0001144204-16-131081.txt : 20161102
0001144204-16-131081.hdr.sgml : 20161102
20161102150407
ACCESSION NUMBER: 0001144204-16-131081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000033934
IRS NUMBER: 132727013
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O AST FUND SOLUTIONS
STREET 2: 48 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 866-668-6558
MAIL ADDRESS:
STREET 1: C/O AST FUND SOLUTIONS
STREET 2: 48 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: EIS FUND INC
DATE OF NAME CHANGE: 20020109
FORMER COMPANY:
FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRADSHAW RALPH W
CENTRAL INDEX KEY: 0001107682
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02363
FILM NUMBER: 161967565
MAIL ADDRESS:
STREET 1: 1075 HENDERSONVILLE ROAD
STREET 2: SUITE 250
CITY: ASHEVILLE
STATE: NC
ZIP: 28803
4
1
v452004_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-10-31
0
0000033934
CORNERSTONE TOTAL RETURN FUND INC
CRF
0001107682
BRADSHAW RALPH W
1075 HENDERSONVILLE ROAD
SUITE 250
ASHEVILLE
NC
28803
1
1
0
0
President
Common Stock
2016-10-31
4
X
0
46
13.69
A
48
D
Common Stock
2016-10-31
4
X
0
1024
13.69
A
7020
I
By IRA
Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.
The total shares in Item 5 includes 1,278 shares acquired through the Issuer's dividend reinvestment plan.
/s/ Ralph W. Bradshaw
2016-11-02