0001144204-13-065885.txt : 20131205 0001144204-13-065885.hdr.sgml : 20131205 20131205172902 ACCESSION NUMBER: 0001144204-13-065885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131205 FILED AS OF DATE: 20131205 DATE AS OF CHANGE: 20131205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 200A EXECUTIVE DRIVE CITY: EDGEWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 866-668-6558 MAIL ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 200A EXECUTIVE DRIVE CITY: EDGEWOOD STATE: NY ZIP: 11717 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHAW RALPH W CENTRAL INDEX KEY: 0001107682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 131260676 MAIL ADDRESS: STREET 1: 1075 HENDERSONVILLE ROAD STREET 2: SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 4 1 v362356_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-05 0 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001107682 BRADSHAW RALPH W 1075 HENDERSONVILLE ROAD, SUITE 250 ASHEVILLE NC 28803 1 1 0 0 President Common Stock 2013-12-05 4 P 0 3892 5.34 A 12468 I By IRA In addition to the shares being reported hereunder, the Reporting Person owns, on a direct basis, three (3) shares of common stock of the Issuer. /s/ Ralph W. Bradshaw 2013-12-05