0001174947-18-001180.txt : 20180921 0001174947-18-001180.hdr.sgml : 20180921 20180921095718 ACCESSION NUMBER: 0001174947-18-001180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180919 FILED AS OF DATE: 20180921 DATE AS OF CHANGE: 20180921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ONEIL DAVID A CENTRAL INDEX KEY: 0001196650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 181080703 MAIL ADDRESS: STREET 1: 14 BRIDGET CIRCLE CITY: COHOES STATE: NY ZIP: 12047 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2018-09-19 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001196650 ONEIL DAVID A 14 BRIDGET CIRCLE COHOES NY 12047 1 1 0 0 Executive VP/CFO/Director Common Stock - $.33 1/3 par value 14743 I ESOP Trust Common Stock - $.33 1/3 par value 2018-09-19 4 M 0 222 17.09 A 10222 D Common Stock - $.33 1/3 par value 2018-09-19 4 S 0 100 31.50 D 10122 D Common Stock - $.33 1/3 par value 2018-09-19 4 S 0 100 31.55 D 10022 D Common Stock - $.33 1/3 par value 2018-09-19 4 S 0 15 31.70 D 10007 D Common Stock - $.33 1/3 par value 2018-09-19 4 S 0 7 31.52 D 10000 D Common Stock - $.33 1/3 par value 2018-09-20 4 M 0 1778 17.09 A 11778 D Common Stock - $.33 1/3 par value 2018-09-20 4 S 0 1778 32.1188 D 10000 D Stock Option 17.09 2018-09-19 4 M 0 222 17.09 D 2011-02-19 2019-02-19 Common Stock 222 16953 D Stock Option 17.09 2018-09-20 4 M 0 778 17.09 D 2011-02-19 2019-02-19 Common Stock 1778 15175 D Since the date of the reporting person's last ownership report, the reporting person received an allocation of 528 shares /s/ David O'Neil 2018-09-19