-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GFkKG18gPuFzi3TApA+4mwcdTEx5UYxeZbrMVGAtbyFdcPdDH3MuU++VFqh45PWH qShT1L1yIs8xZerVfnPxfg== 0000003370-06-000207.txt : 20061208 0000003370-06-000207.hdr.sgml : 20061208 20061208111204 ACCESSION NUMBER: 0000003370-06-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061206 FILED AS OF DATE: 20061208 DATE AS OF CHANGE: 20061208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESPE MATTHEW J CENTRAL INDEX KEY: 0001192868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05964 FILM NUMBER: 061264550 BUSINESS ADDRESS: STREET 1: IKON OFFICE SOLUTIONS INC STREET 2: 70 VALLEY STREAM PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6102968000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IKON OFFICE SOLUTIONS INC CENTRAL INDEX KEY: 0000003370 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 230334400 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: PO BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6102968000 MAIL ADDRESS: STREET 1: PO BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: ALCO STANDARD CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALCO CHEMICAL CORP DATE OF NAME CHANGE: 19680218 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-12-06 0 0000003370 IKON OFFICE SOLUTIONS INC IKN 0001192868 ESPE MATTHEW J 1 1 0 0 CEO & Chairman of the Board Common Stock 2006-12-06 4 A 0 33708 16.59 A 328608 D Common Stock 2006-12-06 4 A 0 25000 16.59 A 353608 D Common Stock 1622 I by RSP Trust Common Stock 124004 I by Rabbi Trust Non-Qualified Stock Option (right to buy) 16.59 2006-12-06 5 A 0 106901 A 2007-12-06 2016-12-06 Common Stock 106901 106901 D Deferred Stock Units Common Stock 88859 88859 D Non-Qualified Stock Option (right to buy) 7.75 2003-12-09 2012-12-09 Common Stock 291000 291000 D Non-Qualified Stock Option (right to buy) 9.05 2005-08-28 2012-08-28 Common Stock 300000 300000 D Non-Qualified Stock Option (right to buy) 10.79 2004-12-12 2013-12-12 Common Stock 447100 447100 D Non-Qualified Stock Option (right to buy) 10.83 2006-12-07 2015-12-07 Common Stock 257143 257143 D Non-Qualified Stock Option (right to buy) 10.99 2005-12-08 2014-12-08 Common Stock 258400 258400 D A total of 353,608 of the shares directly held are subject to vesting requirements. Full beneficial ownership of some or all of these shares may not fully vest in reporting person. Restricted stock units ("RSUs") granted pursuant to the Issuer's 2006 Omnibus Equity Compensation Plan. The RSUs are subject to vesting requirements. The RSUs vest at 33-1/3% on December 6, 2009, 33-1/3% on December 6, 2010 and 33-1/3% on December 6, 2011 and have tax withholding and dividend equivalent rights. Restricted Stock Units ("RSU") granted pursuant to the Issuer's 2006 Omnibus Equity Compensation Plan. The RSUs will vest 100% on December 6, 2011 and have tax withholding and dividend equivalent rights. Equivalent shares based on the total Net Asset Value (NAV) of IKON Stock Fund in issuer's 401(k) Plan. Due to market fluctuations in NAV, the number of equivalent shares may increase or decrease from month to month independently of the officer's purchases or sales. Stock option granted pursuant to the terms of the Issuer's 2006 Omnibus Equity Compensation Plan. The stock option vests 1/3 on December 6, 2007, 1/3 on December 6, 2008 and 1/3 on December 6, 2009. Stock Units acquired pursuant to the terms of the issuer's Executive Deferred Compensation Plan ("the Deferred Plan"). The shares subject to the units will be issued to the reporting person in accordance with the terms of the Deferred Plan and the reporting person's Deferred Plan election. Full beneficial ownership of some of these units are subject to vesting requirements and may not fully vest in reporting person. Stock option vests 1/3 per year beginning one year from the date of grant. Stock option vests 150,000 shares on 8/28/2005 and 150,000 shares on 8/28/2007. By: Maryanne Messenger, Power of Attorney For: Matthew J. Espe 2006-12-08 -----END PRIVACY-ENHANCED MESSAGE-----