0001179110-20-006063.txt : 20200514 0001179110-20-006063.hdr.sgml : 20200514 20200514194900 ACCESSION NUMBER: 0001179110-20-006063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200513 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE RICHARD CENTRAL INDEX KEY: 0001195859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 20880031 MAIL ADDRESS: STREET 1: C/O ESCALADE INCORPORATED STREET 2: 817 MAXWELL AVE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 edgar.xml FORM 4 - X0306 4 2020-05-13 1 0000033488 ESCALADE INC ESCA 0001195859 WHITE RICHARD 817 MAXWELL AVENUE EVANSVILLE IN 47717 1 0 0 0 Common Stock 2020-05-13 4 M 0 1425 A 156621 D Common Stock 2020-05-13 4 M 0 5000 A 161621 D Common Stock 2180 I As trustee for Elizabeth White 2015 Trust Common Stock 2180 I As trustee for Alexandra White 2015 Trust Restricted Stock Units 2020-05-13 4 M 0 1425 0 D Common Stock 1425 0 D Restricted Stock Units 2020-05-13 4 M 0 5000 0 D Common Stock 5000 0 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020, as previously reported. The remaining 1,425 RSUs vested and settled immediately prior to the reporting person's retirement as a director of Escalade on May 13, 2020, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock. On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, as previously reported. All 5,000 RSUs vested and settled immediately prior to the reporting person's retirement as a director of Escalade on May 13, 2020, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock. /s/RICHARD D. WHITE 2020-05-14