0001144204-13-000129.txt : 20130102
0001144204-13-000129.hdr.sgml : 20130101
20130102162835
ACCESSION NUMBER: 0001144204-13-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121228
FILED AS OF DATE: 20130102
DATE AS OF CHANGE: 20130102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRADSHAW RALPH W
CENTRAL INDEX KEY: 0001107682
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02363
FILM NUMBER: 13502329
MAIL ADDRESS:
STREET 1: 1075 HENDERSONVILLE ROAD
STREET 2: SUITE 250
CITY: ASHEVILLE
STATE: NC
ZIP: 28803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000033934
IRS NUMBER: 132727013
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC
STREET 2: 350 JERICHO TURNPIKE, SUITE 206
CITY: JERICHO
STATE: NY
ZIP: 11753
BUSINESS PHONE: (646) 881-4985
MAIL ADDRESS:
STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC
STREET 2: 350 JERICHO TURNPIKE, SUITE 206
CITY: JERICHO
STATE: NY
ZIP: 11753
FORMER COMPANY:
FORMER CONFORMED NAME: EIS FUND INC
DATE OF NAME CHANGE: 20020109
FORMER COMPANY:
FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC
DATE OF NAME CHANGE: 19920703
4
1
v798026-1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-12-28
0
0000033934
CORNERSTONE TOTAL RETURN FUND INC
CRF
0001107682
BRADSHAW RALPH W
1075 HENDERSONVILLE ROAD
SUITE 250
ASHEVILLE
NC
28803
1
1
0
0
President
Common Stock
2012-12-28
4
P
0
2511
5.33
A
8576
I
By IRA
In addition to the shares being reported hereunder, the Reporting Person owns, on direct basis, three shares of common stock of the issuer.
/s/ Ralph W. Bradshaw
2013-01-02