0001415889-23-004322.txt : 20230306 0001415889-23-004322.hdr.sgml : 20230306 20230306165420 ACCESSION NUMBER: 0001415889-23-004322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glazer Walter P. Jr. CENTRAL INDEX KEY: 0001640328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 23709639 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 form4-03062023_090312.xml X0306 4 2023-03-02 0000033488 ESCALADE INC ESCA 0001640328 Glazer Walter P. Jr. 817 MAXWELL AVENUE EVANSVILLE IN 47711 true true false false CEO & PRESIDENT Common Stock 2023-03-02 4 M 0 25000 A 334013 D Common Stock 2023-03-03 4 A 0 22079 12.78 A 356092 D Common Stock 2023-03-04 4 M 0 1667 A 357759 D Common Stock 8500 I Shares held by spouse Restricted Stock Units 2023-03-02 4 M 0 25000 0 D 2025-03-02 Common Stock 25000 50000 D Restricted Stock Units 2023-03-04 4 M 0 1667 0 D 2023-03-04 Common Stock 1667 0 D Restricted Stock Units 2023-03-03 4 A 0 83310 0 A 2026-03-03 Common Stock 83310 83310 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. The grant of ESCA common stock is in lieu of cash payment of the 2022 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which 25,000 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 50,000 RSUs will vest one half on March 2, 2024 and one half on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. On March 3, 2022, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. /s/ WALTER P. GLAZER, JR. 2023-03-06