0001415889-23-004322.txt : 20230306
0001415889-23-004322.hdr.sgml : 20230306
20230306165420
ACCESSION NUMBER: 0001415889-23-004322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230302
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glazer Walter P. Jr.
CENTRAL INDEX KEY: 0001640328
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06966
FILM NUMBER: 23709639
MAIL ADDRESS:
STREET 1: 817 MAXWELL AVENUE
CITY: EVANSVILLE
STATE: IN
ZIP: 47711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESCALADE INC
CENTRAL INDEX KEY: 0000033488
STANDARD INDUSTRIAL CLASSIFICATION: [3949]
IRS NUMBER: 132739290
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 817 MAXWELL AVE.
CITY: EVANSVILLE
STATE: IN
ZIP: 47711
BUSINESS PHONE: 812-467-4449
MAIL ADDRESS:
STREET 1: 817 MAXWELL AVE.
CITY: EVANSVILLE
STATE: IN
ZIP: 47711
FORMER COMPANY:
FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP
DATE OF NAME CHANGE: 19820310
FORMER COMPANY:
FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC
DATE OF NAME CHANGE: 19720306
FORMER COMPANY:
FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO
DATE OF NAME CHANGE: 19710504
4
1
form4-03062023_090312.xml
X0306
4
2023-03-02
0000033488
ESCALADE INC
ESCA
0001640328
Glazer Walter P. Jr.
817 MAXWELL AVENUE
EVANSVILLE
IN
47711
true
true
false
false
CEO & PRESIDENT
Common Stock
2023-03-02
4
M
0
25000
A
334013
D
Common Stock
2023-03-03
4
A
0
22079
12.78
A
356092
D
Common Stock
2023-03-04
4
M
0
1667
A
357759
D
Common Stock
8500
I
Shares held by spouse
Restricted Stock Units
2023-03-02
4
M
0
25000
0
D
2025-03-02
Common Stock
25000
50000
D
Restricted Stock Units
2023-03-04
4
M
0
1667
0
D
2023-03-04
Common Stock
1667
0
D
Restricted Stock Units
2023-03-03
4
A
0
83310
0
A
2026-03-03
Common Stock
83310
83310
D
Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
The grant of ESCA common stock is in lieu of cash payment of the 2022 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.
Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which 25,000 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 50,000 RSUs will vest one half on March 2, 2024 and one half on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
On March 3, 2022, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
/s/ WALTER P. GLAZER, JR.
2023-03-06