0001179110-20-007785.txt : 20200625 0001179110-20-007785.hdr.sgml : 20200625 20200625214826 ACCESSION NUMBER: 0001179110-20-007785 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200623 FILED AS OF DATE: 20200625 DATE AS OF CHANGE: 20200625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin Patrick J CENTRAL INDEX KEY: 0001463197 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 20991011 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2020-06-23 2020-06-25 0 0000033488 ESCALADE INC ESCA 0001463197 Griffin Patrick J 817 MAXWELL AVENUE EVANSVILLE IN 47711 1 1 1 0 Vice President Common Stock 2020-06-23 5 G 0 E 2000 0 D 519334.229 D Common Stock 2020-06-23 5 G 0 E 2000 0 A 2000 I By adult son Common Stock 2020-06-23 4 P 0 4 12.25 A 1313014 I Family Limited Partnership Common Stock 2020-06-24 4 P 0 13722 12.709 A 1326736 I Family Limited Partnership On June 23, 2020, Mr. Griffin gifted 2,000 shares to his adult son, who shares the same household. Mr. Griffin disclaims beneficial ownership of the shares held by his adult son, and this report should not be considered an admission that Mr. Griffin is the beneficial owner of his son's shares for purposes of Section 16 or any other purpose. The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.91 per share. The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes. Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Robert E. Griffin, his father, which shares are also included by Mr. Robert E. Griffin on his Section 16 reports. The original filing of the Form 4 to which this Amendment relates was based on incomplete information. This Amendment (1) updates the number of shares purchased on June 24, 2020, the weighted average price and the range in which shares were purchased, and (2) includes the purchase of four shares on June 23, 2020, that was inadvertently omitted in the original filing. /s/PATRICK J. GRIFFIN 2020-06-25