| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
IKON OFFICE SOLUTIONS INC [ IKN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Date of Earliest Transaction
(Month/Day/Year) 08/02/2004 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 08/02/2004 | M(1) | 19,010 | A | $4.7344 | 28,079 | D | |||
| Common Stock(2) | 08/02/2004 | S(1) | 19,010 | D | $12 | 9,069 | D | |||
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non-Qualified Stock Option (right to buy) | $4.7344 | 08/02/2004 | M(1) | 19,010 | 02/23/2001 | 02/23/2020 | Common Stock | 19,010 | $12 | 0 | D | ||||
| Deferred Stock Units(3) | $0(3) | 08/08/1988(3) | 08/08/1988(3) | Common Stock(3) | 24,058 | 24,058 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $6.3125 | 02/23/2000 | 02/23/2010 | Common Stock | 7,000 | 7,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $7.16 | 02/25/2003 | 02/25/2013 | Common Stock | 12,111 | 12,111 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $9.15 | 06/03/2002 | 06/03/2012 | Common Stock | 5,128 | 5,128 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $9.765 | 02/26/2003 | 02/26/2022 | Common Stock | 3,072 | 3,072 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $11.22 | 02/24/2004 | 02/24/2014 | Common Stock | 5,843 | 5,843 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $12 | 01/22/2000 | 01/22/2019 | Common Stock | 7,500 | 7,500 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $13.02 | 02/26/2002 | 02/26/2012 | Common Stock | 2,333 | 2,333 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $16 | 01/22/1999 | 01/22/2009 | Common Stock | 7,000 | 7,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $18.1406 | 05/08/1999 | 05/08/2018 | Common Stock | 3,163 | 3,163 | D | ||||||||
| Non-Qualified Stock Option (right to buy)(4) | $24.1875 | 05/08/1999 | 05/08/2008 | Common Stock | 26,500 | 26,500 | D | ||||||||
| Explanation of Responses: |
| 1. These transactions were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person. |
| 2. A total of 1,401 of the shares directly held are subject to vesting requirements. Full beneficial ownership of some or all of these shares may not fully vest in reporting person. |
| 3. The deferred stock units were acquired pursuant to the issuer's Amended and Restated 2000 Non-Employee Director's Compensation Plan (the "Plan"). The deferred stock units are to be settled (at a rate of one unit for one share) in the issuer's common stock upon the reporting person's termination or retirement or as otherwise described in the Plan. The 8/8/88 date reflected in column 6 (Table II) is an arbitrary date established by the SEC to support electronic filing. Exempt transaction pursuant to Rule 16b-3(d). |
| 4. A total of 1,500 of these shares vested on 5/8/1998. The remaining 25,000 shares vested at 20% per year beginning 5/8/1999. |
| By: Maryanne Messenger, Power of Attorney For: Judith M. Bell | 08/03/2004 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||