation of Political Donations Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 1 Elect James A. Bell Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 2 Elect Timothy D. Cook Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 3 Elect Albert A. Gore Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 4 Elect Robert A. Iger Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 5 Elect Andrea Jung Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 6 Elect Arthur D. Levinson Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 7 Elect Ronald D. Sugar Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 8 Elect Susan L. Wagner Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 9 Ratification of Auditor Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 11 Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/13/2018 12 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw ShrHoldr Voted Against Against For
Apple Inc. AAPL 037833100 2/13/2018 13 Shareholder Proposal Regarding Formation of a Human Rights Committee ShrHoldr Voted Against Against For
Applied Materials, Inc. AMAT 038222105 3/8/2018 1 Elect Judy Bruner Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 2 Elect Eric Chen Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 3 Elect Aart J. de Geus Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 4 Elect Gary E. Dickerson Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 5 Elect Stephen R. Forrest Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 6 Elect Thomas J. Iannotti Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 7 Elect Alexander A. Karsner Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 8 Elect Adrianna C. Ma Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 9 Elect Scott A. McGregor Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 10 Elect Dennis D. Powell Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 12 Ratification of Auditor Mgmt Voted For For For
Applied Materials, Inc. AMAT 038222105 3/8/2018 13 Shareholder Proposal Regarding  Right to Act by Written Consent ShrHoldr Voted Against For Against
Applied Materials, Inc. AMAT 038222105 3/8/2018 14 Shareholder Proposal Regarding Diversity Report ShrHoldr Voted Against Against For
Aptiv PLC APTV G27823106 4/26/2018 1 Elect Kevin P. Clark Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 2 Elect Nancy E. Cooper Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 3 Elect Frank J. Dellaquila Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 4 Elect Nicholas M. Donofrio Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 5 Elect Mark Frissora Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 6 Elect Rajiv L. Gupta Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 7 Elect Sean O. Mahoney Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 8 Elect Colin J. Parris Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 9 Elect Ana G. Pinczuk Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 10 Elect Thomas W. Sidlik Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 11 Elect Lawrence A. Zimmerman Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 12 Ratification of Auditor Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Aptiv PLC APTV G27823106 4/26/2018 14 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
AT&T Inc. T 00206R102 4/27/2018 1 Elect Randall L. Stephenson Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 2 Elect Samuel A. Di Piazza, Jr. Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 3 Elect Richard W. Fisher Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 4 Elect Scott T. Ford Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 5 Elect Glenn H. Hutchins Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 6 Elect William E. Kennard Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 7 Elect Michael B. McCallister Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 8 Elect Beth E. Mooney Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 9 Elect Joyce M. Roche Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 10 Elect Matthew K. Rose Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 11 Elect Cindy B. Taylor Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 12 Elect Laura D'Andrea Tyson Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 13 Elect Geoffrey Y. Yang Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 14 Ratification of Auditor Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 16 Stock Purchase and Deferral Plan Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 17 Approval of the 2018 Incentive Plan Mgmt Voted For For For
AT&T Inc. T 00206R102 4/27/2018 18 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
AT&T Inc. T 00206R102 4/27/2018 19 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw ShrHoldr Voted Against Against For
AT&T Inc. T 00206R102 4/27/2018 20 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
AT&T Inc. T 00206R102 4/27/2018 21 Shareholder Proposal Regarding Lowering
Threshold for Right to Act By Written Consent
ShrHoldr Voted Against For Against
Bank of America Corporation BAC 060505104 4/25/2018 1 Elect Sharon L. Allen Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 2 Elect Susan S. Bies Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 3 Elect Jack O. Bovender, Jr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 4 Elect Frank P. Bramble, Sr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 5 Elect Pierre J. P. de Weck Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 6 Elect Arnold W. Donald Mgmt Voted For Against Against
Bank of America Corporation BAC 060505104 4/25/2018 7 Elect Linda P. Hudson Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 8 Elect Monica C. Lozano Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 9 Elect Thomas J. May Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 10 Elect Brian T. Moynihan Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 11 Elect Lionel L. Nowell, III Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 12 Elect Michael D. White Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 13 Elect Thomas D. Woods Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 14 Elect R. David Yost Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 15 Elect Maria T. Zuber Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 17 Ratification of Auditor Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/25/2018 18 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Baxter International Inc. BAX 071813109 5/8/2018 1 Elect Jose E. Almeida Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 2 Elect Thomas F. Chen Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 3 Elect John D. Forsyth Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 4 Elect James R. Gavin III Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 5 Elect Peter S. Hellman Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 6 Elect Munib Islam Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 7 Elect Michael F. Mahoney Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 8 Elect Stephen N. Oesterle Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 9 Elect Carole J. Shapazian Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 10 Elect Cathy R. Smith Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 11 Elect Thomas T. Stallkamp Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 12 Elect Albert P.L. Stroucken Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 14 Ratification of Auditor Mgmt Voted For For For
Baxter International Inc. BAX 071813109 5/8/2018 15 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Baxter International Inc. BAX 071813109 5/8/2018 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Blackrock Energy & Resources Trust BGR 09250U101 7/25/2017 1.1 Elect Michael J. Castellano Mgmt Voted For For 97% Withhold 3% For
Blackrock Energy & Resources Trust BGR 09250U101 7/25/2017 1.2 Elect R. Glenn Hubbard Mgmt Voted For For 97% Withhold 3% For
Blackrock Energy & Resources Trust BGR 09250U101 7/25/2017 1.3 Elect W. Carl Kester Mgmt Voted For For 97% Withhold 3% For
Blackrock Energy & Resources Trust BGR 09250U101 7/25/2017 1.4 Elect John M. Perlowski Mgmt Voted For For 97% Withhold 3% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/25/2017 1.1 Elect Michael J. Castellano Mgmt Voted For For 98% Withhold 2% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/25/2017 1.2 Elect R. Glenn Hubbard Mgmt Voted For For 98% Withhold 2% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/25/2017 1.3 Elect W. Carl Kester Mgmt Voted For For 98% Withhold 2% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/25/2017 1.4 Elect John M. Perlowski Mgmt Voted For For 98% Withhold 2% For
BlackRock, Inc. BLK 09247X101 5/23/2018 1 Elect Mathis Cabiallavetta Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 2 Elect Pamela Daley Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 3 Elect William S. Demchak Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 4 Elect Jessica P. Einhorn Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 5 Elect Laurence D. Fink Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 6 Elect William E. Ford Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 7 Elect Fabrizio Freda Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 8 Elect Murry S. Gerber Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 9 Elect Margaret L. Johnson Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 10 Elect Robert S. Kapito Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 11 Elect Sir Deryck C. Maughan Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 12 Elect Cheryl D. Mills Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 13 Elect Gordon M. Nixon Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 14 Elect Charles  H. Robbins Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 15 Elect Ivan G. Seidenberg Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 16 Elect Marco Antonio Slim Domit Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 17 Elect Susan L. Wagner Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 18 Elect Mark Wilson Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 19 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
BlackRock, Inc. BLK 09247X101 5/23/2018 20 Amendment to the 1999 Stock Award and Incentive Plan Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 21 Ratification of Auditor Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/23/2018 22 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Boston Scientific Corporation BSX 101137107 5/10/2018 1 Elect Nelda J. Connors Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 2 Elect Charles J. Dockendorff Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 3 Elect Yoshiaki Fujimori Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 4 Elect Donna A. James Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 5 Elect Edward J. Ludwig Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 6 Elect Stephen P. MacMillan Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 7 Elect Michael F. Mahoney Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 8 Elect David J. Roux Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 9 Elect John E. Sununu Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 10 Elect Ellen M. Zane Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Boston Scientific Corporation BSX 101137107 5/10/2018 12 Ratification of Auditor Mgmt Voted For For For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 2/23/2018 1.1 Elect Robert D. Agdern Mgmt Voted For For 99% Withhold 1% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 2/23/2018 1.2 Elect Eileen A. Kamerick Mgmt Voted For For 99% Withhold 1% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 2/23/2018 1.3 Elect Riordan Roett Mgmt Voted For For 99% Withhold 1% For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 1 Elect John D. McCallion Mgmt Voted For For For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 2 Elect Diane E. Offereins Mgmt Voted For For For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 3 Elect Patrick J. Shouvlin Mgmt Voted For For For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 4 Ratification of Auditor Mgmt Voted For For For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 5 Advisory Vote on Executive Compensation Mgmt Voted For For For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 6 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 7 Approval of the 2017 Stock and Incentive Compensation Plan Mgmt Voted For For For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 8 Approval of the 2017 Non-Management Director Stock Compensation Plan Mgmt Voted For For For
Brighthouse Financial, Inc. BHF 10922N103 5/23/2018 9 Approval of Performance Goals Under Temporary Incentive Deferred Compensation Plan Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 1 Accounts and Reports Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 2 Remuneration Report (Advisory) Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 3 Appointment of Auditor Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 4 Authority to Set Auditor's Fees Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 5 Elect Richard  Burrows Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 6 Elect Nicandro Durante Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 7 Elect Susan J. Farr Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 8 Elect Marion Helmes Mgmt Voted For Against Against
British American Tobacco plc BATS 110448107 4/25/2018 9 Elect Savio Kwan Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 10 Elect Dimitri Panayotopoulos Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 11 Elect Kieran Poynter Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 12 Elect Ben Stevens Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 13 Elect Luc Jobin Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 14 Elect Holly K. Koeppel Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 15 Elect Lionel L. Nowell, III Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 16 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 17 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 18 Authority to Repurchase Shares Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 19 Authorisation of Political Donations Mgmt Voted For For For
British American Tobacco plc BATS 110448107 4/25/2018 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 3/23/2018 1 Reincorporation/Change of Continuance Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 1 Elect Hock E. Tan Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 2 Elect James V. Diller, Sr. Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 3 Elect Gayla J. Delly Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 4 Elect Lewis C. Eggebrecht Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 5 Elect Kenneth Y. Hao Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 6 Elect Eddy W. Hartenstein Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 7 Elect Check Kian Low Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 8 Elect Donald Macleod Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 9 Elect Peter J. Marks Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 10 Elect Dr. Henry S. Samueli Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 11 Appointment of Auditor and Authority to Set Fees Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 12 Authority to Issue Ordinary and Special Preference Shares Mgmt Voted For For For
Broadcom Limited AVGO Y09827109 4/4/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Caterpillar Inc. CAT 149123101 6/13/2018 1 Elect Kelly A. Ayotte Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 2 Elect David L. Calhoun Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 3 Elect Daniel M. Dickinson Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 4 Elect Juan Gallardo Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 5 Elect Dennis A. Muilenburg Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 6 Elect William A. Osborn Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 7 Elect Debra L. Reed Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 8 Elect Edward B. Rust, Jr. Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 9 Elect Susan C. Schwab Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 10 Elect Jim Umpleby III Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 11 Elect Miles D. White Mgmt Voted For Against Against
Caterpillar Inc. CAT 149123101 6/13/2018 12 Elect Rayford Wilkins Jr. Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 13 Ratification of Auditor Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Caterpillar Inc. CAT 149123101 6/13/2018 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Caterpillar Inc. CAT 149123101 6/13/2018 16 Shareholder Proposal Regarding Amendment to Clawback Policy ShrHoldr Voted Against For Against
Caterpillar Inc. CAT 149123101 6/13/2018 17 Shareholder Proposal Regarding Human Rights Expertise

on Board
ShrHoldr Voted Against Against For
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/16/2017 1.1 Elect T. Ritson Ferguson Mgmt Voted For For 97% Withhold 3%  No independent lead or presiding director Against
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/16/2017 1.2 Elect Frederick S. Hammer Mgmt Voted For For 64% Withhold 36% For
Celgene Corporation CELG 151020104 6/13/2018 1.1 Elect Mark J. Alles Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.2 Elect Richard W. Barker Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.3 Elect Hans E. Bishop Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.4 Elect Michael W. Bonney Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.5 Elect Michael D. Casey Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.6 Elect Carrie S. Cox Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.7 Elect Michael A. Friedman Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.8 Elect Julia A. Haller Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.9 Elect Patricia Hemingway Hall Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.10 Elect James J. Loughlin Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.11 Elect Ernest Mario Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 1.12 Elect John H. Weiland Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 2 Ratification of Auditor Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Celgene Corporation CELG 151020104 6/13/2018 4 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw ShrHoldr Voted Against Against For
Celgene Corporation CELG 151020104 6/13/2018 5 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 1 Elect W. Lance Conn Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 2 Elect Kim C. Goodman Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 3 Elect Craig A. Jacobson Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 4 Elect Gregory B. Maffei Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 5 Elect John C. Malone Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 6 Elect John D. Markley, Jr. Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 7 Elect David C. Merritt Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 8 Elect Steven A. Miron Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 9 Elect Balan Nair Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 10 Elect Michael A. Newhouse Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 11 Elect Mauricio Ramos Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 12 Elect Thomas M. Rutledge Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 13 Elect Eric L. Zinterhofer Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 14 Ratification of Auditor Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 15 Shareholder Proposal Regarding Proxy Access ShrHoldr Voted Against For Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 16 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Charter Communications, Inc. CHTR 16119P108 4/25/2018 17 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHoldr Voted Against Against For
Charter Communications, Inc. CHTR 16119P108 4/25/2018 18 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/30/2018 1 Elect Wanda M. Austin Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 2 Elect John B. Frank Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 3 Elect Alice P. Gast Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 4 Elect Enrique Hernandez, Jr. Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 5 Elect Charles W. Moorman, IV Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 6 Elect Dambisa F. Moyo Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 7 Elect Ronald D. Sugar Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 8 Elect Inge G. Thulin Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 9 Elect D. James Umpleby Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 10 Elect Michael K. Wirth Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 11 Ratification of Auditor Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/30/2018 13 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/30/2018 14 Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/30/2018 15 Shareholder Proposal Regarding Report on Transition to Low Carbon Economy ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/30/2018 16 Shareholder Proposal Regarding Methane Emissions Report ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/30/2018 17 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/30/2018 18 Shareholder Proposal Regarding Environmental Expertise on Board ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/30/2018 19 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against Against For
China Fund Inc CHN 169373107 8/30/2017 1 Approval of a New Investment Advisory Agreement and Management Agreement Mgmt Voted For For 59% Against 40% Abstain 1% For
Cigna Corporation CI 125509109 4/25/2018 1 Elect David M. Cordani Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 2 Elect Eric J. Foss Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 3 Elect Isaiah Harris, Jr. Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 4 Elect Roman Martinez IV Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 5 Elect John M. Partridge Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 6 Elect James E. Rogers Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 7 Elect Eric C. Wiseman Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 8 Elect Donna F. Zarcone Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 9 Elect William D. Zollars Mgmt Voted For Against Against
Cigna Corporation CI 125509109 4/25/2018 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 11 Ratification of Auditor Mgmt Voted For For For
Cigna Corporation CI 125509109 4/25/2018 12 Elimination of Supermajority Requirement Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 1 Elect Michael L. Corbat Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 2 Elect Ellen M. Costello Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 3 Elect John C. Dugan Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 4 Elect Duncan P. Hennes Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 5 Elect Peter B. Henry Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 6 Elect Franz B. Humer Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 7 Elect S. Leslie Ireland Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 8 Elect Renee J. James Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 9 Elect Eugene M. McQuade Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 10 Elect Michael E. O'Neill Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 11 Elect Gary M. Reiner Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 12 Elect Anthony M. Santomero Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 13 Elect Diana L. Taylor Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 14 Elect James S. Turley Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 15 Elect Deborah C. Wright Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 16 Elect Ernesto Zedillo Ponce de Leon Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 17 Ratification of Auditor Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 19 Amendment to the 2014 Stock Incentive Plan Mgmt Voted For For For
Citigroup Inc. C 172967424 4/24/2018 20 Shareholder Proposal Regarding Indigenous Peoples' Rights Policy ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/24/2018 21 Shareholder Proposal Regarding Cumulative Voting ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/24/2018 22 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/24/2018 23 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/24/2018 24 Shareholder Proposal Regarding Government Service Vesting ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/24/2018 25 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Voted Against For Against
CME Group Inc. CME 12572Q105 5/9/2018 1 Elect Terrence A. Duffy Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 2 Elect Timothy S. Bitsberger Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 3 Elect Charles P. Carey Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 4 Elect Dennis H. Chookaszian Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 5 Elect Ana Dutra Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 6 Elect Martin J. Gepsman Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 7 Elect Larry G. Gerdes Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 8 Elect Daniel R. Glickman Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 9 Elect Deborah J. Lucas Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 10 Elect Alex J. Pollock Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 11 Elect Terry L. Savage Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 12 Elect William R. Shepard Mgmt Voted For Against Against
CME Group Inc. CME 12572Q105 5/9/2018 13 Elect Howard J. Siegel Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 14 Elect Dennis A. Suskind Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 15 Ratification of Auditor Mgmt Voted For For For
CME Group Inc. CME 12572Q105 5/9/2018 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 1 Elect Zein Abdalla Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 2 Elect Betsy Atkins Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 3 Elect Maureen Breakiron-Evans Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 4 Elect Jonathan  Chadwick Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 5 Elect John M. Dineen Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 6 Elect Francisco D'Souza Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 7 Elect John N. Fox, Jr. Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 8 Elect John E. Klein Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 9 Elect Leo S. Mackay, Jr. Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 10 Elect Michael Patsalos-Fox Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 11 Elect Joseph M. Velli Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 13 Ratification of Auditor Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 14 Amendment to the 2004 Employee Stock Purchase Plan Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 15 Elimination of Supermajority Requirement for

Amendments to Bylaws
Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 16 Elimination of Supermajority Requirement for Removal

of Directors
Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 17 Elimination of Supermajority Requirement to Amend

Certain Provisions of Certificate of Incorporation
Mgmt Voted For For For
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Cognizant Technology Solutions Corporation CTSH 192446102 6/5/2018 19 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Cohen & Steers Closed-End Opportunity Fund Inc. FOF 19248P106 4/26/2018 1.1 Elect George Grossman Mgmt Voted For For 96% Withhold 4% For
Cohen & Steers Closed-End Opportunity Fund Inc. FOF 19248P106 4/26/2018 1.2 Elect Jane F. Magpiong Mgmt Voted For For 96% Withhold 4% For
Cohen & Steers Closed-End Opportunity Fund Inc. FOF 19248P106 4/26/2018 1.3 Elect Robert H. Steers Mgmt Voted For For 96% Withhold 4% For
Cohen & Steers Closed-End Opportunity Fund Inc. FOF 19248P106 4/26/2018 1.4 Elect C. Edward Ward, Jr. Mgmt Voted For For 97% Withhold 3% For
Cohen & Steers REIT & Preferred Income Fund, Inc. RNP 19247X100 4/26/2018 1.1 Elect George Grossman Mgmt Voted For For 88% Withhold 12% For
Cohen & Steers REIT & Preferred Income Fund, Inc. RNP 19247X100 4/26/2018 1.2 Elect Jane F. Magpiong Mgmt Voted For For 88% Withhold 12% For
Cohen & Steers REIT & Preferred Income Fund, Inc. RNP 19247X100 4/26/2018 1.3 Elect Robert H. Steers Mgmt Voted For For 88% Withhold 12% For
Cohen & Steers REIT & Preferred Income Fund, Inc. RNP 19247X100 4/26/2018 1.4 Elect C. Edward Ward, Jr. Mgmt Voted For For 88% Withhold 12% For
Comcast Corporation CMCSA 20030N101 6/11/2018 1.1 Elect Kenneth J. Bacon Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/11/2018 1.2 Elect Madeline S. Bell Mgmt Voted For Withhold Against
Comcast Corporation CMCSA 20030N101 6/11/2018 1.3 Elect Sheldon M. Bonovitz Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/11/2018 1.4 Elect Edward D. Breen Mgmt Voted For Withhold Against
Comcast Corporation CMCSA 20030N101 6/11/2018 1.5 Elect Gerald L. Hassell Mgmt Voted For Withhold Against
Comcast Corporation CMCSA 20030N101 6/11/2018 1.6 Elect Jeffrey A. Honickman Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/11/2018 1.7 Elect Maritza Gomez Montiel Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/11/2018 1.8 Elect Asuka Nakahara Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/11/2018 1.9 Elect David C. Novak Mgmt Voted For Withhold Against
Comcast Corporation CMCSA 20030N101 6/11/2018 1.10 Elect Brian L. Roberts Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/11/2018 2 Ratification of Auditor Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/11/2018 3 Advisory vote on executive compensation Mgmt Voted For Against Against
Comcast Corporation CMCSA 20030N101 6/11/2018 4 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.1 Elect Bradley A. Alford Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.2 Elect Thomas K. Brown Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.3 Elect Stephen G. Butler Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.4 Elect Sean M. Connolly Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.5 Elect Thomas W. Dickson Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.6 Elect Steven F. Goldstone Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.7 Elect Joie Gregor Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.8 Elect Rajive Johri Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.9 Elect Richard H. Lenny Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.10 Elect Ruth Ann Marshall Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 1.11 Elect Craig P. Omtvedt Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 2 Ratification of Auditor Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
ConAgra Brands, Inc. CAG 205887102 9/22/2017 4 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Concho Resources Inc. CXO 20605P101 5/17/2018 1 Elect Steven L. Beal Mgmt Voted For For For
Concho Resources Inc. CXO 20605P101 5/17/2018 2 Elect Tucker S. Bridwell Mgmt Voted For For For
Concho Resources Inc. CXO 20605P101 5/17/2018 3 Elect Mark Puckett Mgmt Voted For For For
Concho Resources Inc. CXO 20605P101 5/17/2018 4 Elect Joseph Wright Mgmt Voted For For For
Concho Resources Inc. CXO 20605P101 5/17/2018 5 Ratification of Auditor Mgmt Voted For For For
Concho Resources Inc. CXO 20605P101 5/17/2018 6 Advisory Vote on Executive Compensation Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 1 Elect Charles E. Bunch Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 2 Elect Caroline Maury Devine Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 3 Elect John V. Faraci Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 4 Elect Jody L Freeman Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 5 Elect Gay Huey Evans Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 6 Elect Ryan M. Lance Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 7 Elect Sharmila Mulligan Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 8 Elect Arjun N. Murti Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 9 Elect Robert A. Niblock Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 10 Elect Harald J. Norvik Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 11 Ratification of Auditor Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
ConocoPhillips COP 20825C104 5/15/2018 13 Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation ShrHoldr Voted Against Against For
Costco Wholesale Corporation COST 22160K105 1/30/2018 1.1 Elect Kenneth D. Denman Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/30/2018 1.2 Elect W. Craig Jelinek Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/30/2018 1.3 Elect Jeffrey S. Raikes Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/30/2018 2 Ratification of Auditor Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/30/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/30/2018 4 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted Against For Against
Costco Wholesale Corporation COST 22160K105 1/30/2018 5 Shareholder Proposal Regarding Prison Labor ShrHoldr Voted Against Against For
CSX Corporation CSX 126408103 5/18/2018 1 Elect Donna M. Alvarado Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 2 Elect John B. Breaux Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 3 Elect Pamela L. Carter Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 4 Elect James M. Foote Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 5 Elect Steven T. Halverson Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 6 Elect Paul C. Hilal Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 7 Elect Edward J. Kelly, III Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 8 Elect John D. McPherson Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 9 Elect David M. Moffett Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 10 Elect Dennis H. Reilley Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 11 Elect Linda H. Riefler Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 12 Elect J. Steven Whisler Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 13 Elect John J. Zillmer Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 14 Ratification of Auditor Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
CSX Corporation CSX 126408103 5/18/2018 16 Approval of the 2018 Employee Stock Purchase Plan Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 1 Elect N. Thomas Linebarger Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 2 Elect Richard J. Freeland Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 3 Elect Robert J. Bernhard Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 4 Elect Franklin R. Chang-Diaz Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 5 Elect Bruno V. Di Leo Allen Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 6 Elect Stephen B. Dobbs Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 7 Elect Robert K. Herdman Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 8 Elect Alexis M. Herman Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 9 Elect Thomas J. Lynch Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 10 Elect William I. Miller Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 11 Elect Georgia R. Nelson Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 12 Elect Karen H. Quintos Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 14 Ratification of Auditor Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 15 Amendment Regarding Shareholders Ability to Amend Bylaws Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/8/2018 16 Shareholder Proposal Regarding Right to Call a Special
Meeting
ShrHoldr Voted Against For Against
CVS Health Corporation CVS 126650100 3/13/2018 1 Issuance of Stock for Merger Mgmt Voted For For For
CVS Health Corporation CVS 126650100 3/13/2018 2 Right to Adjourn Meeting Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 1 Elect Richard M. Bracken Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 2 Elect C. David Brown II Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 3 Elect Alecia A. DeCoudreaux Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 4 Elect Nancy-Ann M. DeParle Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 5 Elect David W. Dorman Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 6 Elect Anne M. Finucane Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 7 Elect Larry J. Merlo Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 8 Elect Jean-Pierre Millon Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 9 Elect Mary L. Schapiro Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 10 Elect Richard J. Swift Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 11 Elect William C. Weldon Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 12 Elect Tony L. White Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 13 Ratification of Auditor Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 15 Reduce Threshold for Shareholders' Right to Call a Special Meeting Mgmt Voted For For For
CVS Health Corporation CVS 126650100 6/4/2018 16 Shareholder Proposal Regarding Voting Disclosure ShrHoldr Voted Against Against For
Danaher Corporation DHR 235851102 5/8/2018 1 Elect Donald J. Ehrlich Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 2 Elect Linda P. Hefner Filler Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 3 Elect Thomas P. Joyce, Jr. Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 4 Elect Teri  List-Stoll Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 5 Elect Walter G. Lohr, Jr. Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 6 Elect Mitchell P. Rales Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 7 Elect Steven M. Rales Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 8 Elect John T. Schwieters Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 9 Elect Alan G. Spoon Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 10 Elect Raymond C. Stevens Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 11 Elect Elias A. Zerhouni Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 12 Ratification of Auditor Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Danaher Corporation DHR 235851102 5/8/2018 14 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Deere & Company DE 244199105 2/28/2018 1 Elect Samuel R. Allen Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 2 Elect Vance D. Coffman Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 3 Elect Alan C. Heuberger Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 4 Elect Charles O. Holliday, Jr. Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 5 Elect Dipak C. Jain Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 6 Elect Michael O. Johanns Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 7 Elect Clayton M. Jones Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 8 Elect Brian M. Krzanich Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 9 Elect Gregory R. Page Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 10 Elect Sherry M. Smith Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 11 Elect Dmitri L. Stockton Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 12 Elect Sheila G. Talton Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 13 Advisory vote on executive compensation Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 14 Amendment to the Long-Term Incentive Cash Plan Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 15 Ratification of Auditor Mgmt Voted For For For
Deere & Company DE 244199105 2/28/2018 16 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Voted Against Against For
Delphi Automotive PLC DLPH G27823106 11/7/2017 1 Company Name Change Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 1 Elect Edward H. Bastian Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 2 Elect Francis S. Blake Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 3 Elect Daniel A. Carp Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 4 Elect Ashton B. Carter Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 5 Elect David G. DeWalt Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 6 Elect William H. Easter III Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 7 Elect Michael P. Huerta Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 8 Elect Jeanne P. Jackson Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 9 Elect George N. Mattson Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 10 Elect Douglas R Ralph Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 11 Elect Sergio A. L. Rial Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 12 Elect Kathy N. Waller Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/29/2018 14 Ratification of Auditor Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.1 Elect Barbara M. Baumann Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.2 Elect John E. Bethancourt Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.3 Elect David A. Hager Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.4 Elect Robert H. Henry Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.5 Elect Michael M. Kanovsky Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.6 Elect John Krenicki, Jr. Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.7 Elect Robert A. Mosbacher, Jr. Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.8 Elect Duane C. Radtke Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.9 Elect Mary P. Ricciardello Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 1.10 Elect John Richels Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 3 Ratification of Auditor Mgmt Voted For For For
Devon Energy Corporation DVN 25179M103 6/6/2018 4 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
DowDuPont Inc. DWDP 26078J100 4/25/2018 1 Elect Lamberto  Andreotti Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 2 Elect James A. Bell Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 3 Elect Edward D. Breen Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 4 Elect Robert A. Brown Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 5 Elect Alexander M. Cutler Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 6 Elect Jeff M. Fettig Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 7 Elect Marillyn A. Hewson Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 8 Elect Lois D. Juliber Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 9 Elect Andrew N. Liveris Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 10 Elect Raymond J. Milchovich Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 11 Elect Paul Polman Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 12 Elect Dennis H. Reilley Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 13 Elect James M. Ringler Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 14 Elect Ruth G. Shaw Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 15 Elect Lee M. Thomas Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 16 Elect Patrick J. Ward Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 17 Advisory Vote on Executive Compensation Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 18 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
DowDuPont Inc. DWDP 26078J100 4/25/2018 19 Ratification of Auditor Mgmt Voted For For For
DowDuPont Inc. DWDP 26078J100 4/25/2018 20 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted Against For Against
DowDuPont Inc. DWDP 26078J100 4/25/2018 21 Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay ShrHoldr Voted Against Against For
DowDuPont Inc. DWDP 26078J100 4/25/2018 22 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHoldr Voted Against Against For
DowDuPont Inc. DWDP 26078J100 4/25/2018 23 Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy ShrHoldr Voted Against Against For
DowDuPont Inc. DWDP 26078J100 4/25/2018 24 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
DTE Energy Company DTE 233331107 5/3/2018 1.1 Elect Gerard M. Anderson Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.2 Elect David A. Brandon Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.3 Elect W. Frank Fountain, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.4 Elect Charles G. McClure Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.5 Elect Gail J. McGovern Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.6 Elect Mark A. Murray Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.7 Elect James B. Nicholson Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.8 Elect Josue Robles, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.9 Elect Ruth G. Shaw Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.10 Elect Robert C. Skaggs, Jr. Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.11 Elect David A. Thomas Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 1.12 Elect James H. Vandenberghe Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 2 Ratification of Auditor Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 4 Amendment to the Long Term Incentive Plan Mgmt Voted For For For
DTE Energy Company DTE 233331107 5/3/2018 5 Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant ShrHoldr Voted Against Against For
DTE Energy Company DTE 233331107 5/3/2018 6 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Duff & Phelps Global Utility Income Fund Inc DPG 26433C105 3/13/2018 1.1 Elect Donald C. Burke Mgmt Voted For For 97% Against 3% For
Duff & Phelps Global Utility Income Fund Inc DPG 26433C105 3/13/2018 1.2 Elect Clifford W. Hoffman Mgmt Voted For For 97% Against 3% For
Duff & Phelps Global Utility Income Fund Inc DPG 26433C105 3/13/2018 1.3 Elect Eileen A. Moran Mgmt Voted For For 97% Against 3% For
Eaton Corporation plc ETN G29183103 4/25/2018 1 Elect Craig Arnold Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 2 Elect Todd M. Bluedorn Mgmt Voted For Against Against
Eaton Corporation plc ETN G29183103 4/25/2018 3 Elect Christopher M. Connor Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 4 Elect Michael J. Critelli Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 5 Elect Richard H. Fearon Mgmt Voted For Against Against
Eaton Corporation plc ETN G29183103 4/25/2018 6 Elect Charles E. Golden Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 7 Elect Arthur E. Johnson Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 8 Elect Deborah L. McCoy Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 9 Elect Gregory R. Page Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 10 Elect Sandra Pianalto Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 11 Elect Gerald B. Smith Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 12 Elect Dorothy C. Thompson Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 13 Ratification of Auditor and Authority to Set Fees Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 16 Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) Mgmt Voted For For For
Eaton Corporation plc ETN G29183103 4/25/2018 17 Authority to Repurchase Overseas Market Shares Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 1 Elect Douglas M. Baker, Jr. Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 2 Elect Barbara J. Beck Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 3 Elect Leslie S. Biller Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 4 Elect Carl M. Casale Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 5 Elect Stephen I. Chazen Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 6 Elect Jeffrey M. Ettinger Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 7 Elect Arthur J. Higgins Mgmt Voted For Against Against
Ecolab Inc. ECL 278865100 5/3/2018 8 Elect Michael Larson Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 9 Elect David W. MacLennan Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 10 Elect Tracy B. McKibben Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 11 Elect Victoria J. Reich Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 12 Elect Suzanne M. Vautrinot Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 13 Elect John J. Zillmer Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 14 Ratification of Auditor Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/3/2018 16 Shareholder Proposal Regarding Right to Call A Special Meeting ShrHoldr Voted Against Against For
Edison International EIX 281020107 4/26/2018 1 Elect Michael C. Camunez Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 2 Elect Vanessa C.L. Chang Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 3 Elect James T. Morris Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 4 Elect Timothy T. O'Toole Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 5 Elect Pedro J. Pizarro Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 6 Elect Linda G. Stuntz Mgmt Voted For Against Against
Edison International EIX 281020107 4/26/2018 7 Elect William P. Sullivan Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 8 Elect Ellen O. Tauscher Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 9 Elect Peter J. Taylor Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 10 Elect Brett White Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 11 Ratification of Auditor Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Edison International EIX 281020107 4/26/2018 13 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against Against For
EOG Resources, Inc. EOG 26875P101 4/24/2018 1 Elect Janet F. Clark Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 2 Elect Charles R. Crisp Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 3 Elect Robert P. Daniels Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 4 Elect James C. Day Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 5 Elect C. Christopher Gaut Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 6 Elect Donald F. Textor Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 7 Elect William R. Thomas Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 8 Elect Frank G. Wisner Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 9 Ratification of Auditor Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 10 Amendment to the Employee Stock Purchase Plan Mgmt Voted For For For
EOG Resources, Inc. EOG 26875P101 4/24/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/14/2017 1 Elect Charlene Barshefsky Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/14/2017 2 Elect Wei Sun Christianson Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/14/2017 3 Elect Fabrizio Freda Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/14/2017 4 Elect Jane Lauder Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/14/2017 5 Elect Leonard A. Lauder Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/14/2017 6 Ratification of Auditor Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/14/2017 7 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Estee Lauder Companies Inc. EL 518439104 11/14/2017 8 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 1 Elect Maura C. Breen Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 2 Elect William J. DeLaney Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 3 Elect Elder Granger Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 4 Elect Nicholas J. LaHowchic Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 5 Elect Thomas P. Mac Mahon Mgmt Voted For Against Against
Express Scripts Holding Company ESRX 30219G108 5/10/2018 6 Elect Kathleen M. Mazzarella Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 7 Elect Frank Mergenthaler Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 8 Elect Woodrow A. Myers, Jr. Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 9 Elect Roderick A. Palmore Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 10 Elect George Paz Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 11 Elect William L. Roper Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 12 Elect Seymour Sternberg Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 13 Elect Timothy Wentworth Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 14 Ratification of Auditor Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 16 Shareholder Proposal Regarding Gender Pay Equity Report ShrHoldr Voted Against Against For
Express Scripts Holding Company ESRX 30219G108 5/10/2018 17 Shareholder Proposal Regarding Cyber Risk Report ShrHoldr Voted Against Against For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 1 Elect Susan K. Avery Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 2 Elect Angela F. Braly Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 3 Elect Ursula M. Burns Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 4 Elect Kenneth C. Frazier Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 5 Elect Steven A. Kandarian Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 6 Elect Douglas R. Oberhelman Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 7 Elect Samuel J. Palmisano Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 8 Elect Steven S Reinemund Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 9 Elect William C. Weldon Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 10 Elect Darren W. Woods Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 11 Ratification of Auditor Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Exxon Mobil Corporation XOM 30231G102 5/30/2018 13 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 5/30/2018 14 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 5/30/2018 15 Shareholder Proposal Regarding Disclosure of Director Skills Matrix ShrHoldr Voted Against For Against
Exxon Mobil Corporation XOM 30231G102 5/30/2018 16 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Facebook, Inc. FB 30303M102 5/31/2018 1.1 Elect Marc L. Andreessen Mgmt Voted For Withhold Against
Facebook, Inc. FB 30303M102 5/31/2018 1.2 Elect Erskine B. Bowles Mgmt Voted For Withhold Against
Facebook, Inc. FB 30303M102 5/31/2018 1.3 Elect Kenneth I. Chenault Mgmt Voted For For For
Facebook, Inc. FB 30303M102 5/31/2018 1.4 Elect Susan D. Desmond-Hellmann Mgmt Voted For Withhold Against
Facebook, Inc. FB 30303M102 5/31/2018 1.5 Elect Reed Hastings Mgmt Voted For For For
Facebook, Inc. FB 30303M102 5/31/2018 1.6 Elect Jan Koum Mgmt Voted For Withhold Against
Facebook, Inc. FB 30303M102 5/31/2018 1.7 Elect Sheryl K. Sandberg Mgmt Voted For For For
Facebook, Inc. FB 30303M102 5/31/2018 1.8 Elect Peter A. Thiel Mgmt Voted For For For
Facebook, Inc. FB 30303M102 5/31/2018 1.9 Elect Mark Zuckerberg Mgmt Voted For For For
Facebook, Inc. FB 30303M102 5/31/2018 2 Ratification of Auditor Mgmt Voted For For For
Facebook, Inc. FB 30303M102 5/31/2018 3 Shareholder Proposal Regarding Recapitalization ShrHoldr Voted Against For Against
Facebook, Inc. FB 30303M102 5/31/2018 4 Shareholder Proposal Regarding Formation of a Risk Oversight Committee ShrHoldr Voted Against For Against
Facebook, Inc. FB 30303M102 5/31/2018 5 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted Against For Against
Facebook, Inc. FB 30303M102 5/31/2018 6 Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies ShrHoldr Voted Against For Against
Facebook, Inc. FB 30303M102 5/31/2018 7 Shareholder Proposal Regarding Gender Pay Equity Report ShrHoldr Voted Against Against For
Facebook, Inc. FB 30303M102 5/31/2018 8 Shareholder Proposal Regarding  Tax Policy Principles ShrHoldr Voted Against Against For
FedEx Corporation FDX 31428X106 9/25/2017 1 Elect James L. Barksdale Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 2 Elect John A. Edwardson Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 3 Elect Marvin Ellison Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 4 Elect John Chris Inglis Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 5 Elect Kimberly A. Jabal Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 6 Elect Shirley Ann Jackson Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 7 Elect R. Brad Martin Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 8 Elect Joshua Cooper Ramo Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 9 Elect Susan C. Schwab Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 10 Elect Frederick W. Smith Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 11 Elect David P. Steiner Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 12 Elect Paul S. Walsh Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 14 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
FedEx Corporation FDX 31428X106 9/25/2017 15 Amendment to the 2010 Omnibus Stock Incentive Plan Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 16 Ratification of Auditor Mgmt Voted For For For
FedEx Corporation FDX 31428X106 9/25/2017 17 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw ShrHoldr Voted Against Against For
FedEx Corporation FDX 31428X106 9/25/2017 18 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
FedEx Corporation FDX 31428X106 9/25/2017 19 Shareholder Proposal Regarding Voting Disclosure ShrHoldr Voted Against Against For
FedEx Corporation FDX 31428X106 9/25/2017 20 Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations ShrHoldr Voted Against Against For
Fiserv, Inc. FISV 337738108 5/23/2018 1.1 Elect Alison Davis Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.2 Elect Harry DiSimone Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.3 Elect John Y. Kim Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.4 Elect Dennis F. Lynch Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.5 Elect Denis J. O'Leary Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.6 Elect Glenn M. Renwick Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.7 Elect Kim M. Robak Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.8 Elect J.D. Sherman Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.9 Elect Doyle R. Simons Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 1.10 Elect Jeffery W. Yabuki Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 2 Amendment to the 2007 Omnibus Incentive Plan Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 4 Ratification of Auditor Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/23/2018 5 Shareholder Proposal Regarding Voting Disclosure ShrHoldr Voted Against Against For
Ford Motor Company F 345370860 5/10/2018 1 Elect Stephen G. Butler Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 2 Elect Kimberly A. Casiano Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 3 Elect Anthony F. Earley, Jr. Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 4 Elect Edsel B. Ford II Mgmt Voted For Against Against
Ford Motor Company F 345370860 5/10/2018 5 Elect William Clay Ford, Jr. Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 6 Elect James P. Hackett Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 7 Elect William W. Helman IV Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 8 Elect William E. Kennard Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 9 Elect John C. Lechleiter Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 10 Elect Ellen R. Marram Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 11 Elect John L. Thornton Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 12 Elect John B. Veihmeyer Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 13 Elect Lynn M. Vojvodich Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 14 Elect John S. Weinberg Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 15 Ratification of Auditor Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ford Motor Company F 345370860 5/10/2018 17 Approval of the 2018 Long-Term Incentive Plan Mgmt Voted For Against Against
Ford Motor Company F 345370860 5/10/2018 18 Shareholder Proposal Regarding Recapitalization ShrHoldr Voted Against For Against
Ford Motor Company F 345370860 5/10/2018 19 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Ford Motor Company F 345370860 5/10/2018 20 Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions ShrHoldr Voted Against Against For
Ford Motor Company F 345370860 5/10/2018 21 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Gabelli Global Small and Mid Cap Value Trust GGZ 36249W104 5/14/2018 1.1 Elect Anthony J. Colavita Mgmt Voted For For 97% Withhold 3% For
Gabelli Global Utility & Income Trust. GLU 36242L105 5/14/2018 1.1 Elect Salvatore M. Salibello Mgmt Voted For For 94% Withhold 6% For
Gabelli Healthcare & WellnessRx Trust GRX 36246K103 5/14/2018 1.1 Elect Robert C. Kolodny Mgmt Voted For For 75% Withhold 25% For
Gabelli Healthcare & WellnessRx Trust GRX 36246K103 5/14/2018 1.2 Elect Salvatore J. Zizza Mgmt Voted For For 75% Withhold 25% For
GDL Fund GDL 361570104 5/14/2018 1.1 Elect Leslie F. Foley Mgmt Voted For For 97% Withhold 3% For
GDL Fund GDL 361570104 5/14/2018 1.2 Elect Mario J. Gabelli Mgmt Voted For For 97% Withhold 3% For
GDL Fund GDL 361570104 5/14/2018 1.3 Elect Michael J. Melarkey Mgmt Voted For For 97% Withhold 3% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.1 Elect Rodney B. Berens Mgmt Voted For For 84% Withhold 16% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.2 Elect Lewis B. Cullman Mgmt Voted For For 84% Withhold 16% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.3 Elect Spencer Davidson Mgmt Voted For For 83% Withhold 17% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.4 Elect Clara E. Del Villar Mgmt Voted For For 84% Withhold 16% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.5 Elect John D. Gordan, III Mgmt Voted For For 82% Withhold 18% Audit committee met an insufficient number of times; No financial expert Against
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.6 Elect Betsy F. Gotbaum Mgmt Voted For For 84% Withhold 16% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.7 Elect Sidney R. Knafel Mgmt Voted For For 84% Withhold 16% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.8 Elect Rose Peabody Lynch Mgmt Voted For For 84% Withhold 16% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.9 Elect Jeffrey W. Priest Mgmt Voted For For 84% Withhold 16% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 1.10 Elect Henry R. Schirmer Mgmt Voted For For 84% Withhold 16% For
General American Investors Company, Inc. GAM 368802104 4/18/2018 2 Ratification of Auditor Mgmt Voted For For 91% Against 9% For
General Mills, Inc. GIS 370334104 9/26/2017 1 Elect Bradbury H. Anderson Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 2 Elect Alicia Boler Davis Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 3 Elect R. Kerry Clark Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 4 Elect David M. Cordani Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 5 Elect Roger W. Ferguson, Jr. Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 6 Elect Henrietta H. Fore Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 7 Elect Jeffrey L. Harmening Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 8 Elect Maria G. Henry Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 9 Elect Heidi G. Miller Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 10 Elect Steve Odland Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 11 Elect Kendall J. Powell Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 12 Elect Eric D. Sprunk Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 13 Elect Jorge A. Uribe Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 14 2017 Stock Compensation Plan Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/26/2017 16 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
General Mills, Inc. GIS 370334104 9/26/2017 17 Ratification of Auditor Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 1 Elect Mary T. Barra Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 2 Elect Linda R. Gooden Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 3 Elect Joseph Jimenez Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 4 Elect Jane L. Mendillo Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 5 Elect Michael G. Mullen Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 6 Elect James J. Mulva Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 7 Elect Patricia F. Russo Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 8 Elect Thomas M. Schoewe Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 9 Elect Theodore M. Solso Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 10 Elect Carol M. Stephenson Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 11 Elect Devin N. Wenig Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 13 Ratification of Auditor Mgmt Voted For For For
General Motors Co. GM 37045V100 6/12/2018 14 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
General Motors Co. GM 37045V100 6/12/2018 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
General Motors Co. GM 37045V100 6/12/2018 16 Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions ShrHoldr Voted Against Against For
Honeywell International Inc. HON 438516106 4/23/2018 1 Elect Darius Adamczyk Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 2 Elect Duncan B. Angove Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 3 Elect William S. Ayer Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 4 Elect Kevin Burke Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 5 Elect Jaime Chico Pardo Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 6 Elect D. Scott Davis Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 7 Elect Linnet F. Deily Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 8 Elect Judd Gregg Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 9 Elect Clive Hollick Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 10 Elect Grace D. Lieblein Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 11 Elect George Paz Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 12 Elect Robin L. Washington Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 14 Ratification of Auditor Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 15 Decrease in Threshold Required to Call a Special Meeting Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/23/2018 16 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against Against For
Honeywell International Inc. HON 438516106 4/23/2018 17 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Humana Inc. HUM 444859102 4/19/2018 1 Elect Kurt J. Hilzinger Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 2 Elect Frank J. Bisignano Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 3 Elect Bruce D. Broussard Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 4 Elect Frank A. D'Amelio Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 5 Elect Karen B. DeSalvo Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 6 Elect W. Roy Dunbar Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 7 Elect David A. Jones Jr. Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 8 Elect William J. McDonald Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 9 Elect William E. Mitchell Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 10 Elect David B. Nash Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 11 Elect James J. O'Brien Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 12 Elect Marissa T. Peterson Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 13 Ratification of Auditor Mgmt Voted For For For
Humana Inc. HUM 444859102 4/19/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 1 Elect Daniel J. Brutto Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 2 Elect Susan Crown Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 3 Elect James W. Griffith Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 4 Elect Jay L. Henderson Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 5 Elect Richard H. Lenny Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 6 Elect E. Scott Santi Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 7 Elect James A. Skinner Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 8 Elect David H. B. Smith, Jr. Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 9 Elect Pamela B. Strobel Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 10 Elect Kevin M. Warren Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 11 Elect Anre D. Williams Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 12 Ratification of Auditor Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Illinois Tool Works Inc. ITW 452308109 5/4/2018 14 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Voted Against For Against
Illinois Tool Works Inc. ITW 452308109 5/4/2018 15 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHoldr Voted Against Against For
Ingersoll-Rand Plc IR G47791101 6/7/2018 1 Elect Kirk E. Arnold Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 2 Elect Ann C. Berzin Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 3 Elect John Bruton Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 4 Elect Jared L. Cohon Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 5 Elect Gary D. Forsee Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 6 Elect Linda P. Hudson Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 7 Elect Michael W. Lamach Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 8 Elect Myles P. Lee Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 9 Elect Karen B. Peetz Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 10 Elect John P. Surma Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 11 Elect Richard J. Swift Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 12 Elect Tony L. White Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 14 Appointment of Auditor and Authority to Set Fees Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 15 Approval of the 2018 Incentive Stock Plan Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 16 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 17 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 6/7/2018 18 Authority to Set Price Range for Reissue of Treasury Shares Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 1 Elect Aneel Bhusri Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 2 Elect Andy D. Bryant Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 3 Elect Reed E. Hundt Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 4 Elect Omar Ishrak Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 5 Elect Brian M. Krzanich Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 6 Elect Risa Lavizzo-Mourey Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 7 Elect Tsu-Jae King Liu Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 8 Elect Gregory D. Smith Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 9 Elect Andrew Wilson Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 10 Elect Frank D. Yeary Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 11 Ratification of Auditor Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intel Corporation INTC 458140100 5/17/2018 13 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Intel Corporation INTC 458140100 5/17/2018 14 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Intel Corporation INTC 458140100 5/17/2018 15 Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions ShrHoldr Voted Against Against For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 1 Elect Sharon Y. Bowen Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 2 Elect Ann M. Cairns Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 3 Elect Charles R. Crisp Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 4 Elect Duriya M. Farooqui Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 5 Elect Jean-Marc Forneri Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 6 Elect Lord Hague of Richmond Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 7 Elect Fred W. Hatfield Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 8 Elect Thomas E. Noonan Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 9 Elect Frederic V. Salerno Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 10 Elect Jeffrey C. Sprecher Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 11 Elect Judith A. Sprieser Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 12 Elect Vincent S. Tese Mgmt Voted For Against Against
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 14 Approval of 2018 Employee Stock Purchase Plan Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/18/2018 15 Ratification of Auditor Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 1 Elect Eve Burton Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 2 Elect Scott D. Cook Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 3 Elect Richard Dalzell Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 4 Elect Deborah Liu Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 5 Elect Suzanne Nora Johnson Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 6 Elect Dennis D. Powell Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 7 Elect Brad D. Smith Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 8 Elect Thomas J. Szkutak Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 9 Elect Raul Vazquez Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 10 Elect Jeff Weiner Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 12 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Intuit Inc. INTU 461202103 1/18/2018 13 Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/18/2018 14 Ratification of Auditor Mgmt Voted For For For
Japan Smaller Capitalization Fund Inc. JOF 47109U104 11/15/2017 1.1 Elect Yutaka Itabashi Mgmt Voted For For 94% Withhold 6% For
Johnson & Johnson JNJ 478160104 4/26/2018 1 Elect Mary C. Beckerle Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 2 Elect D. Scott Davis Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 3 Elect Ian E.L. Davis Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 4 Elect Jennifer A. Doudna Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 5 Elect Alex Gorsky Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 6 Elect Mark B. McClellan Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 7 Elect Anne M. Mulcahy Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 8 Elect William D. Perez Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 9 Elect Charles Prince Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 10 Elect A. Eugene Washington Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 11 Elect Ronald A. Williams Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 13 Ratification of Auditor Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/26/2018 14 Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation ShrHoldr Voted Against For Against
Johnson & Johnson JNJ 478160104 4/26/2018 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 1 Elect Linda B. Bammann Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 2 Elect James A. Bell Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 3 Elect Stephen B. Burke Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 4 Elect Todd A. Combs Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 5 Elect James S. Crown Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 6 Elect James Dimon Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 7 Elect Timothy P. Flynn Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 8 Elect Mellody Hobson Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 9 Elect Laban P. Jackson, Jr. Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 10 Elect Michael A. Neal Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 11 Elect Lee R. Raymond Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 12 Elect William C. Weldon Mgmt Voted For Against Against
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 13 Ratification of Ownership Threshold for Shareholders to

Call a Special Meeting
Mgmt Voted For Against Against
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 15 Amendment to the Long-Term Incentive Plan Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 16 Ratification of Auditor Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 17 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 18 Shareholder Proposal Regarding Government Service Vesting ShrHoldr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 19 Shareholder Proposal Regarding Genocide-Free Investing ShrHoldr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 5/15/2018 20 Shareholder Proposal Regarding Cumulative Voting ShrHoldr Voted Against Against For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 1 Elect Charles A. Blixt Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 2 Elect Andre J. Hawaux Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 3 Elect William G. Jurgensen Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 4 Elect Thomas P. Maurer Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 5 Elect Hala G. Moddelmog Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 6 Elect Andrew J. Schindler Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 7 Elect Maria Renna Sharpe Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 8 Elect Thomas P. Werner Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 10 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 11 Approval of the 2016 Stock Plan Mgmt Voted For For For
Lamb Weston Holdings Inc LW 513272104 9/28/2017 12 Ratification of Auditor Mgmt Voted For For For
Latin American Discovery Fund Inc LDF 51828C106 8/3/2017 1.1 Elect Kathleen A. Dennis Mgmt Voted For For 39% Withhold 61% For
Latin American Discovery Fund Inc LDF 51828C106 8/3/2017 1.2 Elect Joseph J. Kearns Mgmt Voted For For 39% Withhold 61% For
Latin American Discovery Fund Inc LDF 51828C106 8/3/2017 1.3 Elect Patricia Maleski Mgmt Voted For For 52% Withhold 48% For
Latin American Discovery Fund Inc LDF 51828C106 8/3/2017 1.4 Elect Michael E. Nugent Mgmt Voted For For 39% Withhold 61% For
Latin American Discovery Fund Inc LDF 51828C106 8/3/2017 1.5 Elect Fergus Reid Mgmt Voted For For 39% Withhold 61% For
Latin American Discovery Fund Inc LDF 51828C106 6/21/2018 1.1 Elect Jakki L. Haussler Mgmt Voted For For 88% Withhold 12% For
Latin American Discovery Fund Inc LDF 51828C106 6/21/2018 1.2 Elect W. Allen Reed Mgmt Voted For For 25% Withhold 75% For
Latin American Discovery Fund Inc LDF 51828C106 6/21/2018 1.3 Elect Nancy C. Everett Mgmt Voted For For 88% Withhold 12% For
Liberty All-Star Equity Fund USA 530158104 8/24/2017 1.1 Elect Thomas W. Brock Mgmt Voted For For 79% Withhold 21% For
Liberty All-Star Equity Fund USA 530158104 8/24/2017 1.2 Elect George R. Gaspari Mgmt Voted For For 79% Withhold 21% For
Liberty All-Star Equity Fund USA 530158104 8/24/2017 2 Shareholder Proposal Regarding Self Tender Offer ShrHoldr Voted Against For 32% Against 66% Abstain 2% For
Eli Lilly & Co LLY 532457108 5/7/2018 1 Elect Katherine Baicker Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 2 Elect J. Erik Fyrwald Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 3 Elect Jamere Jackson Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 4 Elect Ellen R. Marram Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 5 Elect Jackson P. Tai Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 6 Advisory Vote on Executive Compensation Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 7 Ratification of Auditor Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 8 Repeal of Classified Board Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 9 Elimination of Supermajority Requirement Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 10 Amendment to the 2002 Stock Plan Mgmt Voted For For For
Eli Lilly & Co LLY 532457108 5/7/2018 11 Shareholder Proposal Regarding Cannabis Policy Advocacy ShrHoldr Voted Against Against For
Eli Lilly & Co LLY 532457108 5/7/2018 12 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Eli Lilly & Co LLY 532457108 5/7/2018 13 Shareholder Proposal Regarding Animal Welfare ShrHoldr Voted Against Against For
Eli Lilly & Co LLY 532457108 5/7/2018 14 Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing ShrHoldr Voted Against Against For
LMP Capital and Income Fund Inc SCD 50208A102 4/6/2018 1.1 Elect Carol L. Colman Mgmt Voted For For 96% Withhold 4% For
LMP Capital and Income Fund Inc SCD 50208A102 4/6/2018 1.2 Elect Daniel P. Cronin Mgmt Voted For For 96% Withhold 4% For
LMP Capital and Income Fund Inc SCD 50208A102 4/6/2018 1.3 Elect Paolo M. Cucchi Mgmt Voted For For 96% Withhold 4% For
Lockheed Martin Corporation LMT 539830109 4/26/2018 1 Elect Board of Directors Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 2 Elect Daniel F. Akerson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 3 Elect Nolan D. Archibald Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 4 Elect David B. Burritt Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 5 Elect Bruce A. Carlson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 6 Elect James O. Ellis, Jr. Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 7 Elect Thomas J. Falk Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 8 Elect Ilene S. Gordon Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 9 Elect Marillyn A. Hewson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 10 Elect Joseph W. Ralston Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 11 Elect James D. Taiclet, Jr. Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 12 Ratification of Auditor Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 13 Amendment to the Directors Equity Plan Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/26/2018 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.1 Elect Raul Alvarez Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.2 Elect David H. Batchelder Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.3 Elect Angela F. Braly Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.4 Elect Sandra B. Cochran Mgmt Voted For Withhold Against
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.5 Elect Laurie Z. Douglas Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.6 Elect Richard W. Dreiling Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.7 Elect Marshall O. Larsen Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.8 Elect James H. Morgan Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.9 Elect Robert A. Niblock Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.10 Elect Brian C. Rogers Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.11 Elect Bertram L. Scott Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.12 Elect Lisa W. Wardell Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 1.13 Elect Eric C. Wiseman Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 3 Ratification of Auditor Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 6/1/2018 4 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Macquarie Global Infrastructure Total Return Fund, Inc. MGU 55608D101 6/19/2018 1 Elect Gordon A. Baird Mgmt Voted For For 98% Abstain 2% For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 1 Elect Anthony K. Anderson Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 2 Elect Oscar Fanjul Martin Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 3 Elect Daniel S. Glaser Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 4 Elect H. Edward Hanway Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 5 Elect Deborah C. Hopkins Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 6 Elect Elaine La Roche Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 7 Elect Steven A. Mills Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 8 Elect Bruce P. Nolop Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 9 Elect Marc D. Oken Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 10 Elect Morton O. Schapiro Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 11 Elect Lloyd M. Yates Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 12 Elect R. David Yost Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 14 Ratification of Auditor Mgmt Voted For For For
Marsh & McLennan Companies, Inc. MMC 571748102 5/17/2018 15 Amendment to the 1999 Employee Stock Purchase Plan and Irish Savings Related Share Option Scheme Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 1 Elect Richard Haythornthwaite Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 2 Elect Ajay Banga Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 3 Elect Silvio Barzi Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 4 Elect David R. Carlucci Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 5 Elect Richard K. Davis Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 6 Elect Steven J. Freiberg Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 7 Elect Julius Genachowski Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 8 Elect Goh Choon Phong Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 9 Elect Merit E. Janow Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 10 Elect Nancy J. Karch Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 11 Elect Oki Matsumoto Mgmt Voted For Against Against
Mastercard Incorporated MA 57636Q104 6/26/2018 12 Elect Rima Qureshi Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 13 Elect Jose Octavio Reyes Lagunes Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 14 Elect Jackson P. Tai Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/26/2018 16 Ratification of Auditor Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 1 Elect Lloyd H. Dean Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 2 Elect Stephen J. Easterbrook Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 3 Elect Robert A. Eckert Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 4 Elect Margaret H. Georgiadis Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 5 Elect Enrique Hernandez, Jr. Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 6 Elect Jeanne P. Jackson Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 7 Elect Richard H. Lenny Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 8 Elect John Mulligan Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 9 Elect Sheila A. Penrose Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 10 Elect John W. Rogers, Jr. Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 11 Elect Miles D. White Mgmt Voted For Against Against
McDonald's Corporation MCD 580135101 5/24/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 13 Ratification of Auditor Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/24/2018 14 Shareholder Proposal Regarding Right to Act By Written Consent ShrHoldr Voted Against For Against
McDonald's Corporation MCD 580135101 5/24/2018 15 Shareholder Proposal Regarding Report on Plastic Straws ShrHoldr Voted Against Against For
McDonald's Corporation MCD 580135101 5/24/2018 16 Shareholder Proposal Regarding Charitable Contributions Report ShrHoldr Voted Against Against For
Mckesson Corporation MCK 58155Q103 7/26/2017 1 Elect Andy D. Bryant Mgmt Voted For Against Against
Mckesson Corporation MCK 58155Q103 7/26/2017 2 Elect N. Anthony Coles Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 7/26/2017 3 Elect John H. Hammergren Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 7/26/2017 4 Elect M. Christine Jacobs Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 7/26/2017 5 Elect Donald R. Knauss Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 7/26/2017 6 Elect Marie L. Knowles Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 7/26/2017 7 Elect Edward A. Mueller Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 7/26/2017 8 Elect Susan R. Salka Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 7/26/2017 9 Ratification of Auditor Mgmt Voted For For For
Mckesson Corporation MCK 58155Q103 7/26/2017 10 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Mckesson Corporation MCK 58155Q103 7/26/2017 11 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Mckesson Corporation MCK 58155Q103 7/26/2017 12 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Mckesson Corporation MCK 58155Q103 7/26/2017 13 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Medtronic Plc MDT G5960L103 12/8/2017 1 Elect Richard H. Anderson Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 2 Elect Craig Arnold Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 3 Elect Scott C. Donnelly Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 4 Elect Randall J. Hogan III Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 5 Elect Omar Ishrak Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 6 Elect Shirley Ann Jackson Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 7 Elect Michael O. Leavitt Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 8 Elect James T. Lenehan Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 9 Elect Elizabeth G. Nabel Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 10 Elect Denise M. O'Leary Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 11 Elect Kendall J. Powell Mgmt Voted For Against Against
Medtronic Plc MDT G5960L103 12/8/2017 12 Elect Robert C. Pozen Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 13 Appointment of Auditor and Authority to Set Fees Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/8/2017 15 Amendment to the 2013 Stock Award and Incentive Plan Mgmt Voted For For For
MetLife, Inc. MET 59156R108 10/19/2017 1 Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests Mgmt Voted For For For
MetLife, Inc. MET 59156R108 10/19/2017 2 Right to Adjourn Meeting Mgmt Voted For For For
Mexico Equity And Income Fund Inc MXE 592834105 12/14/2017 1 Elect Phillip Goldstein Mgmt Voted For For 98% Abstain 2% Against
Mexico Fund Inc MXF 592835102 3/6/2018 1.1 Elect Marc J. Shapiro Mgmt Voted For For 86% Withhold 14% Against
Mexico Fund Inc MXF 592835102 3/6/2018 1.2 Elect Jaime Serra Puche Mgmt Voted For For 72% Withhold 28%  Serves on too many boards Against
Micron Technology, Inc. MU 595112103 1/17/2018 1 Elect Robert L. Bailey Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 2 Elect Richard M. Beyer Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 3 Elect Patrick J. Byrne Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 4 Elect Mercedes Johnson Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 5 Elect Sanjay Mehrotra Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 6 Elect Lawrence N. Mondry Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 7 Elect Robert E. Switz Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 8 Employee Stock Purchase Plan Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 9 Approval of Performance Goals Under Executive Officer Performance Incentive Plan Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 10 Ratification of Auditor Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Micron Technology, Inc. MU 595112103 1/17/2018 12 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Microsoft Corporation MSFT 594918104 11/29/2017 1 Elect William H. Gates III Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 2 Elect Reid G. Hoffman Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 3 Elect Hugh F. Johnston Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 4 Elect Teri L. List-Stoll Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 5 Elect Satya Nadella Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 6 Elect Charles H. Noski Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 7 Elect Helmut G. W. Panke Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 8 Elect Sandra E. Peterson Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 9 Elect Penny S. Pritzker Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 10 Elect Charles W. Scharf Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 11 Elect Arne M. Sorenson Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 12 Elect John W. Stanton Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 13 Elect John W. Thompson Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 14 Elect Padmasree Warrior Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 16 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Microsoft Corporation MSFT 594918104 11/29/2017 17 Ratification of Auditor Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 18 Approval of Material Terms of Performance Goals Under Executive Incentive Plan Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 11/29/2017 19 Approval of the 2017 Stock Plan Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 1 Elect Lewis W.K. Booth Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 2 Elect Charles E. Bunch Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 3 Elect Debra A. Crew Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 4 Elect Lois D. Juliber Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 5 Elect Mark D. Ketchum Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 6 Elect Peter W. May Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 7 Elect Jorge S. Mesquita Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 8 Elect Joseph Neubauer Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 9 Elect Fredric G. Reynolds Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 10 Elect Christiana Shi Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 11 Elect Patrick T. Siewert Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 12 Elect Jean-Francois M. L. van Boxmeer Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 13 Elect Dirk Van de Put Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Mondelez International Inc. MDLZ 609207105 5/16/2018 15 Ratification of Auditor Mgmt Voted For For For
Mondelez International Inc. MDLZ 609207105 5/16/2018 16 Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging ShrHoldr Voted Against Against For
Mondelez International Inc. MDLZ 609207105 5/16/2018 17 Shareholder Proposal Regarding Plant Closings ShrHoldr Voted Against Against For
Monsanto Company MON 61166W101 1/31/2018 1 Elect Dwight M. Barns Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 2 Elect Gregory H. Boyce Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 3 Elect David L. Chicoine Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 4 Elect Janice L. Fields Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 5 Elect Hugh Grant Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 6 Elect Laura K. Ipsen Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 7 Elect Marcos Marinho Lutz Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 8 Elect C. Steven McMillan Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 9 Elect Jon R. Moeller Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 10 Elect George H. Poste Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 11 Elect Robert J. Stevens Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 12 Elect Patricia Verduin Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 13 Ratification of Auditor Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Monsanto Company MON 61166W101 1/31/2018 15 Shareholder Proposal Regarding Formation of Human Rights Committee ShrHoldr Voted Against Against For
Moody's Corporation MCO 615369105 4/24/2018 1 Elect Basil L. Anderson Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 2 Elect Jorge A. Bermudez Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 3 Elect Vincent A. Forlenza Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 4 Elect Kathryn M. Hill Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 5 Elect Raymond W. McDaniel, Jr. Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 6 Elect Henry A. McKinnell, Jr. Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 7 Elect Leslie F. Seidman Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 8 Elect Bruce Van Saun Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 9 Elect Gerrit Zalm Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 10 Ratification of Auditor Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Moody's Corporation MCO 615369105 4/24/2018 12 Shareholder Proposal Regarding Amendment to Clawback Policy ShrHoldr Voted Against For Against
Morgan Stanley MS 617446448 5/24/2018 1 Elect Elizabeth Corley Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 2 Elect Alistair Darling Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 3 Elect Thomas H. Glocer Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 4 Elect James P. Gorman Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 5 Elect Robert H. Herz Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 6 Elect Nobuyuki Hirano Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 7 Elect Jami Miscik Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 8 Elect Dennis M. Nally Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 9 Elect Hutham S. Olayan Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 10 Elect Ryohsuke Tamakoshi Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 11 Elect Perry M. Traquina Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 12 Elect Rayford Wilkins, Jr. Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 13 Ratification of Auditor Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Morgan Stanley MS 617446448 5/24/2018 15 Shareholder Proposal Regarding Government Service Vesting ShrHoldr Voted Against Against For
Morgan Stanley Asia-Pacific Fund Inc APF 61744U106 8/3/2017 1.1 Elect Kathleen A. Dennis Mgmt Voted For For 67% Withhold 33% For
Morgan Stanley Asia-Pacific Fund Inc APF 61744U106 8/3/2017 1.2 Elect Joseph J. Kearns Mgmt Voted For For 67% Withhold 33% For
Morgan Stanley Asia-Pacific Fund Inc APF 61744U106 8/3/2017 1.3 Elect Michael E. Nugent Mgmt Voted For For 67% Withhold 33% For
Morgan Stanley Asia-Pacific Fund Inc APF 61744U106 8/3/2017 1.4 Elect Fergus Reid Mgmt Voted For For 67% Withhold 33% For
Morgan Stanley Asia-Pacific Fund Inc APF 61744U106 8/3/2017 1.5 Elect Patricia Maleski Mgmt Voted For For 67% Withhold 33% For
Morgan Stanley Asia-Pacific Fund Inc APF 61744U106 6/21/2018 1.1 Elect Nancy C. Everett Mgmt Voted For For 97% Withhold 3% For
Morgan Stanley Asia-Pacific Fund Inc APF 61744U106 6/21/2018 1.2 Elect Michael F. Klein Mgmt Voted For For 97% Withhold 3% For
Morgan Stanley Asia-Pacific Fund Inc APF 61744U106 6/21/2018 1.3 Elect W. Allen Reed Mgmt Voted For For 96% Withhold 4% For
Morgan Stanley China A Share Fund Inc CAF 617468103 8/3/2017 1.1 Elect Kathleen A. Dennis Mgmt Voted For For 88% Withhold 12% For
Morgan Stanley China A Share Fund Inc CAF 617468103 8/3/2017 1.2 Elect Joseph J. Kearns Mgmt Voted For For 88% Withhold 12% For
Morgan Stanley China A Share Fund Inc CAF 617468103 8/3/2017 1.3 Elect Michael E. Nugent Mgmt Voted For For 88% Withhold 12% For
Morgan Stanley China A Share Fund Inc CAF 617468103 8/3/2017 1.4 Elect Fergus Reid Mgmt Voted For For 88% Withhold 12% For
Morgan Stanley China A Share Fund Inc CAF 617468103 8/3/2017 1.5 Elect Patricia Maleski Mgmt Voted For For 88% Withhold 12% For
Morgan Stanley China A Share Fund Inc CAF 617468103 6/21/2018 1.1 Elect Nancy C. Everett Mgmt Voted For For 95% Withhold 5% For
Morgan Stanley China A Share Fund Inc CAF 617468103 6/21/2018 1.2 Elect Michael F. Klein Mgmt Voted For For 59% Withhold 41% For
Morgan Stanley China A Share Fund Inc CAF 617468103 6/21/2018 1.3 Elect W. Allen Reed Mgmt Voted For For 60% Withhold 40% For
Morgan Stanley India Investment Fund Inc IIF 61745C105 8/3/2017 1.1 Elect Jakki L. Haussler Mgmt Voted For For 33% Withhold 67% For
Morgan Stanley India Investment Fund Inc IIF 61745C105 8/3/2017 1.2 Elect Nancy C. Everett Mgmt Voted For For 33% Withhold 67% For
Morgan Stanley India Investment Fund Inc IIF 61745C105 8/3/2017 1.3 Elect Patricia Maleski Mgmt Voted For For 33% Withhold 67% For
Morgan Stanley India Investment Fund Inc IIF 61745C105 6/21/2018 1.1 Elect Joseph J. Kearns Mgmt Voted For For 33% Withhold 67% For
Morgan Stanley India Investment Fund Inc IIF 61745C105 6/21/2018 1.2 Elect Patricia Maleski Mgmt Voted For For 92% Withhold 8% For
Netflix, Inc. NFLX 64110L106 6/6/2018 1 Elect Richard N. Barton Mgmt Voted For Abstain Against
Netflix, Inc. NFLX 64110L106 6/6/2018 2 Elect Rodolphe  Belmer Mgmt Voted For For For
Netflix, Inc. NFLX 64110L106 6/6/2018 3 Elect Bradford L. Smith Mgmt Voted For Abstain Against
Netflix, Inc. NFLX 64110L106 6/6/2018 4 Elect Anne M. Sweeney Mgmt Voted For Abstain Against
Netflix, Inc. NFLX 64110L106 6/6/2018 5 Ratification of Auditor Mgmt Voted For For For
Netflix, Inc. NFLX 64110L106 6/6/2018 6 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Netflix, Inc. NFLX 64110L106 6/6/2018 7 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Netflix, Inc. NFLX 64110L106 6/6/2018 8 Shareholder Proposal Regarding Proxy Access ShrHoldr Voted Against For Against
Netflix, Inc. NFLX 64110L106 6/6/2018 9 Shareholder Proposal Regarding Amendment to Clawback Policy ShrHoldr Voted Against For Against
Netflix, Inc. NFLX 64110L106 6/6/2018 10 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Netflix, Inc. NFLX 64110L106 6/6/2018 11 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted Against For Against
Netflix, Inc. NFLX 64110L106 6/6/2018 12 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHoldr Voted Against For Against
New Ireland Fund Inc IRL 645673104 6/11/2018 1.1 Elect Michael A. Pignataro Mgmt Voted For For 83% Withhold 17% For
Newell Brands Inc. NWL 651229106 5/15/2018 1.1 Elect Bridget M. Ryan-Berman Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.2 Elect Patrick D. Campbell Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.3 Elect James R. Craigie Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.4 Elect Debra A. Crew Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.5 Elect Brett M. Icahn Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.6 Elect Gerardo I. Lopez Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.7 Elect Courtney Mather Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.8 Elect Michael B. Polk Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.9 Elect Judith A. Sprieser Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.10 Elect Robert A. Steele Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.11 Elect Steven J. Strobel Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 1.12 Elect Michael A. Todman Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 2 Ratification of Auditor Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Newell Brands Inc. NWL 651229106 5/15/2018 4 Shareholder Proposal Regarding Right to Act by Written Consent   ShrHoldr Voted N/A For N/A
NextEra Energy, Inc. NEE 65339F101 5/24/2018 1 Elect Sherry S. Barrat Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 2 Elect James L. Camaren Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 3 Elect Kenneth B. Dunn Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 4 Elect Naren K. Gursahaney Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 5 Elect Kirk S. Hachigian Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 6 Elect Toni Jennings Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 7 Elect Amy B. Lane Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 8 Elect James L. Robo Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 9 Elect Rudy E. Schupp Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 10 Elect John L. Skolds Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 11 Elect William H. Swanson Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 12 Elect Hansel E. Tookes II Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 13 Ratification of Auditor Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/24/2018 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
NextEra Energy, Inc. NEE 65339F101 5/24/2018 16 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Nike Inc. NKE 654106103 9/21/2017 1.1 Elect Alan B. Graf, Jr. Mgmt Voted For For For
Nike Inc. NKE 654106103 9/21/2017 1.2 Elect John C. Lechleiter Mgmt Voted For For For
Nike Inc. NKE 654106103 9/21/2017 1.3 Elect Michelle Peluso Mgmt Voted For For For
Nike Inc. NKE 654106103 9/21/2017 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Nike Inc. NKE 654106103 9/21/2017 3 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Nike Inc. NKE 654106103 9/21/2017 4 Amendment to the Long-Term Incentive Plan Mgmt Voted For For For
Nike Inc. NKE 654106103 9/21/2017 5 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Nike Inc. NKE 654106103 9/21/2017 6 Ratification of Auditor Mgmt Voted For For For
Nuveen Global Equity Income Fund JRI 67074Y105 4/11/2018 1.1 Elect Margo L. Cook Mgmt Voted For For 96% Withhold 4% For
Nuveen Global Equity Income Fund JRI 67074Y105 4/11/2018 1.2 Elect Jack B. Evans Mgmt Voted For For 96% Withhold 4% For
Nuveen Global Equity Income Fund JRI 67074Y105 4/11/2018 1.3 Elect Albin F. Moschner Mgmt Voted For For 96% Withhold 4% For
Nuveen Global Equity Income Fund JRI 67074Y105 4/11/2018 1.4 Elect William J. Schneider Mgmt Voted For For 96% Withhold 4% For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 1 Elect Spencer Abraham Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 2 Elect Howard I. Atkins Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 3 Elect Eugene L. Batchelder Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 4 Elect John E. Feick Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 5 Elect Margaret M. Foran Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 6 Elect Carlos M. Gutierrez Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 7 Elect Vicki A. Hollub Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 8 Elect William R. Klesse Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 9 Elect Jack B. Moore Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 10 Elect Avedick B. Poladian Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 11 Elect Elisse B. Walter Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 13 Amendment to the 2015 Long-Term Incentive Plan Mgmt Voted For For For
Occidental Petroleum Corporation OXY 674599105 5/4/2018 14 Ratification of Auditor Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 1.1 Elect Jeffrey S. Berg Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 1.2 Elect Michael J. Boskin Mgmt Voted For Withhold Against
Oracle Corporation ORCL 68389X105 11/15/2017 1.3 Elect Safra A. Catz Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 1.4 Elect Bruce R. Chizen Mgmt Voted For Withhold Against
Oracle Corporation ORCL 68389X105 11/15/2017 1.5 Elect George H. Conrades Mgmt Voted For Withhold Against
Oracle Corporation ORCL 68389X105 11/15/2017 1.6 Elect Lawrence J. Ellison Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 1.7 Elect Hector Garcia-Molina Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 1.8 Elect Jeffrey O. Henley Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 1.9 Elect Mark V. Hurd Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 1.10 Elect Renee J. James Mgmt Voted For Withhold Against
Oracle Corporation ORCL 68389X105 11/15/2017 1.11 Elect Leon E. Panetta Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 1.12 Elect Naomi O. Seligman Mgmt Voted For Withhold Against
Oracle Corporation ORCL 68389X105 11/15/2017 2 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Oracle Corporation ORCL 68389X105 11/15/2017 3 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Oracle Corporation ORCL 68389X105 11/15/2017 4 Amendment to 2000 Long Term-Term Incentive Plan Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 5 Ratification of Auditor Mgmt Voted For For For
Oracle Corporation ORCL 68389X105 11/15/2017 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against Against For
Oracle Corporation ORCL 68389X105 11/15/2017 7 Shareholder Proposal Regarding Gender Pay Equity Report ShrHoldr Voted Against For Against
Oracle Corporation ORCL 68389X105 11/15/2017 8 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw ShrHoldr Voted Against Against For
PepsiCo, Inc. PEP 713448108 5/2/2018 1 Elect Shona L. Brown Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 2 Elect George W. Buckley Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 3 Elect Cesar Conde Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 4 Elect Ian M. Cook Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 5 Elect Dina Dublon Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 6 Elect Richard W. Fisher Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 7 Elect William R. Johnson Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 8 Elect Indra K. Nooyi Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 9 Elect David C. Page Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 10 Elect Robert C. Pohlad Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 11 Elect Daniel L. Vasella Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 12 Elect Darren Walker Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 13 Elect Alberto Weisser Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 14 Ratification of Auditor Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
PepsiCo, Inc. PEP 713448108 5/2/2018 16 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Voted Against For Against
PG&E Corporation PCG 69331C108 5/22/2018 1 Elect Lewis Chew Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 2 Elect Fred J. Fowler Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 3 Elect Richard C. Kelly Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 4 Elect Roger H. Kimmel Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 5 Elect Richard A. Meserve Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 6 Elect Forrest E. Miller Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 7 Elect Eric D. Mullins Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 8 Elect Rosendo G. Parra Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 9 Elect Barbara L. Rambo Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 10 Elect Anne Shen Smith Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 11 Elect Geisha J. Williams Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 12 Ratification of Auditor Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
PG&E Corporation PCG 69331C108 5/22/2018 14 Shareholder Proposal Regarding Charitable Contributions ShrHoldr Voted Against Against For
PG&E Corporation PCG 69331C108 5/22/2018 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against Against For
Philip Morris International Inc. PM 718172109 5/9/2018 1 Elect Harold Brown Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 2 Elect Andre Calantzopoulos Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 3 Elect Louis C. Camilleri Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 4 Elect Massimo Ferragamo Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 5 Elect Werner Geissler Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 6 Elect Lisa A. Hook Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 7 Elect Jennifer Xin-Zhe Li Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 8 Elect Jun Makihara Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 9 Elect Sergio Marchionne Mgmt Voted For Against Against
Philip Morris International Inc. PM 718172109 5/9/2018 10 Elect Kalpana Morparia Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 11 Elect Lucio A. Noto Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 12 Elect Frederik Paulsen Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 13 Elect Robert B. Polet Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 14 Elect Stephen M. Wolf Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Philip Morris International Inc. PM 718172109 5/9/2018 16 Ratification of Auditor Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 1 Elect Edison C. Buchanan Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 2 Elect Andrew F. Cates Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 3 Elect Timothy L. Dove Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 4 Elect Phillip A. Gobe Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 5 Elect Larry R. Grillot Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 6 Elect Stacy P. Methvin Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 7 Elect Royce W. Mitchell Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 8 Elect Frank A. Risch Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 9 Elect Scott D. Sheffield Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 10 Elect Mona K. Sutphen Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 11 Elect J. Kenneth Thompson Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 12 Elect Phoebe A. Wood Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 13 Elect Michael D. Wortley Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 14 Ratification of Auditor Mgmt Voted For For For
Pioneer Natural Resources Company PXD 723787107 5/17/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Praxair, Inc. PX 74005P104 9/27/2017 1 Merger/Acquisition Mgmt Voted For For For
Praxair, Inc. PX 74005P104 9/27/2017 2 Reduction in Share Premium Account (Linde plc) Mgmt Voted For For For
Praxair, Inc. PX 74005P104 9/27/2017 3 Advisory Vote on Golden Parachutes Mgmt Voted For For For
Praxair, Inc. PX 74005P104 9/27/2017 4 Right to Adjourn Meeting Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 1 Elect Thomas J. Baltimore, Jr. Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 2 Elect Gilbert F. Casellas Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 3 Elect Mark B. Grier Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 4 Elect Martina Hund-Mejean Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 5 Elect Karl J. Krapek Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 6 Elect Peter R. Lighte Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 7 Elect George Paz Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 8 Elect Sandra Pianalto Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 9 Elect Christine A. Poon Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 10 Elect Douglas A. Scovanner Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 11 Elect John R. Strangfeld Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 12 Elect Michael A. Todman Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 13 Ratification of Auditor Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Prudential Financial, Inc. PRU 744320102 5/8/2018 15 Shareholder Proposal Independent Board Chairman ShrHoldr Voted Against For Against
Republic Services, Inc. RSG 760759100 5/11/2018 1 Elect Manuel Kadre Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 2 Elect Tomago Collins Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 3 Elect Thomas W. Handley Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 4 Elect Jennifer M Kirk Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 5 Elect Michael Larson Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 6 Elect Kim S. Pegula Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 7 Elect Ramon A. Rodriguez Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 8 Elect Donald W. Slager Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 9 Elect John M. Trani Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 10 Elect Sandra M Volpe Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 12 Ratification of Auditor Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 13 Approval of the 2018 Employee Stock Purchase Plan Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/11/2018 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Reynolds American Inc. RAI 761713106 7/19/2017 1 Merger/Acquisition Mgmt Voted For For For
Reynolds American Inc. RAI 761713106 7/19/2017 2 Advisory Vote on Golden Parachutes Mgmt Voted For Against Against
Reynolds American Inc. RAI 761713106 7/19/2017 3 Right to Adjourn Meeting Mgmt Voted For For For
RMR Real Estate Income Fund. RIF 76970B101 4/25/2018 1 Elect Jeffrey P. Somers Mgmt Voted For For 86% Against 13% Abstain 1% Against
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.1 Elect Shellye L. Archambeau Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.2 Elect Amy Woods Brinkley Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.3 Elect John F. Fort, III Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.4 Elect Brian D. Jellison Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.5 Elect Robert D. Johnson Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.6 Elect Robert E. Knowling, Jr. Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.7 Elect Wilbur J. Prezzano Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.8 Elect Laura G. Thatcher Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.9 Elect Richard F. Wallman Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 1.10 Elect Christopher Wright Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/4/2018 3 Ratification of Auditor Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 1 Elect John F. Brock Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 2 Elect Richard D. Fain Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 3 Elect William L. Kimsey Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 4 Elect Maritza Gomez Montiel Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 5 Elect Ann S. Moore Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 6 Elect Eyal M. Ofer Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 7 Elect Thomas J. Pritzker Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 8 Elect William K. Reilly Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 9 Elect Bernt Reitan Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 10 Elect Vagn Sorensen Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 11 Elect Donald Thompson Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 12 Elect Arne Alexander Wilhelmsen Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Royal Caribbean Cruises Ltd. RCL V7780T103 5/21/2018 14 Ratification of Auditor Mgmt Voted For For For
Royce Micro-Cap Trust, Inc. RMT 780915104 9/28/2017 1.1 Elect Stephen L. Isaacs Mgmt Voted For For 97% Withhold 3% For
Royce Micro-Cap Trust, Inc. RMT 780915104 9/28/2017 1.2 Elect Christopher D. Clark Mgmt Voted For For 98% Withhold 2% For
Royce Micro-Cap Trust, Inc. RMT 780915104 9/28/2017 1.3 Elect Christopher C. Grisanti Mgmt Voted For For 97% Withhold 3% For
Royce Micro-Cap Trust, Inc. RMT 780910105 9/28/2017 1.1 Elect Stephen L. Isaacs Mgmt Voted For For 98% Withhold 2% For
Royce Micro-Cap Trust, Inc. RMT 780910105 9/28/2017 1.2 Elect Christopher D. Clark Mgmt Voted For For 99% Withhold 1% For
Royce Micro-Cap Trust, Inc. RMT 780910105 9/28/2017 1.3 Elect Christopher C. Grisanti Mgmt Voted For For 98% Withhold 2% For
Royce Micro-Cap Trust, Inc. RMT 78081T104 9/28/2017 1.1 Elect Stephen L. Isaacs Mgmt Voted For For 97% Withhold 3% For
Royce Micro-Cap Trust, Inc. RMT 78081T104 9/28/2017 1.2 Elect Christopher D. Clark Mgmt Voted For For 98% Withhold 2% For
Royce Micro-Cap Trust, Inc. RMT 78081T104 9/28/2017 1.3 Elect Christopher C. Grisanti Mgmt Voted For For 97% Withhold 3% For
S&P Global Inc. SPGI 78409V104 5/1/2018 1 Elect Marco Alvera Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 2 Elect William D. Green Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 3 Elect Charles E. Haldeman, Jr. Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 4 Elect Stephanie C. Hill Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 5 Elect Rebecca Jacoby Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 6 Elect Monique F. Leroux Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 7 Elect Maria R. Morris Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 8 Elect Douglas L. Peterson Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 9 Elect Sir Michael Rake Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 10 Elect Edward B. Rust, Jr. Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 11 Elect Kurt L. Schmoke Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 12 Elect Richard E. Thornburgh Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/1/2018 14 Ratification of Auditor Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 1 Elect Alan L. Boeckmann Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 2 Elect Kathleen Brown Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 3 Elect Andres Conesa Labastida Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 4 Elect Maria Contreras-Sweet Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 5 Elect Pablo A. Ferrero Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 6 Elect William D. Jones Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 7 Elect Jeffrey W. Martin Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 8 Elect Bethany J. Mayer Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 9 Elect William G. Ouchi Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 10 Elect Debra L. Reed Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 11 Elect William C. Rusnack Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 12 Elect Lynn Schenk Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 13 Elect Jack T. Taylor Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 14 Elect James C. Yardley Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 15 Ratification of Auditor Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
Sempra Energy SRE 816851109 5/10/2018 17 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw ShrHoldr Voted Against Against For
Source Capital, Inc. SOR 836144105 5/14/2018 1.1 Elect J. Richard Atwood Mgmt Voted For For 96% Withhold 4% For
Source Capital, Inc. SOR 836144105 5/14/2018 1.2 Elect Sandra Brown Mgmt Voted For For 96% Withhold 4% For
Source Capital, Inc. SOR 836144105 5/14/2018 1.3 Elect Mark L. Lipson Mgmt Voted For For 96% Withhold 4% For
Source Capital, Inc. SOR 836144105 5/14/2018 1.4 Elect Alfred E. Osborne, Jr. Mgmt Voted For For 96% Withhold 4% For
Source Capital, Inc. SOR 836144105 5/14/2018 1.5 Elect A. Robert Pisano Mgmt Voted For For 96% Withhold 4% For
Source Capital, Inc. SOR 836144105 5/14/2018 1.6 Elect Patrick B. Purcell Mgmt Voted For For 96% Withhold 4% For
Source Capital, Inc. SOR 836144105 5/14/2018 1.7 Elect Allan M. Rudnick Mgmt Voted For For 96% Withhold 4% For
Southwest Airlines Co. LUV 844741108 5/16/2018 1 Elect David W. Biegler Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 2 Elect J. Veronica Biggins Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 3 Elect Douglas H. Brooks Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 4 Elect William H. Cunningham Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 5 Elect John G. Denison Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 6 Elect Thomas W. Gilligan Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 7 Elect Gary C. Kelly Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 8 Elect Grace D. Lieblein Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 9 Elect Nancy B. Loeffler Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 10 Elect John T. Montford Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 11 Elect Ron Ricks Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 13 Ratification of Auditor Mgmt Voted For For For
Southwest Airlines Co. LUV 844741108 5/16/2018 14 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Southwest Airlines Co. LUV 844741108 5/16/2018 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Sprott Focus Trust, Inc. FUND 85208J109 9/20/2017 1.1 Elect Barbara Connolly Keady Mgmt Voted For For 98% Withhold 2% For
Sprott Focus Trust, Inc. FUND 85208J109 9/20/2017 1.2 Elect Peyton T. Muldoon Mgmt Voted For For 98% Withhold 2% For
Sprott Focus Trust, Inc. FUND 85208J109 9/20/2017 2 Ratification of Auditor Mgmt Voted For For 98% Against 1.5% Abstain .5% For
Starbucks Corporation SBUX 855244109 3/21/2018 1 Elect Howard Schultz Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 2 Elect Rosalind G. Brewer Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 3 Elect Mary N. Dillon Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 4 Elect Mellody Hobson Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 5 Elect Kevin R. Johnson Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 6 Elect Jorgen Vig Knudstorp Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 7 Elect Satya Nadella Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 8 Elect Joshua Cooper Ramo Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 9 Elect Clara Shih Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 10 Elect Javier G. Teruel Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 11 Elect Myron E. Ullman, III Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 12 Elect Craig E. Weatherup Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 14 Ratification of Auditor Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/21/2018 15 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw ShrHoldr Voted Against Against For
Starbucks Corporation SBUX 855244109 3/21/2018 16 Shareholder Proposal Regarding Report on Sustainable Packaging ShrHoldr Voted Against Against For
Starbucks Corporation SBUX 855244109 3/21/2018 17 Shareholder Proposal Regarding Report on Paid Family Leave ShrHoldr Voted Against Abstain Against
Starbucks Corporation SBUX 855244109 3/21/2018 18 Shareholder Proposal Regarding Diversity Report ShrHoldr Voted Against Against For
State Street Corporation STT 857477103 5/16/2018 1 Elect Kennett F. Burnes Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 2 Elect Patrick de Saint-Aignan Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 3 Elect Lynn A. Dugle Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 4 Elect Amelia C. Fawcett Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 5 Elect William C. Freda Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 6 Elect Linda A. Hill Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 7 Elect Joseph L. Hooley Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 8 Elect Sara Mathew Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 9 Elect William L. Meaney Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 10 Elect Sean O'Sullivan Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 11 Elect Richard P. Sergel Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 12 Elect Gregory L. Summe Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 14 Elimination of Supermajority Requirement Mgmt Voted For For For
State Street Corporation STT 857477103 5/16/2018 15 Ratification of Auditor Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 1 Elect Mary K. Brainerd Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 2 Elect Srikant M. Datar Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 3 Elect Roch Doliveux Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 4 Elect Louise L. Francesconi Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 5 Elect Allan C. Golston Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 6 Elect Kevin A. Lobo Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 7 Elect Sherilyn S. McCoy Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 8 Elect Andrew K. Silvernail Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 9 Elect Ronda E. Stryker Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 10 Elect Rajeev Suri Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 11 Ratification of Auditor Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/2/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 1 Elect Gregory S. Clark Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 2 Elect Frank E. Dangeard Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 3 Elect Kenneth Y. Hao Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 4 Elect David Humphrey Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 5 Elect Geraldine B. Laybourne Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 6 Elect David L. Mahoney Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 7 Elect Robert S. Miller Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 8 Elect Anita Sands Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 9 Elect Daniel H. Schulman Mgmt Voted For Against Against
Symantec Corporation SYMC 871503108 10/5/2017 10 Elect V. Paul Unruh Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 11 Elect Suzanne Vautrinot Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 12 Ratification of Auditor Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 13 Amendment to the 2013 Equity Incentive Plan Mgmt Voted For For For
Symantec Corporation SYMC 871503108 10/5/2017 14 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Symantec Corporation SYMC 871503108 10/5/2017 15 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Symantec Corporation SYMC 871503108 10/5/2017 16 Shareholder Proposal Regarding Voting Disclosure ShrHoldr Voted Against Against For
Symantec Corporation SYMC 871503108 10/5/2017 17 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age ShrHoldr Voted Against Against For
Sysco Corporation SYY 871829107 11/17/2017 1 Elect Daniel J. Brutto Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 2 Elect John M. Cassaday Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 3 Elect William J. DeLaney Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 4 Elect Joshua D. Frank Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 5 Elect Larry C. Glasscock Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 6 Elect Bradley M. Halverson Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 7 Elect Hans-Joachim Koerber Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 8 Elect Nancy S. Newcomb Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 9 Elect Nelson Peltz Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 10 Elect Edward D. Shirley Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 11 Elect Sheila G. Talton Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 12 Elect Richard G. Tilghman Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 13 Elect Jackie M. Ward Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 15 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Sysco Corporation SYY 871829107 11/17/2017 16 Ratification of Auditor Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/17/2017 17 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHoldr Voted Against Against For
Templeton Dragon Fund Inc TDF 88018T101 5/30/2018 1.1 Elect Ann Torre Bates Mgmt Voted For For 95% Withhold 5% For
Templeton Dragon Fund Inc TDF 88018T101 5/30/2018 1.2 Elect David W. Niemiec Mgmt Voted For For 95% Withhold 5% For
Templeton Dragon Fund Inc TDF 88018T101 5/30/2018 1.3 Elect Robert E. Wade Mgmt Voted For For 95% Withhold 5% For
Templeton Dragon Fund Inc TDF 88018T101 5/30/2018 2 Amendment to Investment Objective Regarding Commodities Mgmt Voted For For 92% Against 6% Abstain 2% For
Templeton Dragon Fund Inc TDF 88018T101 5/30/2018 3 Ratification of Auditor Mgmt Voted For For 97% Against 2% Abstain 1% For
Templeton Emerging Markets Fund EMF 880191101 3/29/2018 1.1 Elect Ann Torre Bates Mgmt Voted For For 80% Against 20% For
Templeton Emerging Markets Fund EMF 880191101 3/29/2018 1.2 Elect David W. Niemiec Mgmt Voted For For 80% Against 20% For
Templeton Emerging Markets Fund EMF 880191101 3/29/2018 1.3 Elect Larry D. Thompson Mgmt Voted For For 80% Against 20% For
Templeton Emerging Markets Fund EMF 880191101 3/29/2018 1.4 Elect Robert E. Wade Mgmt Voted For For 80% Against 20% For
Templeton Emerging Markets Fund EMF 880191101 3/29/2018 2 Amendment to Fundamental Investment Restriction Regarding Commodities Mgmt Voted For For 78% Against 21% Abstain 1% For
Templeton Emerging Markets Fund EMF 880191101 3/29/2018 3 Amendment to Fundamental Investment Restriction Regarding Lending Mgmt Voted For For 77% Against 22% Abstain 1% For
Templeton Emerging Markets Fund EMF 880191101 3/29/2018 4 Approval to Change the Fund from a Diversified Fund to a Non-Diversified Fund Mgmt Voted For For 75% Against 24% Abstain 1% Against
Templeton Emerging Markets Fund EMF 880191101 3/29/2018 5 Ratification of Auditor Mgmt Voted For For 96% Against 3% Abstain 1% For
Texas Instruments Incorporated TXN 882508104 4/26/2018 1 Elect Ralph W. Babb, Jr. Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 2 Elect Mark A. Blinn Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 3 Elect Todd M. Bluedorn Mgmt Voted For Against Against
Texas Instruments Incorporated TXN 882508104 4/26/2018 4 Elect Daniel A. Carp Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 5 Elect Janet F. Clark Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 6 Elect Carrie S. Cox Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 7 Elect Brian T. Crutcher Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 8 Elect J.M. Hobby Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 9 Elect Ronald Kirk Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 10 Elect Pamela H. Patsley Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 11 Elect Robert E. Sanchez Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 12 Elect Richard K. Templeton Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 14 Approval of the 2018 Director Compensation Plan Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/26/2018 15 Ratification of Auditor Mgmt Voted For For For
Thai Fund Inc TTF 882904105 8/3/2017 1.1 Elect Kathleen A. Dennis Mgmt Voted For For 38% Withhold 62% For
Thai Fund Inc TTF 882904105 8/3/2017 1.2 Elect Joseph J. Kearns Mgmt Voted For For 38% Withhold 62% For
Thai Fund Inc TTF 882904105 8/3/2017 1.3 Elect Michael E. Nugent Mgmt Voted For For 38% Withhold 62% For
Thai Fund Inc TTF 882904105 8/3/2017 1.4 Elect Fergus Reid Mgmt Voted For For 38% Withhold 62% For
Thai Fund Inc TTF 882904105 8/3/2017 1.5 Elect Patricia Maleski Mgmt Voted For For 38% Withhold 62% For
Thai Fund Inc TTF 882904105 12/14/2017 1 Liquidation of the Fund Mgmt Voted For For 98% Against 2% For
The Allstate Corporation ALL 020002101 5/11/2018 1 Elect Kermit R. Crawford Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 2 Elect Michael L. Eskew Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 3 Elect Margaret M. Keane Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 4 Elect Siddharth N. Mehta Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 5 Elect Jacques P. Perold Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 6 Elect Andrea Redmond Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 7 Elect Gregg M. Sherrill Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 8 Elect Judith A. Sprieser Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 9 Elect Perry M. Traquina Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 10 Elect Thomas J. Wilson Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 12 Ratification of Auditor Mgmt Voted For For For
The Allstate Corporation ALL 020002101 5/11/2018 13 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
The Allstate Corporation ALL 020002101 5/11/2018 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
The Boeing Company BA 097023105 4/30/2018 1 Elect Robert A. Bradway Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 2 Elect David L. Calhoun Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 3 Elect Arthur D. Collins, Jr. Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 4 Elect Kenneth M. Duberstein Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 5 Elect Edmund P. Giambastiani, Jr. Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 6 Elect Lynn J. Good Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 7 Elect Lawrence W. Kellner Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 8 Elect Caroline B. Kennedy Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 9 Elect Edward M. Liddy Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 10 Elect Dennis A. Muilenburg Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 11 Elect Susan C. Schwab Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 12 Elect Ronald A. Williams Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 13 Elect Mike S. Zafirovski Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 15 Ratification of Auditor Mgmt Voted For For For
The Boeing Company BA 097023105 4/30/2018 16 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
The Boeing Company BA 097023105 4/30/2018 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Voted Against For Against
The Boeing Company BA 097023105 4/30/2018 18 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
The Boeing Company BA 097023105 4/30/2018 19 Shareholder Proposal Regarding Board Size ShrHoldr Voted Against Against For
The Central and Eastern European Fund, Inc. CEE 153436100 6/22/2018 1.1 Elect Wolfgang Leoni Mgmt Voted For For 58% Withhold 42% Board is not sufficiently independent Against
The Central and Eastern European Fund, Inc. CEE 153436100 6/22/2018 1.2 Elect Christian H. Strenger Mgmt Voted For For 58% Withhold 42% For
The Central and Eastern European Fund, Inc. CEE 153436100 6/22/2018 2 Ratification of Auditor Mgmt Voted For For 95% Against 4% Abstain 1% For
The Clorox Company CLX 189054109 11/15/2017 1 Elect Amy L. Banse Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 2 Elect Richard Carmona Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 3 Elect Benno Dorer Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 4 Elect Spencer C. Fleischer Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 5 Elect Esther Lee Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 6 Elect A.D. David Mackay Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 7 Elect Robert W. Matschullat Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 8 Elect Jeffrey Noddle Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 9 Elect Pamela Thomas-Graham Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 10 Elect Carolyn M. Ticknor Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 11 Elect Russell Weiner Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 12 Elect Christopher  Williams Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 14 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
The Clorox Company CLX 189054109 11/15/2017 15 Ratification of Auditor Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 16 Re-approval of the 2005 Stock Incentive Plan Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 17 Director Equity Award Policy Mgmt Voted For For For
The Clorox Company CLX 189054109 11/15/2017 18 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw ShrHoldr Voted Against Against For
The European Equity Fund, Inc. EEA 298768102 6/22/2018 1.1 Elect Wilhelm Bender Mgmt Voted For For 92% Withhold 8% For
The European Equity Fund, Inc. EEA 298768102 6/22/2018 1.2 Elect Walter C. Dostmann Mgmt Voted For For 88% Withhold 12% For
The European Equity Fund, Inc. EEA 298768102 6/22/2018 2 Ratification of Auditor Mgmt Voted For For 99% Against .5% Abstain .5% For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 1 Elect Lloyd C. Blankfein Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 2 Elect M. Michele Burns Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 3 Elect Mark Flaherty Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 4 Elect William W. George Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 5 Elect James A. Johnson Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 6 Elect Ellen J. Kullman Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 7 Elect Lakshmi N. Mittal Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 8 Elect Adebayo O. Ogunlesi Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 9 Elect Peter Oppenheimer Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 10 Elect David A. Viniar Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 11 Elect Mark O. Winkelman Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 13 Amendment to the Stock Incentive Plan Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 14 Ratification of Auditor Mgmt Voted For For For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 15 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
The Goldman Sachs Group, Inc. GS 38141G104 5/2/2018 16 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw ShrHoldr Voted Against Against For
The Home Depot, Inc. HD 437076102 5/17/2018 1 Elect Gerard J. Arpey Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 2 Elect Ari Bousbib Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 3 Elect Jeffery H. Boyd Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 4 Elect Gregory D. Brenneman Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 5 Elect J. Frank Brown Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 6 Elect Albert P. Carey Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 7 Elect Armando Codina Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 8 Elect Helena B. Foulkes Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 9 Elect Linda R. Gooden Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 10 Elect Wayne M. Hewett Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 11 Elect Stephanie C. Linnartz Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 12 Elect Craig A. Menear Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 13 Elect Mark Vadon Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 14 Ratification of Auditor Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/17/2018 16 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against Against For
The Home Depot, Inc. HD 437076102 5/17/2018 17 Shareholder Proposal Regarding Employment Diversity Report ShrHoldr Voted Against For Against
The Home Depot, Inc. HD 437076102 5/17/2018 18 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
The Home Depot, Inc. HD 437076102 5/17/2018 19 Shareholder Proposal Regarding Amendment to Clawback Policy ShrHoldr Voted Against For Against
The India Fund, Inc. IFN 454089103 6/20/2018 1 Elect Nisha Kumar Mgmt Voted For For 97% Against 1.5% Abstain 1.5% For
The India Fund, Inc. IFN 454089103 6/20/2018 2 Elect Martin J Gilbert Mgmt Voted For For 81% Against 18% Abstain 1% For
The India Fund, Inc. IFN 454089103 6/20/2018 3 Elect Jeswald W. Salacuse Mgmt Voted For For 80% Against 19% Abstain 1% For
The Kraft Heinz Company KHC 500754106 4/23/2018 1 Elect Gregory E. Abel Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 2 Elect Alexandre Behring Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 3 Elect John T. Cahill Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 4 Elect Tracy Britt Cool Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 5 Elect Feroz Dewan Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 6 Elect Jeanne P. Jackson Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 7 Elect Jorge Paulo Lemann Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 8 Elect John C. Pope Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 9 Elect Marcel Herrmann Telles Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 10 Elect Alexandre Van Damme Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 11 Elect George El Zoghbi Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 13 Ratification of Auditor Mgmt Voted For For For
The Kraft Heinz Company KHC 500754106 4/23/2018 14 Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging ShrHoldr Voted Against Against For
The New Germany Fund, Inc. GF 644465106 6/22/2018 1.1 Elect Richard R. Burt Mgmt Voted For For For
The New Germany Fund, Inc. GF 644465106 6/22/2018 1.2 Elect Wolfgang Leoni Mgmt Voted For Withhold Against
The New Germany Fund, Inc. GF 644465106 6/22/2018 2 Ratification of Auditor Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 1 Elect Charles E. Bunch Mgmt Voted For Against Against
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 2 Elect Debra A. Cafaro Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 3 Elect Marjorie Rodgers Cheshire Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 4 Elect William S. Demchak Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 5 Elect Andrew T. Feldstein Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 6 Elect Daniel R. Hesse Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 7 Elect Richard B. Kelson Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 8 Elect Linda R. Medler Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 9 Elect Martin Pfinsgraff Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 10 Elect Donald J. Shepard Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 11 Elect Michael J. Ward Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 12 Elect Gregory D. Wasson Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 13 Ratification of Auditor Mgmt Voted For For For
The PNC Financial Services Group, Inc. PNC 693475105 4/24/2018 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/10/2017 1.1 Elect Francis S. Blake Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.2 Elect Angela F. Braly Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.3 Elect Amy Chang Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.4 Elect Kenneth I. Chenault Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.5 Elect Scott D. Cook Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.6 Elect Terry J. Lundgren Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.7 Elect W. James McNerney, Jr. Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.8 Elect David. S. Taylor Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.9 Elect Margaret C. Whitman Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.10 Elect Patricia A. Woertz Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.11 Elect Ernesto Zedillo Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 2 Ratification of Auditor Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 3 Advisory Vote on Executive Compensation Mgmt Unvoted For N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 4 Frequency of Advisory Vote on Executive Compensation Mgmt Unvoted 1 Year N/A N/A
The Procter & Gamble Company PG 742718109 10/10/2017 5 Shareholder Proposal Regarding Holy Land Principles ShrHoldr Unvoted Against N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 6 Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations ShrHoldr Unvoted Against N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 7 Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas ShrHoldr Unvoted Against N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 8 Shareholder Proposal Regarding Repeal of Bylaw Amendments ShrHoldr Unvoted Against N/A Against
The Procter & Gamble Company PG 742718109 10/10/2017 1.1 Elect Nelson Peltz Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.2 Elect Mgmt. Nominee Francis S. Blake Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.3 Elect Mgmt. Nominee Angela F. Braly Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.4 Elect Mgmt. Nominee Amy L. Chang Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.5 Elect Mgmt. Nominee Kenneth I. Chenault Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.6 Elect Mgmt. Nominee Scott D. Cook Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.7 Elect Mgmt. Nominee Terry J. Lundgren Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.8 Elect Mgmt. Nominee W. James McNerney, Jr. Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.9 Elect Mgmt. Nominee David. S. Taylor Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.10 Elect Mgmt. Nominee Margaret C. Whitman Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 1.11 Elect Mgmt. Nominee Patricia A. Woertz Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 2 Ratification of Auditor Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 3 Advisory Vote on Executive Compensation Mgmt Voted N/A For N/A
The Procter & Gamble Company PG 742718109 10/10/2017 4 Frequency of Advisory Vote on Executive Compensation Mgmt Voted N/A 1 Year N/A
The Procter & Gamble Company PG 742718109 10/10/2017 5 Shareholder Proposal Regarding Holy Land Principles ShrHoldr Voted N/A Against N/A
The Procter & Gamble Company PG 742718109 10/10/2017 6 Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations ShrHoldr Voted N/A Against N/A
The Procter & Gamble Company PG 742718109 10/10/2017 7 Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas ShrHoldr Voted N/A Against N/A
The Procter & Gamble Company PG 742718109 10/10/2017 8 Shareholder Proposal Regarding Repeal of Bylaw Amendments ShrHoldr Voted N/A For N/A
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 1.1 Elect Phillip Goldstein ShrHoldr Unvoted N/A N/A N/A
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 1.2 Elect Gerald Hellerman ShrHoldr Unvoted N/A N/A N/A
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 2 Ratification of Auditor Mgmt Unvoted N/A N/A N/A
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 3 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Unvoted N/A N/A N/A
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 4 Shareholder Proposal Regarding Self-Tender Offer ShrHoldr Unvoted N/A N/A N/A
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 1.1 Elect Brian A. Berris Mgmt Voted For For For
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 1.2 Elect Jean Hoysradt Mgmt Voted For For For
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 2 Ratification of Auditor Mgmt Voted For For For
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 3 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against Against For
The Swiss Helvetia Fund, Inc. SWZ 870875101 6/19/2018 4 Shareholder Proposal Regarding Self-Tender Offer ShrHoldr Voted Against Against For
The TJX Companies, Inc. TJX 872540109 6/5/2018 1 Elect Zein Abdalla Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 2 Elect Alan M. Bennett Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 3 Elect David T. Ching Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 4 Elect Ernie Herrman Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 5 Elect Michael F. Hines Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 6 Elect Amy B. Lane Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 7 Elect Carol Meyrowitz Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 8 Elect Jackwyn L. Nemerov Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 9 Elect John F. O'Brien Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 10 Elect Willow B. Shire Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 11 Ratification of Auditor Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/5/2018 13 Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report ShrHoldr Voted Against For Against
The TJX Companies, Inc. TJX 872540109 6/5/2018 14 Shareholder Proposal Regarding Amendment to Clawback Policy ShrHoldr Voted Against For Against
The TJX Companies, Inc. TJX 872540109 6/5/2018 15 Shareholder Proposal Regarding Prison Labor Report ShrHoldr Voted Against Against For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 1 Elect Marc N. Casper Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 2 Elect Nelson J. Chai Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 3 Elect C. Martin Harris Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 4 Elect Tyler Jacks Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 5 Elect Judy C. Lewent Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 6 Elect Thomas J. Lynch Mgmt Voted For Against Against
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 7 Elect Jim P. Manzi Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 8 Elect Lars Rebien Sorensen Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 9 Elect Scott M. Sperling Mgmt Voted For Against Against
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 10 Elect Elaine S. Ullian Mgmt Voted For Against Against
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 11 Elect Dion J. Weisler Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Thermo Fisher Scientific Inc. TMO 883556102 5/23/2018 13 Ratification of Auditor Mgmt Voted For For For
Tri-Continental Corporation TY 895436103 4/16/2018 1.1 Elect George S. Batejan Mgmt Voted For For 86% Withhold 14% For
Tri-Continental Corporation TY 895436103 4/16/2018 1.2 Elect Kathleen Blatz Mgmt Voted For For 86% Withhold 14% For
Tri-Continental Corporation TY 895436103 4/16/2018 1.3 Elect Edward J. Boudreau, Jr. Mgmt Voted For For 86% Withhold 14% For
Tri-Continental Corporation TY 895436103 4/16/2018 1.4 Elect Pamela G. Carlton Mgmt Voted For For 86% Withhold 14% For
Tri-Continental Corporation TY 895436103 4/16/2018 2 Ratification of Auditor Mgmt Voted For For 87% Against Against 8% Abstain 5% For
Turkish Investment Fund Inc TKF 900145103 8/3/2017 1.1 Elect Kathleen A. Dennis Mgmt Voted For For 74% Withhold 26% For
Turkish Investment Fund Inc TKF 900145103 8/3/2017 1.2 Elect Joseph J. Kearns Mgmt Voted For For 74% Withhold 26% For
Turkish Investment Fund Inc TKF 900145103 8/3/2017 1.3 Elect Michael E. Nugent Mgmt Voted For For 74% Withhold 26% For
Turkish Investment Fund Inc TKF 900145103 8/3/2017 1.4 Elect Fergus Reid Mgmt Voted For For 74% Withhold 26% For
Turkish Investment Fund Inc TKF 900145103 8/3/2017 1.5 Elect Patricia Maleski Mgmt Voted For For 74% Withhold 26% For
Turkish Investment Fund Inc TKF 900145103 8/3/2017 2 Liquidation of the Turkish Investment Fund Mgmt Voted For For 80% Against 13% Abstain 7% For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 1 Elect K. Rupert Murdoch Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 2 Elect Lachlan K. Murdoch Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 3 Elect Delphine Arnault Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 4 Elect James W. Breyer Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 5 Elect Chase Carey Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 6 Elect David F. DeVoe Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 7 Elect Viet D. Dinh Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 8 Elect Roderick Ian Eddington Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 9 Elect James Murdoch Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 10 Elect Jacques Nasser Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 11 Elect Robert S. Silberman Mgmt Voted For Against Against
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 12 Elect Tidjane Thiam Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 13 Elect Jeffrey W. Ubben Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 14 Ratification of Auditor Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 16 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Twenty-First Century Fox, Inc. FOX 90130A101 11/15/2017 17 Shareholder Proposal Regarding Recapitalization ShrHoldr Voted Against For Against
Tyson Foods, Inc. TSN 902494103 2/8/2018 1 Elect John H. Tyson Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 2 Elect Gaurdie E. Banister, Jr. Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 3 Elect Dean Banks Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 4 Elect Mike D. Beebe Mgmt Voted For Against Against
Tyson Foods, Inc. TSN 902494103 2/8/2018 5 Elect Mikel A. Durham Mgmt Voted For Against Against
Tyson Foods, Inc. TSN 902494103 2/8/2018 6 Elect Tom Hayes Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 7 Elect Kevin M. McNamara Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 8 Elect Cheryl S. Miller Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 9 Elect Jeffrey K. Schomburger Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 10 Elect Robert Thurber Mgmt Voted For Against Against
Tyson Foods, Inc. TSN 902494103 2/8/2018 11 Elect Barbara A. Tyson Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 12 Ratification of Auditor Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 13 Amendment to the 2000 Stock Incentive Plan Mgmt Voted For For For
Tyson Foods, Inc. TSN 902494103 2/8/2018 14 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Tyson Foods, Inc. TSN 902494103 2/8/2018 15 Shareholder Proposal Regarding Water Stewardship Policy ShrHoldr Voted Against For Against
U.S. Bancorp USB 902973304 4/17/2018 1 Elect Warner L. Baxter Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 2 Elect Marc N. Casper Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 3 Elect Andrew Cecere Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 4 Elect Arthur D. Collins, Jr. Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 5 Elect Kimberly J. Harris Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 6 Elect Roland Hernandez Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 7 Elect Doreen  Woo Ho Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 8 Elect Olivia F. Kirtley Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 9 Elect Karen S. Lynch Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 10 Elect Richard P. McKenney Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 11 Elect David B. O'Maley Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 12 Elect O'dell M. Owens Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 13 Elect Craig D. Schnuck Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 14 Elect Scott W. Wine Mgmt Voted For Against Against
U.S. Bancorp USB 902973304 4/17/2018 15 Ratification of Auditor Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/17/2018 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 1 Elect Andrew H. Card, Jr. Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 2 Elect Erroll B. Davis, Jr. Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 3 Elect David B. Dillon Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 4 Elect Lance M. Fritz Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 5 Elect Deborah C. Hopkins Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 6 Elect Jane H. Lute Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 7 Elect Michael R. McCarthy Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 8 Elect Thomas F. McLarty III Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 9 Elect Bhavesh V. Patel Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 10 Elect Jose H. Villarreal Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 11 Ratification of Auditor Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/10/2018 13 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
United Parcel Service, Inc. UPS 911312106 5/10/2018 1 Elect David P. Abney Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 2 Elect Rodney C. Adkins Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 3 Elect Michael J. Burns Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 4 Elect William R. Johnson Mgmt Voted For Against Against
United Parcel Service, Inc. UPS 911312106 5/10/2018 5 Elect Candace Kendle Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 6 Elect Ann M. Livermore Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 7 Elect Rudy H.P. Markham Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 8 Elect Franck J. Moison Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 9 Elect Clark T. Randt, Jr. Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 10 Elect Christiana Shi Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 11 Elect John T. Stankey Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 12 Elect Carol B. Tome Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 13 Elect Kevin M. Warsh Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 14 2018 Omnibus Incentive Compensation Plan Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 15 Ratification of Auditor Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/10/2018 16 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
United Parcel Service, Inc. UPS 911312106 5/10/2018 17 Shareholder Proposal Regarding Recapitalization ShrHoldr Voted Against For Against
United Parcel Service, Inc. UPS 911312106 5/10/2018 18 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHoldr Voted Against Against For
United Technologies Corporation UTX 913017109 4/30/2018 1 Elect Lloyd J Austin Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 2 Elect Diane M. Bryant Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 3 Elect John V. Faraci Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 4 Elect Jean-Pierre Garnier Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 5 Elect Gregory J. Hayes Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 6 Elect Ellen J. Kullman Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 7 Elect Marshall O. Larsen Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 8 Elect Harold W. McGraw III Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 9 Elect Margaret L. O'Sullivan Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 10 Elect Fredric G. Reynolds Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 11 Elect Brian C. Rogers Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 12 Elect Christine Todd Whitman Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 14 Approval of the 2018 Long-Term Incentive Plan Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 15 Ratification of Auditor Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 16 Elimination of Supermajority Requirement Mgmt Voted For For For
United Technologies Corporation UTX 913017109 4/30/2018 17 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 1 Elect William C. Ballard, Jr. Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 2 Elect Richard T. Burke Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 3 Elect Timothy P. Flynn Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 4 Elect Stephen J. Hemsley Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 5 Elect Michele J. Hooper Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 6 Elect F. William Mcabb, III Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 7 Elect Valerie C. Montgomery Rice Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 8 Elect Glenn M. Renwick Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 9 Elect Kenneth I. Shine Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 10 Elect David S. Wichmann Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 11 Elect Gail R. Wilensky Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/4/2018 13 Ratification of Auditor Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 1 Elect Lloyd A. Carney Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 2 Elect Mary B. Cranston Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 3 Elect Francisco Javier Fernandez-Carbajal Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 4 Elect Gary A. Hoffman Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 5 Elect Alfred F. Kelly, Jr. Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 6 Elect John F. Lundgren Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 7 Elect Robert W. Matschullat Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 8 Elect Suzanne Nora Johnson Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 9 Elect John A.C. Swainson Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 10 Elect Maynard G. Webb, Jr. Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Visa Inc. V 92826C839 1/30/2018 12 Ratification of Auditor Mgmt Voted For For For
Voya Asia Pacific High Dividend Equity Income Fund IAE 92912J102 7/6/2017 1.1 Elect Martin J. Gavin Mgmt Voted For For 80% Withhold 20% For
Voya Asia Pacific High Dividend Equity Income Fund IAE 92912J102 7/6/2017 1.2 Elect Patrick W. Kenny Mgmt Voted For For 39% Withhold 61% For
Voya Asia Pacific High Dividend Equity Income Fund IAE 92912J102 7/6/2017 1.3 Elect Shaun P. Mathews Mgmt Voted For For 39% Withhold 61% For
Voya Asia Pacific High Dividend Equity Income Fund IAE 92912J102 7/6/2017 1.4 Elect Roger B. Vincent Mgmt Voted For For 80% Withhold 20% For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 1 Elect Jose E. Almeida Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 2 Elect Janice M. Babiak Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 3 Elect David J. Brailer Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 4 Elect William C. Foote Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 5 Elect Ginger L. Graham Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 6 Elect John A. Lederer Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 7 Elect Dominic P. Murphy Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 8 Elect Stefano Pessina Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 9 Elect Leonard D. Schaeffer Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 10 Elect Nancy M. Schlichting Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 11 Elect James A. Skinner Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 12 Ratification of Auditor Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 14 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 15 Amendment to the 2013 Omnibus Incentive Plan Mgmt Voted For For For
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 16 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHoldr Voted Against For Against
Walgreens Boots Alliance, Inc. WBA 931427108 1/17/2018 17 Shareholder Proposal Regarding Amendments to Proxy Access Bylaw ShrHoldr Voted Against Against For
Waste Management, Inc. WM 94106L109 5/14/2018 1 Elect Bradbury H. Anderson Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 2 Elect Frank M. Clark, Jr. Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 3 Elect James C Fish Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 4 Elect Andres R. Gluski Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 5 Elect Patrick W. Gross Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 6 Elect Victoria M. Holt Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 7 Elect Kathleen M. Mazzarella Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 8 Elect John C. Pope Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 9 Elect Thomas H. Weidemeyer Mgmt Voted For Against Against
Waste Management, Inc. WM 94106L109 5/14/2018 10 Ratification of Auditor Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/14/2018 12 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHoldr Voted Against Against For
Xcel Energy Inc. XEL 98389B100 5/16/2018 1 Elect Richard K. Davis Mgmt Voted For For For
Xcel Energy Inc. XEL 98389B100 5/