0001144204-14-069712.txt : 20141119 0001144204-14-069712.hdr.sgml : 20141119 20141119150408 ACCESSION NUMBER: 0001144204-14-069712 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141114 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 48 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 866-668-6558 MAIL ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 48 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dean Robert E CENTRAL INDEX KEY: 0001300695 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 141234806 MAIL ADDRESS: STREET 1: 5570 DTC PARKWAY CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 3 1 v394799_3.xml OWNERSHIP DOCUMENT X0206 3 2014-11-14 1 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001300695 Dean Robert E C/O AST FUND SOLUTIONS, LLC, 48 WALL STREET, 22ND FLOOR NEW YORK NY 10005 1 0 0 0 /s/ Robert E. Dean 2014-11-18