0001179110-20-005137.txt : 20200427 0001179110-20-005137.hdr.sgml : 20200427 20200427170133 ACCESSION NUMBER: 0001179110-20-005137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200424 FILED AS OF DATE: 20200427 DATE AS OF CHANGE: 20200427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fetherman David L. CENTRAL INDEX KEY: 0001660416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 20820962 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 edgar.xml FORM 4 - X0306 4 2020-04-24 0 0000033488 ESCALADE INC ESCA 0001660416 Fetherman David L. 817 MAXWELL AVENUE EVANSVILLE IN 47711 1 1 0 0 Chief Executive Officer Common Stock 2020-04-24 4 M 0 5832 A 113584 D Restricted Stock Units 2020-04-24 4 M 0 1166 0 D 2022-03-08 Common Stock 1166 4668 D Restricted Stock Units 2020-04-24 4 M 0 4666 0 D 2021-03-02 Common Stock 4666 2334 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. On March 8, 2018, the reporting person was granted 7,000 RSUs, one sixth (1,166) of which vested and settled on April 24,2020 as reported in this Form 4 upon the reporting person's retirement, and 1,166 of which vested and settled on March 8, 2020 as previously reported. The remaining 4,668 RSUs will vest 2,334 on March 8, 2021, and 2,334 on March 8, 2022, provided that the reporting person is still an Escalade employee or consultant on the applicable vesting date. On March 2, 2017, the reporting person was granted 7,000 RSUs, two thirds (4,666) of which vested and settled on April 24,2020 as reported in this Form 4 upon the reporting person's retirement. The remaining 2,334 RSUs will vest on March 2, 2021, provided that the reporting person is still an Escalade employee or consultant on the applicable vesting date. /s/DAVID L. FETHERMAN 2020-04-27