0001179110-20-003361.txt : 20200309 0001179110-20-003361.hdr.sgml : 20200309 20200309202017 ACCESSION NUMBER: 0001179110-20-003361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200309 DATE AS OF CHANGE: 20200309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baalmann Richard Fenton JR CENTRAL INDEX KEY: 0001356214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 20699627 MAIL ADDRESS: STREET 1: 11634 SERAMA DRIVE CITY: ST LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 edgar.xml FORM 4 - X0306 4 2020-03-06 0 0000033488 ESCALADE INC ESCA 0001356214 Baalmann Richard Fenton JR 11634 SERAMA DRIVE ST. LOUIS MO 63131 1 0 0 0 Common Stock 2020-03-06 4 M 0 1425 A 94526 D Common Stock 2020-03-08 4 M 0 1425 A 95951 D Restricted Stock Units 2020-03-06 4 M 0 1425 0 D Common Stock 1425 1425 D Restricted Stock Units 2020-03-08 4 M 0 1425 0 D Common Stock 1425 0 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020, as reported in this Form 4. The remaining 1,425 RSUs will vest and settle on March 6, 2021, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs were settled in shares of ESCA common stock. On March 8, 2018, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 8, 2019, as previously reported. The remaining 1,425 RSUs vested and settled on March 8, 2020, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock. /s/RICHARD F. BAALMANN, JR. 2020-03-09