0001398344-17-014771.txt : 20171115 0001398344-17-014771.hdr.sgml : 20171115 20171115172447 ACCESSION NUMBER: 0001398344-17-014771 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Matthew CENTRAL INDEX KEY: 0001290188 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 171206042 MAIL ADDRESS: STREET 1: 1980 POST OAK BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 48 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 866-668-6558 MAIL ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 48 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 3 1 fp0029225_3.xml OWNERSHIP DOCUMENT X0206 3 2017-11-15 1 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001290188 Morris Matthew 1980 POST OAK BOULEVARD SUITE 800 HOUSTON TX 77056 1 0 0 0 /s/ Matthew Morris 2017-11-15