0001398344-17-011618.txt : 20170905 0001398344-17-011618.hdr.sgml : 20170905 20170905124636 ACCESSION NUMBER: 0001398344-17-011618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170831 FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHAW RALPH W CENTRAL INDEX KEY: 0001107682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 171068029 MAIL ADDRESS: STREET 1: 1075 HENDERSONVILLE ROAD STREET 2: SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 48 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 866-668-6558 MAIL ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 48 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 4 1 fp0027972_4.xml OWNERSHIP DOCUMENT X0306 4 2017-08-31 0 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001107682 BRADSHAW RALPH W 1075 HENDERSONVILLE ROAD SUITE 250 ASHEVILLE NC 28803 1 1 0 0 President Common Stock 2017-08-31 4 X 0 519 13.41 A 575 D Common Stock 2017-08-31 4 X 0 1000 13.41 A 9375 I By IRA Non-transferable rights were issued to stockholders of record as of July 17, 2017 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing. The total shares in Item 5 includes 1,262 shares acquired through the Issuer's dividend reinvestment plan. /s/ Ralph Bradshaw 2017-09-05