0001415889-22-002574.txt : 20220304 0001415889-22-002574.hdr.sgml : 20220304 20220304175139 ACCESSION NUMBER: 0001415889-22-002574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wawrin Stephen CENTRAL INDEX KEY: 0001626624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 22715535 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 form4-03042022_020327.xml X0306 4 2022-03-02 0000033488 ESCALADE INC ESCA 0001626624 Wawrin Stephen 817 MAXWELL AVENUE EVANSVILLE IN 47711 false true false false CHIEF FINANCIAL OFFICER Common Stock 2022-03-04 4 M 0 3667 A 28667 D Common Stock 2022-03-04 4 M 0 1031 A 29698 D Restricted Stock Units 2022-03-02 4 A 0 7500 0 A 2025-03-02 Common Stock 7500 7500 D Restricted Stock Units 2022-03-04 4 M 0 3667 0 D 2023-03-04 Common Stock 3667 3667 D Restricted Stock Units 2022-03-04 4 M 0 1031 0 D 2024-03-04 Common Stock 1031 2064 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer of Escalade. On March 4, 2020, the reporting person was granted 11,000 RSUs pursuant to the Escalade 2017 Plan, of which 3,666 RSUs vested and settled on March 4, 2021. An additional 3,667 RSUs vested and settled on March 4, 2022, as reported on this Form 4. The remaining 3,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as reported in this Form 4. One half of the remaining 2,064 RSUs will vest and settle on March 4, 2023 and the other half will vest and settle on March 4, 2024, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. /s/ STEPHEN WAWRIN 2022-03-04