N-PX 1 fp0015180_npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-02363

Cornerstone Total Return Fund, Inc.
(Exact name of registrant as specified in charter)
  
48 Wall Street     New York, NY
10005
(Address of principal executive offices)
(Zip code)
  
Frank J. Maresca

AST Fund Solutions, LLC, 48 Wall Street, 22nd Floor, New York, NY 10005
(Name and address of agent for service)
  
Registrant's telephone number, including area code:
(866)  668-6558
   
Date of fiscal year end:
December 31
   
Date of reporting period:
July 1, 2014 - June 30, 2015
 

ITEM 1. PROXY VOTING RECORD.
 
Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Mgmt Recommendation
Vote Cast
For  / Against Mgmt
Abbott Laboratories
ABT
002824100
4/24/2015
1.1
Elect Robert J. Alpern
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.2
Elect Roxanne S. Austin
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.3
Elect Sally E. Blount
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.4
Elect W. James Farrell
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.5
Elect Edward M. Liddy
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.6
Elect Nancy McKinstry
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.7
Elect Phebe N. Novakovic
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.8
Elect William A. Osborn
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.9
Elect Samuel C. Scott III
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.10
Elect Glenn F. Tilton
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.11
Elect Miles D. White
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
2
Ratification of Auditor
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
4
Shareholder Proposal Regarding Genetically Modified Ingredients
ShrHoldr
Against
Against
For
Abbott Laboratories
ABT
002824100
4/24/2015
5
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.1
Elect Roxanne S. Austin
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.2
Elect Richard A. Gonzalez
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.3
Elect Glenn F. Tilton
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
2
Ratification of Auditor
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/26/2015
1.1
Elect William J. Potter
Mgmt
For
For 72%  Withhold 28%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/26/2015
1.2
Elect John T. Sheehy
Mgmt
For
For 72%  Withhold 28%
For
Aberdeen Chile Fund Inc
CH
00301W105
3/26/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 81%  Withhold 19%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/18/2015
1.1
Elect John A. Hawkins
Mgmt
For
For 29% Abstain 71%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/18/2015
1.2
Elect Tak Lung Tsim
Mgmt
For
For 29% Abstain 71%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/18/2015
1.1
Elect Radhika Ajmera
Mgmt
For
For 89% Abstain 11%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/18/2015
1.2
Elect Martin J. Gruber
Mgmt
For
For 89% Abstain 11%
For
Actavis plc
ACT
G0083B108
3/10/2015
1
Merger/Acquisition
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
3/10/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
1
Elect Paul M. Bisaro
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
2
Elect Nesli Basgoz
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
3
Elect James H. Bloem
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
4
Elect Christopher W. Bodine
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
5
Elect Christopher J. Coughlin
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
6
Elect Michael R. Gallagher
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
7
Elect Catherine M. Klema
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
8
Elect Peter J. McDonnell
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
9
Elect Patrick J. O'Sullivan
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
10
Elect Brenton L. Saunders
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
11
Elect Ronald R. Taylor
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
12
Elect Fred G. Weiss
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Actavis plc
ACT
G0083B108
6/5/2015
14
Ratification of Auditor
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
15
Name Change to Allergan plc
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
16
Approval of the Amended 2013 Incentive Award Plan
Mgmt
For
Against
Against
Actavis plc
ACT
G0083B108
6/5/2015
17
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Actavis plc
ACT
G0083B108
6/5/2015
18
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.2
Elect Phyllis O. Bonanno
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.3
Elect Kenneth J. Dale
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.4
Elect Frederic A. Escherich
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.5
Elect Roger W. Gale
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.6
Elect Kathleen T. McGahran
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.7
Elect Craig R. Smith
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.8
Elect Mark E. Stoeckle
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
2
Ratification of Auditor
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
3
Amend Fundamental Investment Policy to Increase Limit on Commodities Investments
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
4
Rendering of Investment Advisory Services to Others
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
5
Shareholder Proposal to Authorize a Self-Tender Offer for All Outstanding Shares
ShrHoldr
Against
For 28%  Against 67%  Abstain 5%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
1.2
Elect Phyllis O. Bonanno
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
1.3
Elect Kenneth J. Dale
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
1.4
Elect Frederic A. Escherich
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
1.5
Elect Roger W. Gale
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
1.6
Elect Kathleen T. McGahran
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
1.7
Elect Craig R. Smith
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
1.8
Elect Mark E. Stoeckle
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
2
Ratification of Auditor
Mgmt
For
For 100%
For
Adams Natural Resources Fund
PEO
716549100
4/30/2015
3
Rendering of Investment Advisory Services to Others
Mgmt
For
For 100%
For
AES Corporation
AES
00130H105
4/23/2015
1
Elect Andres R. Gluski
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
2
Elect Charles L. Harrington
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
3
Elect Kristina M. Johnson
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
4
Elect Tarun Khanna
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
5
Elect Holly K. Koeppel
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
6
Elect Philip Lader
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
7
Elect James H. Miller
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
8
Elect John B. Morse, Jr.
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
9
Elect Moises Naim
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
10
Elect Charles O. Rossotti
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
11
Amendment to the 2003 Long-Term Compensation Plan
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
12
Amendment to the Performance Incentive Plan
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
13
Ratification of Auditor
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
15
Management Proposal Regarding the Right of Shareholders to Call a Special Meeting
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
16
Management Proposal Regarding Proxy Access
Mgmt
For
Against
Against
AES Corporation
AES
00130H105
4/23/2015
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
AES Corporation
AES
00130H105
4/23/2015
18
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Aetna Inc.
AET
00817Y108
5/15/2015
1
Elect Fernando Aguirre
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
3
Elect Frank M. Clark, Jr.
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
4
Elect Betsy Z. Cohen
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
5
Elect Molly J. Coye
Mgmt
For
Against
Against
Aetna Inc.
AET
00817Y108
5/15/2015
6
Elect Roger N. Farah
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
7
Elect Barbara H. Franklin
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
8
Elect Jeffrey E. Garten
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
9
Elect Ellen M. Hancock
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
10
Elect Richard J. Harrington
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
11
Elect Edward J. Ludwig
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
12
Elect Joseph P. Newhouse
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
13
Elect Olympia J. Snowe
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
14
Ratification of Auditor
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
16
Shareholder Proposal Regarding Report on Indirect Political Spending
ShrHoldr
Against
Against
For
Aetna Inc.
AET
00817Y108
5/15/2015
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Alcoa Inc.
AA
013817101
5/1/2015
1
Elect Kathryn S. Fuller
Mgmt
For
For
For
Alcoa Inc.
AA
013817101
5/1/2015
2
Elect L. Rafael Reif
Mgmt
For
For
For
Alcoa Inc.
AA
013817101
5/1/2015
3
Elect Patricia F. Russo
Mgmt
For
For
For
Alcoa Inc.
AA
013817101
5/1/2015
4
Elect Ernesto Zedillo Ponce de Leon
Mgmt
For
For
For
Alcoa Inc.
AA
013817101
5/1/2015
5
Ratification of Auditor
Mgmt
For
For
For
Alcoa Inc.
AA
013817101
5/1/2015
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
1
Merger/Acquisition
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
3
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
1
Elect Gerald L. Baliles
Mgmt
For
Against
Against
Altria Group, Inc.
MO
02209S103
5/20/2015
2
Elect Martin J. Barrington
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
3
Elect John T. Casteen III
Mgmt
For
Against
Against
Altria Group, Inc.
MO
02209S103
5/20/2015
4
Elect Dinyar S. Devitre
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
5
Elect Thomas F. Farrell II
Mgmt
For
Against
Against
Altria Group, Inc.
MO
02209S103
5/20/2015
6
Elect Thomas W. Jones
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
7
Elect Debra J. Kelly-Ennis
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
8
Elect W. Leo Kiely III
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
9
Elect Kathryn B. McQuade
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
10
Elect George Munoz
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
11
Elect Nabil Y. Sakkab
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
12
Approval of 2015 Performance Incentive Plan
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
13
2015 Stock Compensation Plan for Non-Employee Directors
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
14
Ratification of Auditor
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Altria Group, Inc.
MO
02209S103
5/20/2015
16
Shareholder Proposal Regarding Labor Policies
ShrHoldr
Against
Against
For
Altria Group, Inc.
MO
02209S103
5/20/2015
17
Shareholder Proposal Regarding
 
Health Effects of Tobacco Use to Low Income Groups
ShrHoldr
Against
Against
For
Altria Group, Inc.
MO
02209S103
5/20/2015
18
Shareholder Proposal Regarding Report on Green Tobacco Sickness Report
ShrHoldr
Against
Against
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
1
Elect Nicholas K. Akins
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
2
Elect David J. Anderson
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
3
Elect J. Barnie Beasley, Jr.
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
4
Elect Ralph D. Crosby, Jr.
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
5
Elect Linda A. Goodspeed
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
6
Elect Thomas E. Hoaglin
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
7
Elect Sandra Beach Lin
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
8
Elect Richard C. Notebaert
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
9
Elect Lionel L. Nowell III
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
10
Elect Stephen S. Rasmussen
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
11
Elect Oliver G. Richard, III
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
12
Elect Sara Martinez Tucker
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
13
Ratification of Auditor
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
15
2015 Long-Term Incentive Plan
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
16
Repeal of Fair Price Provision
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
17
Elimination of Supermajority Requirement
Mgmt
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/21/2015
18
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
American Express Company
AXP
025816109
5/11/2015
1
Elect Charlene Barshefsky
Mgmt
For
Against
Against
American Express Company
AXP
025816109
5/11/2015
2
Elect Ursula M. Burns
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
3
Elect Kenneth I. Chenault
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
4
Elect Peter Chernin
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
5
Elect Anne Lauvergeon
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
6
Elect Micheal O. Leavitt
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
7
Elect Theodore J. Leonsis
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
8
Elect Richard C. Levin
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
9
Elect Samuel J. Palmisano
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
10
Elect Daniel L. Vasella
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
11
Elect Robert D. Walter
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
12
Elect Ronald A. Williams
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
13
Ratification of Auditor
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American Express Company
AXP
025816109
5/11/2015
15
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/11/2015
16
Shareholder Proposal Regarding Privacy and Data Security
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/11/2015
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
American Express Company
AXP
025816109
5/11/2015
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/11/2015
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
American International Group, Inc.
AIG
026874784
5/13/2015
1
Elect W. Don Cornwell
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
2
Elect Peter R. Fisher
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
3
Elect John Fitzpatrick
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
4
Elect Peter D. Hancock
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
5
Elect William G. Jurgensen
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
6
Elect Christopher S. Lynch
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
7
Elect George L. Miles, Jr.
Mgmt
For
Against
Against
American International Group, Inc.
AIG
026874784
5/13/2015
8
Elect Henry S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
9
Elect Robert S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
10
Elect Suzanne Nora Johnson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
11
Elect Ronald A. Rittenmeyer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
12
Elect Douglas M. Steenland
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
13
Elect Theresa M. Stone
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
15
Ratification of Auditor
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
1
Elect James M. Cracchiolo
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
2
Elect Dianne Neal Blixt
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
3
Elect Amy DiGeso
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
4
Elect Lon R. Greenberg
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
5
Elect Siri S. Marshall
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
6
Elect Jeffrey Noddle
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
7
Elect H. Jay Sarles
Mgmt
For
Against
Against
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
8
Elect Robert F. Sharpe, Jr.
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
9
Elect William H. Turner
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Ameriprise Financial, Inc.
AMP
03076C106
4/29/2015
11
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
1
Elect David Baltimore
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
2
Elect Frank J. Biondi, Jr.
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
3
Elect Robert A. Bradway
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
4
Elect Francois de Carbonnel
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
5
Elect Vance D. Coffman
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
6
Elect Robert A. Eckert
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
7
Elect Greg C. Garland
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
8
Elect Rebecca M. Henderson
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
9
Elect Frank C. Herringer
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
10
Elect Tyler Jacks
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
11
Elect Judith C. Pelham
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
12
Elect Ronald D. Sugar
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
13
Elect R. Sanders Williams
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
14
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Anthem Inc
WLP
94973V107
11/5/2014
1
Company Name Change
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
1
Elect Julie A. Hill
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
2
Elect Ramiro G. Peru
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
3
Elect John H. Short
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
4
Ratification of Auditor
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
N/A
Against
N/A
Anthem, Inc.
ANTM
036752103
5/13/2015
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Aon plc
AON
G0408V102
6/17/2015
1
Elect Lester B. Knight
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
2
Elect Gregory C. Case
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
3
Elect Fulvio Conti
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
4
Elect Cheryl A. Francis
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
5
Elect James W. Leng
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
6
Elect J. Michael Losh
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
7
Elect Robert S. Morrison
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
8
Elect Richard B. Myers
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
9
Elect Richard C. Notebaert
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
10
Elect Gloria Santona
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
11
Elect Carolyn Y. Woo
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
12
Accounts and Reports
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
13
Ratification of Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
14
Ratification of  Statutory Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
15
Authority to Set Auditor's Fees
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
17
Remuneration Report (Advisory)
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
18
Approval of Share Repurchase Contracts and
Repurchase Counterparties
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
21
Authorization of Political Donations and Expenditures
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
1
Elect Timothy D. Cook
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
2
Elect Albert A. Gore, Jr.
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
3
Elect Robert A. Iger
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
4
Elect Andrea Jung
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
5
Elect Arthur D. Levinson
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
6
Elect Ronald D. Sugar
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
7
Elect Sue Wagner
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
8
Ratification of Auditor
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
10
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
11
Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
3/10/2015
12
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
1
Elect Alan L. Boeckmann
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
2
Elect Mollie Hale Carter
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
3
Elect Terrell K. Crews
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
4
Elect Pierre Dufour
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
5
Elect Donald E. Felsinger
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
6
Elect Juan Richardo Luciano
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
7
Elect Antonio dos Santos Maciel Neto
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
8
Elect Patrick J. Moore
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
9
Elect Thomas F. O'Neill
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
10
Elect Francisco Sanchez
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
11
Elect Daniel Shih
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
12
Elect Kelvin R. Westbrook
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
13
Elect Patricia A. Woertz
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
14
Ratification of Auditor
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
16
Reapproval of the 2009 Incentive Compensation Plan
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AT&T Inc.
T
00206R102
4/24/2015
1
Elect Randall L. Stephenson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
2
Elect Scott T. Ford
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
3
Elect Glenn H. Hutchins
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
4
Elect William E. Kennard
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
5
Elect Jon C. Madonna
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
6
Elect Michael B. McCallister
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
7
Elect John B. McCoy
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
8
Elect Beth E. Mooney
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
9
Elect Joyce M. Roche
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
10
Elect Matthew K. Rose
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
11
Elect Cynthia B. Taylor
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
12
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
13
Ratification of Auditor
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
AT&T Inc.
T
00206R102
4/24/2015
15
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
AT&T Inc.
T
00206R102
4/24/2015
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
AT&T Inc.
T
00206R102
4/24/2015
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Baxter International Inc.
BAX
071813109
5/5/2015
1
Elect Uma Chowdhry
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
2
Elect James R. Gavin III
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
3
Elect Peter S. Hellman
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
4
Elect Kees J. Storm
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
5
Ratification of Auditor
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Baxter International Inc.
BAX
071813109
5/5/2015
7
2015 Incentive Plan
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
8
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Baxter International Inc.
BAX
071813109
5/5/2015
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.1
Elect Warren E. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.2
Elect Charles T. Munger
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.3
Elect Howard G. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.4
Elect Stephen B. Burke
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.5
Elect Susan L. Decker
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.6
Elect William H. Gates III
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.7
Elect David S. Gottesman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.8
Elect Charlotte Guyman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.9
Elect Thomas S. Murphy
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.10
Elect Ronald L. Olson
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.11
Elect Walter Scott, Jr.
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.12
Elect Meryl B. Witmer
Mgmt
For
For
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 97.5%  Withhold 2.5%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 94%  Withhold 6%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.4
Elect Frank J. Fabozzi
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.5
Elect Kathleen F. Feldstein
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.6
Elect James T. Flynn
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.7
Elect Henry Gabbay
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.8
Elect Jerrold B. Harris
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.9
Elect R. Glenn Hubbard
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.10
Elect W. Carl Kester
Mgmt
For
For 97%  Withhold 3%
For
Blackrock Floating Rate Income Strategies Fund Inc
FRA
09255X100
7/30/2014
1.11
Elect Karen P. Robards
Mgmt
For
For 97%  Withhold 3%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
11/10/2014
1
Reorganization into the BlackRock Resources & Commodities Trust
Mgmt
For
For 93%  Against 4.5%  Abstain 2.5%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
Boeing Company
BA
097023105
4/27/2015
1
Elect David L. Calhoun
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
2
Elect Arthur D. Collins, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
3
Elect Kenneth M. Duberstein
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
4
Elect Edmund P. Giambastiani, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
5
Elect Lawrence W. Kellner
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
6
Elect Edward M. Liddy
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
7
Elect W. James McNerney, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
8
Elect Susan C. Schwab
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
9
Elect Ronald A. Williams
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
10
Elect Mike S. Zafirovski
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
12
Ratification of Auditor
Mgmt
For
For
For
Boeing Company
BA
097023105
4/27/2015
13
Shareholder Proposal Regarding Recoupment of Unearned Bonuses
ShrHoldr
Against
Against
For
Boeing Company
BA
097023105
4/27/2015
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Boeing Company
BA
097023105
4/27/2015
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Boeing Company
BA
097023105
4/27/2015
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
California Resources Corporation
CRC
13057Q107
5/7/2015
1.1
Elect Justin A. Gannon
Mgmt
For
For
For
California Resources Corporation
CRC
13057Q107
5/7/2015
1.2
Elect Avedick B. Poladian
Mgmt
For
For
For
California Resources Corporation
CRC
13057Q107
5/7/2015
1.3
Elect Timothy J. Sloan
Mgmt
For
For
For
California Resources Corporation
CRC
13057Q107
5/7/2015
2
Ratification of Auditor
Mgmt
For
For
For
California Resources Corporation
CRC
13057Q107
5/7/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
California Resources Corporation
CRC
13057Q107
5/7/2015
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
1
Elect Richard D. Fairbank
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
2
Elect Patrick W. Gross
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
3
Elect Ann Fritz Hackett
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
4
Elect Lewis Hay, III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
5
Elect Benjamin P. Jenkins, III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
6
Elect Pierre E. Leroy
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
7
Elect Peter E. Raskind
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
8
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
9
Elect Bradford H. Warner
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
10
Elect Catherine G. West
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
11
Ratification of Auditor
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
13
Management Proposal Regarding Right to Call a Special Meeting
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
1
Elect David J. Anderson
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
2
Elect Colleen F. Arnold
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
3
Elect George S. Barrett
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
4
Elect Carrie S. Cox
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
5
Elect Calvin Darden
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
6
Elect Bruce L. Downey
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
7
Elect Patricia A. Hemingway Hall
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
8
Elect Clayton M. Jones
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
9
Elect Gregory B. Kenny
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
10
Elect David P. King
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
11
Elect Richard C. Notebaert
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
12
Ratification of Auditor
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
14
Approval of the Material Terms of the Management Incentive Plan
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/5/2014
15
Shareholder Proposal Regarding Political Contributions and Expenditures
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
1
Elect David L. Calhoun
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
2
Elect Daniel M. Dickinson
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
3
Elect Juan Gallardo
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
4
Elect Jesse J. Greene, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
5
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
6
Elect Dennis A. Muilenburg
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
7
Elect Douglas R. Oberhelman
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
8
Elect William A. Osborn
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
9
Elect Debra L. Reed
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
10
Elect Edward B. Rust, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
11
Elect Susan C. Schwab
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
12
Elect Miles D. White
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
13
Ratification of Auditor
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
17
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/10/2015
18
Shareholder Proposal Regarding Review of Human Rights Policies (2)
ShrHoldr
Against
Against
For
CIGNA Corporation
CI
125509109
4/22/2015
1
Elect John M. Partridge
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
2
Elect James E. Rogers
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
3
Elect Eric C. Wiseman
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
5
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
1
Elect Carol A. Bartz
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
2
Elect M. Michele Burns
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
3
Elect Michael D. Capellas
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
4
Elect John T. Chambers
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
5
Elect Brian L. Halla
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
6
Elect John L. Hennessy
Mgmt
For
Against
Against
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
7
Elect Kristina M. Johnson
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
8
Elect Roderick C. McGeary
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
9
Elect Arun Sarin
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
10
Elect Steven M. West
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
11
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
13
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
14
Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
15
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 98% Withhold 2%
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.2
Elect Eileen A. Kamerick
Mgmt
For
For 98% Withhold 2%
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.3
Elect Riordan Roett
Mgmt
For
For 98% Withhold 2%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.1
Elect Adam D. Crescenzi
Mgmt
For
For 96%  Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.2
Elect Jerry G. Rutledge
Mgmt
For
For 96%  Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.3
Elect Vincent W. Versaci
Mgmt
For
For 96%  Withhold 4%
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
1
Elect Michael Patsalos-Fox
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
2
Elect Robert E. Weissman
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
3
Elect Francisco D'Souza
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
4
Elect John N. Fox, Jr.
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
5
Elect Leo S. Mackay, Jr.
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
6
Elect Thomas M. Wendel
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
8
Ratification of Auditor
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
9
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 83%  Withhold 17%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 83%  Withhold 17%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 83%  Withhold 17%
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.1
Elect Kenneth J. Bacon
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.2
Elect Sheldon M. Bonovitz
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.3
Elect Edward D. Breen
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.4
Elect Joseph J. Collins
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.5
Elect J. Michael Cook
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.6
Elect Gerald L. Hassell
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.7
Elect Jeffrey A. Honickman
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.8
Elect Eduardo G. Mestre
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.9
Elect Brian L. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.10
Elect Ralph J. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.11
Elect Johnathan A. Rodgers
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.12
Elect Judith Rodin
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
2
Ratification of Auditor
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
3
Amendment to the 2006 Cash Bonus Plan
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
4
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
5
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
6
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Comcast Corporation
CMCSA
20030N101
10/8/2014
1
Merger
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
10/8/2014
2
Right to Adjourn Meeting
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
1
Elect Richard L. Armitage
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
2
Elect Richard H. Auchinleck
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
3
Elect Charles E. Bunch
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
4
Elect James E. Copeland, Jr.
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
5
Elect John V. Faraci
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
6
Elect Jody L Freeman
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
7
Elect Gay Huey Evans
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
8
Elect Ryan M. Lance
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
9
Elect Arjun N. Murti
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
10
Elect Robert A. Niblock
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
11
Elect Harald J. Norvik
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
12
Ratification of Auditor
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
14
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
15
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
16
Shareholder Proposal Regarding Reserves Metrics in Executive Compensation
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
17
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
CSX Corporation
CSX
126408103
5/6/2015
1
Elect Donna M. Alvarado
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
2
Elect John B. Breaux
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
3
Elect Pamela L. Carter
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
4
Elect Steven T. Halverson
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
5
Elect Edward J. Kelly, III
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
6
Elect John D. McPherson
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
7
Elect David M. Moffett
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
8
Elect Oscar Munoz
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
9
Elect Timothy T. O'Toole
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
10
Elect David M. Ratcliffe
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
11
Elect Donald J. Shepard
Mgmt
For
For
For
CSX Corporation