0001225208-18-016361.txt : 20181210 0001225208-18-016361.hdr.sgml : 20181210 20181210151044 ACCESSION NUMBER: 0001225208-18-016361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181206 FILED AS OF DATE: 20181210 DATE AS OF CHANGE: 20181210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross Roger Alan CENTRAL INDEX KEY: 0001651443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06357 FILM NUMBER: 181225985 MAIL ADDRESS: STREET 1: 500 108TH AVENUE NE, SUITE 1500 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTERLINE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000033619 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 132595091 STATE OF INCORPORATION: DE FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: 500 - 108TH AVENUE NE STREET 2: SUITE 1500 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 4254539400 MAIL ADDRESS: STREET 1: 500 - 108TH AVENUE NE STREET 2: SUITE 1500 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: ESTERLINE CORP DATE OF NAME CHANGE: 19910317 FORMER COMPANY: FORMER CONFORMED NAME: BOYAR SCHULTZ INC DATE OF NAME CHANGE: 19671101 4 1 doc4.xml X0306 4 2018-12-06 0000033619 ESTERLINE TECHNOLOGIES CORP ESL 0001651443 Ross Roger Alan 500 108TH AVENUE NE, SUITE 1500 BELLEVUE WA 98004 1 EVP, Pres - Sensors & Systems Common Stock 2018-12-06 4 M 0 7875.0000 78.8700 A 12454.0000 D Common Stock 2018-12-06 4 M 0 3600.0000 79.3100 A 16054.0000 D Common Stock 2018-12-06 4 M 0 2550.0000 71.8500 A 18604.0000 D Common Stock 2018-12-06 4 M 0 1050.0000 92.7500 A 19654.0000 D Common Stock 2018-12-06 4 S 0 14590.0000 121.2900 D 5064.0000 D Employee Stock Option (Right to Buy) 78.8700 2018-12-06 4 M 0 7875.0000 0.0000 D 2016-08-24 2025-08-24 Common Stock 7875.0000 2625.0000 D Employee Stock Option (Right to Buy) 92.7500 2018-12-06 4 M 0 1050.0000 0.0000 D 2018-11-07 2027-11-07 Common Stock 1050.0000 3150.0000 D Employee Stock Option (Right to Buy) 71.8500 2018-12-06 4 M 0 2550.0000 0.0000 D 2017-11-08 2026-11-08 Common Stock 2550.0000 2550.0000 D Employee Stock Option (Right to Buy) 79.3100 2018-12-06 4 M 0 3600.0000 0.0000 D 2016-11-18 2025-11-18 Common Stock 3600.0000 1200.0000 D The price in Column 4 is a weighted average sale price. The prices actually received ranged from $121.21 to $121.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. This option vests and becomes exercisable in four annual increments of 25% each commencing on August 24, 2016. This option vests and becomes exercisable in four annual increments of 25% each commencing on November 7, 2018. This option vests and becomes exercisable in four annual increments of 25% each commencing on November 8, 2017. This option vests and becomes exercisable in four annual increments of 25% each commencing on November 18, 2016. Lori A. Steiner, Attorney in Fact 2018-12-10