0001415889-22-002752.txt : 20220308 0001415889-22-002752.hdr.sgml : 20220308 20220308163018 ACCESSION NUMBER: 0001415889-22-002752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220306 FILED AS OF DATE: 20220308 DATE AS OF CHANGE: 20220308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wawrin Stephen CENTRAL INDEX KEY: 0001626624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 22722113 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 form4-03082022_040301.xml X0306 4 2022-03-06 0000033488 ESCALADE INC ESCA 0001626624 Wawrin Stephen 817 MAXWELL AVENUE EVANSVILLE IN 47711 false true false false CHIEF FINANCIAL OFFICER Common Stock 2022-03-06 4 M 0 4800 A 34498 D Common Stock 2022-03-08 4 M 0 1368 A 35866 D Restricted Stock Units 2022-03-06 4 M 0 4800 0 D 2022-03-06 Common Stock 4800 0 D Restricted Stock Units 2022-03-08 4 M 0 1368 0 D 2022-03-08 Common Stock 1368 0 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). On March 6, 2019, the reporting person was granted 4,800 RSUs pursuant to the Escalade 2017 Plan, which RSUs vested and settled in full on March 6, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. All RSUs settle in shares of ESCA common stock. On March 8, 2018, the reporting person was granted 4,100 RSUs pursuant to the Escalade 2017 Plan, of which 1,368 RSUs vested and settled on March 8, 2022, as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. As previously reported, 1,366 RSUs vested and settled on each of March 8, 2020 and March 8, 2021. All RSUs settle in shares of ESCA common stock. /s/ STEPHEN WAWRIN 2022-03-08