0001179110-20-005222.txt : 20200428 0001179110-20-005222.hdr.sgml : 20200428 20200428210241 ACCESSION NUMBER: 0001179110-20-005222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200427 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sincerbeaux Scott J CENTRAL INDEX KEY: 0001810183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 20826987 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 edgar.xml FORM 4 - X0306 4 2020-04-27 0 0000033488 ESCALADE INC ESCA 0001810183 Sincerbeaux Scott J 817 MAXWELL AVENUE EVANSVILLE IN 47711 0 1 0 0 CEO & President Common Stock 2020-04-27 4 M 0 35000 0 A 35000 D Restricted Stock Units 2020-04-27 4 M 0 45669 0 A 2023-03-04 Common Stock 45669 45669 D On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade, Incorporated ("Escalade") common stock upon his commencement of employment with Escalade. The restricted shares were granted under the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Subject to the reporting person's continued employment with Escalade, the restrictions will lapse 40% on April 27, 2021, 30% on April 27, 2022, and 30% on April 27, 2023. . Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. On April 27, 2020, the reporting person was granted 45,669 RSUs under the Plan, of which 60% will vest upon continued employment in one third increments on each of March 4, 2021, March 4, 2022, and March 4, 2023, and 40% will vest upon continued employment and the satisfaction of certain performance targets in one third increments on those same dates. The performance targets have been established by the Compensation Committee of Escalade's Board of Directors. /s/SCOTT J. SINCERBEAUX 2020-04-28