0001174947-19-000154.txt : 20190211 0001174947-19-000154.hdr.sgml : 20190211 20190211092243 ACCESSION NUMBER: 0001174947-19-000154 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181207 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINSLEY HOWARD M CENTRAL INDEX KEY: 0001200027 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 19582378 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 4/A 1 ownership.xml X0306 4/A 2018-12-07 2018-12-11 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001200027 PINSLEY HOWARD M 5 LONGWOOD DRIVE SARATOGA SPRINGS NY 12866 1 0 0 0 Stock Option 27.21 2018-12-07 4 A 0 1842 27.21 A 2020-12-07 2028-12-07 Common Stock 1842 11842 D Aggregate grant of stock options made to non-employee directors on December 7, 2018 exceeded limitation under the Issuer's 2017 Stock Option and Restricted Stock Plan. The Issuer's Board of Directors has approved, and the reporting person has consented to a reduction in the number of shares subject to options granted on December 7, 2018. /s/ Howard Pinsley 2019-02-06