0000914317-11-001091.txt : 20110811 0000914317-11-001091.hdr.sgml : 20110811 20110811140315 ACCESSION NUMBER: 0000914317-11-001091 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINSLEY HOWARD M CENTRAL INDEX KEY: 0001200027 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 111027116 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 5 1 form5-117567_hpex.xml 5 X0304 5 2011-06-30 0 0 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001200027 PINSLEY HOWARD M 5 LONGWOOD DRIVE SARATOGA SPRINGS NY 12866 1 1 0 0 Chairman of the Board Common Stock - $.33 1/3 par value 32345 I ESOP Trust Common Stock - $.33 1/3 par value 2011-09-13 5 J 0 300 20.70 D 68718 D Stock Option 17.36 2007-10-13 2015-10-13 Common Stock 4000 0 D Stock Option 17.80 2008-05-19 2016-05-19 Common Stock 4000 0 D Stock Option 18.29 2009-02-21 2017-02-21 Common Stock 4000 0 D Stock Option 21.54 2010-05-23 2018-05-23 Common Stock 4000 0 D Stock Option 17.09 2011-02-20 2019-02-20 Common Stock 4000 0 D Stock Option 19.20 2012-08-19 2020-08-19 Common Stock 1600 21600 D J - Sale from IRA not previously reported. /s/ Howard Pinsley 2011-08-10