0001415889-24-012887.txt : 20240510 0001415889-24-012887.hdr.sgml : 20240510 20240510170018 ACCESSION NUMBER: 0001415889-24-012887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240508 FILED AS OF DATE: 20240510 DATE AS OF CHANGE: 20240510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baalmann Richard Fenton JR CENTRAL INDEX KEY: 0001356214 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 24935831 MAIL ADDRESS: STREET 1: 11634 SERAMA DRIVE CITY: ST LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 form4-05102024_050505.xml X0508 4 2024-05-08 0000033488 ESCALADE INC ESCA 0001356214 Baalmann Richard Fenton JR 11634 SERAMA DRIVE ST. LOUIS MO 63131 true false false false 0 Common Stock 2024-05-10 4 M 0 2650 A 110394 D Restricted Stock Units 2024-05-08 4 A 0 4300 0 A 2026-05-08 Common Stock 4300 4300 D Restricted Stock Units 2024-05-10 4 M 0 2650 0 D 2025-05-10 Common Stock 2650 2650 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 8, 2025 and one half on May 8, 2026, provided that the reporting person remains a director of Escalade. On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested and settled on May 10, 2024 as reported on this Form 4. The remaining 2,650 RSUs will vest on May 10, 2025, provided that the reporting person remains a director of Escalade. /s/ RICHARD F. BAALMANN, JR. 2024-05-10