0001144204-13-000129.txt : 20130102 0001144204-13-000129.hdr.sgml : 20130101 20130102162835 ACCESSION NUMBER: 0001144204-13-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHAW RALPH W CENTRAL INDEX KEY: 0001107682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 13502329 MAIL ADDRESS: STREET 1: 1075 HENDERSONVILLE ROAD STREET 2: SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC STREET 2: 350 JERICHO TURNPIKE, SUITE 206 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (646) 881-4985 MAIL ADDRESS: STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC STREET 2: 350 JERICHO TURNPIKE, SUITE 206 CITY: JERICHO STATE: NY ZIP: 11753 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 4 1 v798026-1_4.xml OWNERSHIP DOCUMENT X0306 4 2012-12-28 0 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001107682 BRADSHAW RALPH W 1075 HENDERSONVILLE ROAD SUITE 250 ASHEVILLE NC 28803 1 1 0 0 President Common Stock 2012-12-28 4 P 0 2511 5.33 A 8576 I By IRA In addition to the shares being reported hereunder, the Reporting Person owns, on direct basis, three shares of common stock of the issuer. /s/ Ralph W. Bradshaw 2013-01-02