N-PX 1 fp0020432_npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-02363

Cornerstone Total Return Fund, Inc.
(Exact name of registrant as specified in charter)

48 Wall Street New York, NY
10005
(Address of principal executive offices)
(Zip code)

Frank J. Maresca

AST Fund Solutions, LLC, 48 Wall Street, 22nd Floor, New York, NY 10005
(Name and address of agent for service)

Registrant's telephone number, including area code: (866) 668-6558

Date of fiscal year end: December 31

Date of reporting period: July 1, 2015 - June 30, 2016
 

ITEM 1. PROXY VOTING RECORD.

Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Management Recommendation
Vote Cast
For / Against Management
3M Company
MMM
88579Y101
5/10/2016
1
Elect Sondra L. Barbour
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
2
Elect Thomas K. Brown
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
3
Elect Vance D. Coffman
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
4
Elect David B. Dillon
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
5
Elect Michael L. Eskew
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
6
Elect Herbert L. Henkel
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
7
Elect Muhtar Kent
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
8
Elect Edward M. Liddy
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
9
Elect Gregory R. Page
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
10
Elect Inge G. Thulin
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
11
Elect Robert J. Ulrich
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
12
Elect Patricia A. Woertz
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
13
Ratification of Auditor
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
15
Approval of the 2016 Long-Term Incentive Plan
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
16
Shareholder Proposal Regarding Special Meetings
ShrHoldr
Against
For
Against
3M Company
MMM
88579Y101
5/10/2016
17
Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation
ShrHoldr
Against
Against
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.1
Elect Robert J. Alpern
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.2
Elect Roxanne S. Austin
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.3
Elect Sally E. Blount
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.4
Elect W. James Farrell
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.5
Elect Edward M. Liddy
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.6
Elect Nancy McKinstry
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.7
Elect Phebe N. Novakovic
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.8
Elect William A. Osborn
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.9
Elect Samuel C. Scott III
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.10
Elect Glenn F. Tilton
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.11
Elect Miles D. White
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
2
Ratification of Auditor
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
1.1
Elect William H.L. Burnside
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
1.2
Elect Brett J. Hart
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
1.3
Elect Edward J. Rapp
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
2
Ratification of Auditor
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
4
Repeal of Classified Board
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
5
Approval of Performance Goals Under the Performance Incentive Plan
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
6
Shareholder Proposal Regarding Take-Back Programs for Unused Medicines
ShrHoldr
Against
Against
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/24/2016
1
Elect Neville J. Miles
Mgmt
For
For 79% Against 18% Abstain 3%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/24/2016
2
Elect Moritz Sell
Mgmt
For
For 80% Against 18% Abstain 2%
For
Aberdeen Chile Fund Inc
CH
00301W105
3/24/2016
1
Elect Lawrence J. Fox
Mgmt
For
For 95% Against 4% Abstain 1%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/22/2016
1
Election of Directors
Mgmt
For
21% For and 79% Against.
For
Accenture plc
ACN
G1151C101
2/3/2016
1
Elect Jaime Ardila
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
2
Elect Dina Dublon
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
3
Elect Charles H. Giancarlo
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
4
Elect William L. Kimsey
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
5
Elect Marjorie Magner
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
6
Elect Blythe J. McGarvie
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
7
Elect Pierre  Nanterme
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
8
Elect Gilles Pelisson
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
9
Elect Paula A. Price
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
10
Elect Arun Sarin
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
11
Elect Wulf von Schimmelmann
Mgmt
For
Against
Against
Accenture plc
ACN
G1151C101
2/3/2016
12
Elect Frank K. Tang
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
14
Amendment to the 2010 Share Incentive Plan
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
15
Amendment to the 2010 Employee Stock Purchase Plan
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
16
Ratification of KPMG
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
17
Article Amendment for Proxy Access
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
18
Amendment to Articles of Association
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
19
Amendments to Memorandum of Association
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
20
Plurality Voting in a Contested Election
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
21
Set Board Size
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
22
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
23
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
24
Authority to Repurchase Shares
Mgmt
For
For
For
Accenture plc
ACN
G1151C101
2/3/2016
25
Issuance of Treasury Shares
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
1
Increase in Authorized Share Capital
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
2
Company Name Change
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
3
Merger/Acquisition
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
4
Elect Sheila P. Burke
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
5
Elect James I. Cash, Jr.
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
6
Elect Lawrence W. Kellner
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
7
Elect James M. Zimmerman
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
8
Board Compensation
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
9
Additional or Miscellanious Proposals
ShrHoldr
For
Abstain
Against
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
1
Elect Amy L. Banse
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
2
Elect Edward W. Barnholt
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
3
Elect Robert K. Burgess
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
4
Elect Frank A. Calderoni
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
5
Elect James E. Daley
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
6
Elect Laura B. Desmond
Mgmt
For
Against
Against
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
7
Elect Charles M. Geschke
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
8
Elect Shantanu Narayen
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
9
Elect Daniel Rosensweig
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
10
Elect John E. Warnock
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
11
Amendment to the 2003 Equity Incentive Plan
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
12
Approval of the 2016 Executive Cash Performance Bonus Plan
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
13
Ratification of Auditor
Mgmt
For
For
For
Adobe Systems Incorporated
ADBE
00724F101
4/13/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2015
1
Elect Tracy V. Maitland
Mgmt
For
For 76% Against 2% Abstain 22%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2015
2
Elect Ronald A. Nyberg
Mgmt
For
For 76% Against 2% Abstain 22%
For
Aetna Inc.
AET
00817Y108
5/20/2016
1
Elect Fernando Aguirre
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
3
Elect Frank M. Clark, Jr.
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
4
Elect Betsy Z. Cohen
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
5
Elect Molly J. Coye
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
6
Elect Roger N. Farah
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
7
Elect Jeffrey E. Garten
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
8
Elect Ellen M. Hancock
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
9
Elect Richard J. Harrington
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
10
Elect Edward J. Ludwig
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
11
Elect Joseph P. Newhouse
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
12
Elect Olympia J. Snowe
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
13
Ratification of Auditor
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
14
Approval of the 2016 Employee Stock Purchase Plan
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
16
Shareholder Proposal Regarding Report on Indirect Political Spending
ShrHoldr
Against
Against
For
Aetna Inc.
AET
00817Y108
10/19/2015
1
Merger
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
10/19/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
10/19/2015
1
Merger
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
10/19/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
1
Elect Susan K. Carter
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
2
Elect Charles I. Cogut
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
3
Elect Seifi Ghasemi
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
4
Elect David H. Y. Ho
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
5
Elect Margaret G. McGlynn
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
7
Ratification of Auditor
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
8
Approval of Annual Incentive Plan Terms
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.1
Elect Nesli Basgoz
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.2
Elect Paul M. Bisaro
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.3
Elect James H. Bloem
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.4
Elect Christopher W. Bodine
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.5
Elect Christopher J. Coughlin
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.6
Elect Michael R. Gallagher
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.7
Elect Catherine M. Klema
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.8
Elect Peter J. McDonnell
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.9
Elect Patrick J. O'Sullivan
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.10
Elect Brenton L. Saunders
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.11
Elect Ronald R. Taylor
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.12
Elect Fred G. Weiss
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Allergan plc
AGN
G0177J108
5/5/2016
3
Ratification of Auditor and Authority to Set Fees
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
4
Amendment to the Memorandum of Association to Make Certain Administrative Amendments
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
5
Amendment to the Articles of Association to make Certain Administrative Amendments
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
6
Provide for a Plurality Voting Standard in the Event of a Contested Election
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
7
Sole Authority of Board to Determine Board Size
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
8
Reduction of Company Capital
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
9
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Allergan plc
AGN
G0177J108
5/5/2016
10
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.1
Elect Deborah A. DeCotis
Mgmt
For
For 91% Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.2
Elect Bradford K. Gallagher
Mgmt
For
For 91% Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.3
Elect James A. Jacobson
Mgmt
For
For 85% Withhold 15%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.4
Elect Barbara R. Claussen
Mgmt
For
For 95% Withhold 5%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.5
Elect A. Douglas Eu
Mgmt
For
For 94% Withhold 6%
For
AllianzGI Convertible & Income Fund II
NCZ
018825109
6/30/2016
1.1
Elect William B. Ogden IV
Mgmt
For
For 94% Withhold 6%
For
AllianzGI Convertible & Income Fund II
NCZ
018825109
6/30/2016
1.2
Elect Barbara R. Claussen
Mgmt
For
For 95% Withhold 5%
For
AllianzGI Convertible & Income Fund II
NCZ
018825109
6/30/2016
1.3
Elect A. Douglas Eu
Mgmt
For
For 94% Withhold 6%
For
AllianzGI Convertible & Income Fund II
NCZ
018828103
6/30/2016
1.1
Elect Hans W. Kertess
Mgmt
N/A
For 94% Withhold 6%
N/A
AllianzGI Convertible & Income Fund II
NCZ
018828103
6/30/2016
1.2
Elect William B. Ogden IV
Mgmt
N/A
For 94% Withhold 6%
N/A
AllianzGI Convertible & Income Fund II
NCZ
018828103
6/30/2016
1.3
Elect Barbara R. Claussen
Mgmt
N/A
For 95% Withhold 5%
N/A
AllianzGI Convertible & Income Fund II
NCZ
018828103
6/30/2016
1.4
Elect A. Douglas Eu
Mgmt
N/A
For 94% Withhold 6%
N/A
Allstate Corporation
ALL
020002101
5/24/2016
1
Elect Kermit R. Crawford
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
2
Elect Michael L. Eskew
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
3
Elect Herbert L. Henkel
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
4
Elect Siddharth N. Mehta
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
5
Elect Jacques P. Perold
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
6
Elect Andrea Redmond
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
7
Elect John W. Rowe
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
8
Elect Judith A. Sprieser
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
9
Elect Mary Alice Taylor
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
10
Elect Thomas J. Wilson
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
12
Ratification of Auditor
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
13
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Allstate Corporation
ALL
020002101
5/24/2016
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.1
Elect Larry Page
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.2
Elect Sergey Brin
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.3
Elect Eric E. Schmidt
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.4
Elect L. John Doerr
Mgmt
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.5
Elect Diane B. Greene
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.6
Elect John L. Hennessy
Mgmt
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.7
Elect Ann Mather
Mgmt
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.8
Elect Alan R. Mulally
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.9
Elect Paul S. Otellini
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.10
Elect K. Ram Shriram
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.11
Elect Shirley M. Tilghman
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
2
Ratification of Auditor
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
3
Amendment to the 2012 Stock Plan
Mgmt
For
Against
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
4
Amendment to Google Inc.'s Certificate of Incorporation
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
5
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
6
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
7
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
10
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Against
For
Against
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/17/2016
1.1
Elect James A. Jacobson
Mgmt
For
For 85% Withhold 15%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/17/2016
1.2
Elect H. Guy Leibler
Mgmt
For
For 85% Withhold 15%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/17/2016
2
Transaction of Other Business
Mgmt
For
For 55% Against 39% Abstain 6%
Against
Alpine Global Premier Properties Fund
AWP
02083A103
5/17/2016
1.1
Elect James A. Jacobson
Mgmt
For
For 85% Withhold 15%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/17/2016
1.2
Elect H. Guy Leibler
Mgmt
For
For 85% Withhold 15%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/17/2016
2
Transaction of Other Business
Mgmt
For
For 55% Against 39% Abstain 6%
Against
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/17/2016
1.1
Elect James A. Jacobson
Mgmt
For
For 85% Withhold 15%
For
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/17/2016
1.2
Elect H. Guy Leibler
Mgmt
For
For 85% Withhold 15%
For
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/17/2016
2
Transaction of Other Business
Mgmt
For
For 55% Against 39% Abstain 6%
Against
Altria Group, Inc.
MO
02209S103
5/19/2016
1
Elect Gerald L. Baliles
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
2
Elect Martin J. Barrington
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
3
Elect John T. Casteen III
Mgmt
For
Against
Against
Altria Group, Inc.
MO
02209S103
5/19/2016
4
Elect Dinyar S. Devitre
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
5
Elect Thomas F. Farrell II
Mgmt
For
Against
Against
Altria Group, Inc.
MO
02209S103
5/19/2016
6
Elect Thomas W. Jones
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
7
Elect Debra J. Kelly-Ennis
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
8
Elect W. Leo Kiely III
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
9
Elect Kathryn B. McQuade
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
10
Elect George Munoz
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
11
Elect Nabil Y. Sakkab
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
12
Ratification of Auditor
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/19/2016
14
Shareholder proposal regarding report on tobacco ingredients
ShrHoldr
Against
Against
For
Altria Group, Inc.
MO
02209S103
5/19/2016
15
Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations
ShrHoldr
Against
Against
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
1
Elect Jeffrey P. Bezos
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
2
Elect Tom A. Alberg
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
3
Elect John Seely Brown
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
4
Elect William B. Gordon
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
5
Elect Jamie S. Gorelick
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
6
Elect Judith A McGrath
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
7
Elect Jonathan J. Rubinstein
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
8
Elect Thomas O. Ryder
Mgmt
For
Against
Against
Amazon.com, Inc.
AMZN
023135106
5/17/2016
9
Elect Patricia Q. Stonesifer
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
10
Elect Wendell P. Weeks
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
11
Ratification of Auditor
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
12
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Amazon.com, Inc.
AMZN
023135106
5/17/2016
13
Shareholder Proposal Regarding Human Rights Report
ShrHoldr
Against
For
Against
Amazon.com, Inc.
AMZN
023135106
5/17/2016
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
1
Elect Nicholas K. Akins
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
2
Elect David J. Anderson
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
3
Elect J. Barnie Beasley, Jr.
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
4
Elect Ralph D. Crosby, Jr.
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
5
Elect Linda A. Goodspeed
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
6
Elect Thomas E. Hoaglin
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
7
Elect Sandra Beach Lin
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
8
Elect Richard C. Notebaert
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
9
Elect Lionel L. Nowell III
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
10
Elect Stephen S. Rasmussen
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
11
Elect Oliver G. Richard, III
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
12
Elect Sara Martinez Tucker
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
13
Ratification of Auditor
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/26/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
1
Elect Charlene Barshefsky
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
2
Elect Ursula M. Burns
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
3
Elect Kenneth I. Chenault
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
4
Elect Peter Chernin
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
5
Elect Ralph de la Vega
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
6
Elect Anne L. Lauvergeon
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
7
Elect Micheal O. Leavitt
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
8
Elect Theodore J. Leonsis
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
9
Elect Richard C. Levin
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
10
Elect Samuel J. Palmisano
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
11
Elect Daniel L. Vasella
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
12
Elect Robert D. Walter
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
13
Elect Ronald A. Williams
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
14
Ratification of Auditor
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
American Express Company
AXP
025816109
5/2/2016
16
Approval of the 2016 Incentive Compensation Plan
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
17
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/2/2016
18
Shareholder Proposal Regarding Privacy and Data Security
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/2/2016
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
American Express Company
AXP
025816109
5/2/2016
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/2/2016
21
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
American International Group, Inc.
AIG
026874784
5/11/2016
1
Elect W. Don Cornwell
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
2
Elect Peter R. Fisher
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
3
Elect John Fitzpatrick
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
4
Elect Peter D. Hancock
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
5
Elect William G. Jurgensen
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
6
Elect Christopher S. Lynch
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
7
Elect Samuel J. Merksamer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
8
Elect George L. Miles, Jr.
Mgmt
For
Against
Against
American International Group, Inc.
AIG
026874784
5/11/2016
9
Elect Henry S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
10
Elect Robert S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
11
Elect Linda A. Mills
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
12
Elect Suzanne Nora Johnson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
13
Elect John A. Paulson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
14
Elect Ronald A. Rittenmeyer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
15
Elect Douglas M. Steenland
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
16
Elect Theresa M. Stone
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
18
Ratification of Auditor
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
1
Elect Raymond P. Dolan
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
2
Elect Robert D. Hormats
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
3
Elect Carolyn Katz
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
4
Elect Gustavo Lara Cantu
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
5
Elect Craig Macnab
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
6
Elect JoAnn A. Reed
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
7
Elect Pamela D.A. Reeve
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
8
Elect David E. Sharbutt
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
9
Elect James D. Taiclet, Jr.
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
10
Elect Samme L. Thompson
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
11
Ratification of Auditor
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
13
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
1
Elect Ornella Barra
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
2
Elect Steven H. Collis
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
3
Elect Douglas R. Conant
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
4
Elect D. Mark Durcan
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
5
Elect Richard W. Gochnauer
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
6
Elect Lon R. Greenberg
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
7
Elect Jane E. Henney
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
8
Elect Kathleen Hyle
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
9
Elect Michael J. Long
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
10
Elect Henry W. McGee
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
11
Ratification of Auditor
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Amerisource Bergen Corporation
ABC
03073E105
3/3/2016
13
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
AMGEN Inc.
AMGN
031162100
5/19/2016
1
Elect David Baltimore
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
2
Elect Frank J. Biondi, Jr.
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
3
Elect Robert A. Bradway
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
4
Elect Francois de Carbonnel
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
5
Elect Robert A. Eckert
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
6
Elect Greg C. Garland
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
7
Elect Fred Hassan
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
8
Elect Rebecca M. Henderson
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
9
Elect Frank C. Herringer
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
10
Elect Tyler Jacks
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
11
Elect Judith C. Pelham
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
12
Elect Ronald D. Sugar
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
13
Elect R. Sanders Williams
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
14
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Anthem, Inc.
ANTM
036752103
5/19/2016
1
Elect Lewis Hay, III
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
2
Elect George A. Schaefer, Jr.
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
3
Elect Joseph R. Swedish
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
4
Elect Elizabeth E. Tallett
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
5
Ratification of Auditor
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Anthem, Inc.
ANTM
036752103
12/3/2015
1
Merger/Acquisition
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
12/3/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
1
Elect Lester B. Knight
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
2
Elect Gregory C. Case
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
3
Elect Fulvio Conti
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
4
Elect Cheryl Francis
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
5
Elect James W. Leng
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
6
Elect J. Michael Losh
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
7
Elect Robert S. Morrison
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
8
Elect Richard B. Myers
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
9
Elect Richard C. Notebaert
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
10
Elect Gloria Santona
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
11
Elect Carolyn Y. Woo
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Aon plc
AON
G0408V102
6/24/2016
13
Remuneration Report (Advisory)
Mgmt
For
Against
Against
Aon plc
AON
G0408V102
6/24/2016
14
Accounts and Reports
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
15
Ratification of Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
16
Ratification of  Statutory Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
17
Authority to Set Auditor's Fees
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
18
Approval of Share Repurchase Contracts and

Repurchase Counterparties
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
19
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
21
Authorization of Political Donations and Expenditures
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
1
Elect James A. Bell
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
2
Elect Timothy D. Cook
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
3
Elect Albert A. Gore
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
4
Elect Robert A. Iger
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
5
Elect Andrea Jung
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
6
Elect Arthur D. Levinson
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
7
Elect Ronald D. Sugar
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
8
Elect Susan L. Wagner
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
9
Ratification of Auditor
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
11
Approval of Amended and Restated 2014 Employee Stock Plan
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
12
Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/26/2016
13
Shareholder Proposal Regarding Racial Diversity of Board and Management
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/26/2016
14
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/26/2016
15
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
AT and T Inc.
T
00206R102
4/29/2016
1
Elect Randall L. Stephenson
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
2
Elect Samuel A. Di Piazza, Jr.
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
3
Elect Richard W. Fisher
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
4
Elect Scott T. Ford
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
5
Elect Glenn H. Hutchins
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
6
Elect William E. Kennard
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
7
Elect Michael McCallister
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
8
Elect Beth E. Mooney
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
9
Elect Joyce M. Roche
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
10
Elect Matthew K. Rose
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
11
Elect Cynthia B. Taylor
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
12
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
13
Ratification of Auditor
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
15
Approval of the 2016 Incentive Plan
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
AT and T Inc.
T
00206R102
4/29/2016
17
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
AT and T Inc.
T
00206R102
4/29/2016
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.1
Elect Ellen R. Alemany
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.2
Elect Peter Bisson
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.3
Elect Richard T. Clark
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.4
Elect Eric C. Fast
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.5
Elect Linda R. Gooden
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.6
Elect Michael P. Gregoire
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.7
Elect R. Glenn Hubbard
Mgmt
For
For 97% Withhold 3%
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.8
Elect John P. Jones
Mgmt
For
Withhold
Against
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.9
Elect Carlos A. Rodriguez
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
3
Ratification of Auditor
Mgmt
For
For
For
Avago Technologies Limited
AVGO
Y0486S104
11/10/2015
1
Merger
Mgmt
For
For
For
Avago Technologies Limited
AVGO
Y0486S104
11/10/2015
2
Issuance of Shares w/o Preemptive Rights
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/3/2016
1
Elect Thomas F. Chen
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/3/2016
2
Elect John D. Forsyth
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/3/2016
3
Elect Michael F. Mahoney
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/3/2016
4
Elect Carole J. Shapazian
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/3/2016
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/3/2016
6
Ratification of Auditor
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/3/2016
7
Repeal of Classified Board
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/3/2016
8
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
BB and T Corporation
BBT
054937107
4/26/2016
1
Elect Jennifer S. Banner
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
2
Elect K. David Boyer, Jr.
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
3
Elect Anna R. Cablik
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
4
Elect James A. Faulkner
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
5
Elect I. Patricia Henry
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
6
Elect Eric C. Kendrick
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
7
Elect Kelly S. King
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
8
Elect Louis B. Lynn
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
9
Elect Edward C. Milligan
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
10
Elect Charles A. Patton
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
11
Elect Nido R. Qubein
Mgmt
For
Against
Against
BB and T Corporation
BBT
054937107
4/26/2016
12
Elect William J. Reuter
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
13
Elect Tollie W. Rich, Jr.
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
14
Elect Christine Sears
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
15
Elect Thomas E. Skains
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
16
Elect Thomas N. Thompson
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
17
Elect Edwin H. Welch
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
18
Elect Stephen T. Williams
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
19
Ratification of Auditor
Mgmt
For
For
For
BB and T Corporation
BBT
054937107
4/26/2016
20
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Becton, Dickinson and Company
BDX
075887109
1/26/2016
1
Elect Basil L. Anderson
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
2
Elect Catherine M. Burzik
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
3
Elect Vincent A. Forlenza
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
4
Elect Claire M. Fraser
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
5
Elect Christopher Jones
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
6
Elect Marshall O. Larsen
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
7
Elect Gary A. Mecklenburg
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
8
Elect James F. Orr
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
9
Elect Willard J. Overlock, Jr.
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
10
Elect Claire Pomeroy
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
11
Elect Rebecca W. Rimel
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
12
Elect Bertram L. Scott
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
13
Ratification of Auditor
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Becton, Dickinson and Company
BDX
075887109
1/26/2016
15
Amendment to the 2004 Employee and Director Equity-Based Compensation Plan
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.1
Elect Warren E. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.2
Elect Charles T. Munger
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.3
Elect Howard G. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.4
Elect Stephen B. Burke
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.5
Elect Susan L. Decker
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.6
Elect William H. Gates III
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.7
Elect David S. Gottesman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.8
Elect Charlotte Guyman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.9
Elect Thomas S. Murphy
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.10
Elect Ronald L. Olson
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.11
Elect Walter Scott, Jr.
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.12
Elect Meryl B. Witmer
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
2
Shareholder Proposal Regarding Reporting Of Climate Change Risks
ShrHoldr
Against
For