0001174947-17-001837.txt : 20171229 0001174947-17-001837.hdr.sgml : 20171229 20171229130715 ACCESSION NUMBER: 0001174947-17-001837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINSLEY BARRY CENTRAL INDEX KEY: 0001073046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 171280982 MAIL ADDRESS: STREET 1: 6101 PELICAN BAY BLVD. CITY: NAPLES STATE: FL ZIP: 34108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 4 1 formfour.xml OWNERSHIP DOCUMENT X0306 4 2017-12-27 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001073046 PINSLEY BARRY 6101 PELICAN BAY BLVD. NAPLES FL 34108 1 0 0 0 Common Stock - $.33 1/3 par value 52262 D Stock Option 21.75 2017-12-27 4 A 0 2000 21.75 A 2019-10-10 2027-10-10 Common Stock 2000 14400 D The option grant was approved by the Corporation's Board of Directors on October 10, 2017, subject to shareholder approval of the plan under which the option was granted, the filing of a registration statement on Form S-8 with the Securities and Exchange Commission, and the approval of an additional listing application by the NYSE MKT. The Corporation's shareholders approved the plan on December 1, 2017, the registration statement on Form S-8 was filed with the SEC on December 4, 2017, and the NYSE MKT approved the application on December 27, 2017. /s/ Barry Pinsley 2017-12-27