0001144204-13-065713.txt : 20131205 0001144204-13-065713.hdr.sgml : 20131205 20131205102448 ACCESSION NUMBER: 0001144204-13-065713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131203 FILED AS OF DATE: 20131205 DATE AS OF CHANGE: 20131205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 200A EXECUTIVE DRIVE CITY: EDGEWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 866-668-6558 MAIL ADDRESS: STREET 1: C/O AST FUND SOLUTIONS STREET 2: 200A EXECUTIVE DRIVE CITY: EDGEWOOD STATE: NY ZIP: 11717 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILCOX GLENN W SR CENTRAL INDEX KEY: 0001221668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 131258992 MAIL ADDRESS: STREET 1: ONE WEST PACK SQUARE SUITE 1700 CITY: ASHEVILLE STATE: NC ZIP: 28801 4 1 v362262_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-03 0 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001221668 WILCOX GLENN W SR ONE WEST PACK SQUARE, SUITE 1700 ASHEVILLE NC 28801 1 0 0 0 Common Stock 2013-12-03 4 P 0 1390 5.34 A 3215 D /s/ Glenn W. Wilcox, Sr. 2013-12-04