0001179110-21-002564.txt : 20210302 0001179110-21-002564.hdr.sgml : 20210302 20210302195202 ACCESSION NUMBER: 0001179110-21-002564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wawrin Stephen CENTRAL INDEX KEY: 0001626624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 21706345 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 edgar.xml FORM 4 - X0306 4 2021-03-02 0 0000033488 ESCALADE INC ESCA 0001626624 Wawrin Stephen 817 MAXWELL AVENUE EVANSVILLE IN 47711 0 1 0 0 Chief Financial Officer Common Stock 2021-03-02 4 M 0 1367 A 21316 D Restricted Stock Units 2021-03-02 4 M 0 1367 0 D 2021-03-02 Common Stock 1367 0 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. On March 2, 2017, the reporting person was granted 4,100 RSUs, subject to vesting in one third increments on each of March 2, 2019, March 2, 2020, and March 2, 2021, if (1) the reporting person remained employed by Escalade on the applicable vesting date, and (2) certain market performance conditions established by the Compensation Committee of the Escalade Board of Directors were satisfied. The reporting person has been continuously employed by Escalade through March 2, 2021 and the market performance conditions were satisfied as of August 12, 2020. Two thirds (2,733) of the RSUs previously vested and settled as reported in a Form 4 filed on August 13, 2020. This Form 4 reports the vesting and settlement of the remaining 1,367 RSUs on March 2, 2021. /s/STEPHEN WAWRIN 2021-03-02