0000914317-12-001312.txt : 20120910 0000914317-12-001312.hdr.sgml : 20120910 20120910125055 ACCESSION NUMBER: 0000914317-12-001312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120906 FILED AS OF DATE: 20120910 DATE AS OF CHANGE: 20120910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Pierre Mark Francis CENTRAL INDEX KEY: 0001469113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 121082477 MAIL ADDRESS: STREET 1: 13 SECLUDED RIDGE CITY: SOUTHWICK STATE: MA ZIP: 01077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 4 1 formfour-125361_ms.xml X0306 4 2012-09-06 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001469113 St Pierre Mark Francis 6 CANOPY LANE BALLSTON LAKE NY 12019 1 1 0 0 President/CEO Common Stock - $.33 1/3 par value 2012-09-06 4 P 0 150 26.21 A 350 D Common Stock - $.33 1/3 par value 1610 D Stock Option 15.95 2011-08-03 2019-08-03 Common Stock 2500 0 D Stock Option 19.20 2012-08-19 2020-08-19 Common Stock 4000 0 D Stock Option 25.10 2013-08-26 2021-08-26 Common Stock 4000 0 D Stock Option 25.18 2014-06-01 2022-06-01 Common Stock 4000 14500 D IRA Account ESOP Trust. The total number of shares includes shares which have been allocated to the Reporting Person's account in the Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust since 6/1/2012 the date the Reporting Person's last filed Form 4. /s/ Mark F. St. Pierre 2012-09-10