0001179110-20-003253.txt : 20200306 0001179110-20-003253.hdr.sgml : 20200306 20200306175845 ACCESSION NUMBER: 0001179110-20-003253 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200304 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baalmann Richard Fenton JR CENTRAL INDEX KEY: 0001356214 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 20696033 MAIL ADDRESS: STREET 1: 11634 SERAMA DRIVE CITY: ST LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2020-03-04 2020-03-05 0 0000033488 ESCALADE INC ESCA 0001356214 Baalmann Richard Fenton JR 11634 SERAMA DRIVE ST. LOUIS MO 63131 1 0 0 0 Restricted Stock Units 2020-03-04 4 A 0 5000 0 A 2022-03-04 Common Stock 5000 5000 D Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on March 4, 2021 and one-half on March 4, 2022, provided that the reporting person remains a director of Escalade as of such vesting date. This amendment is being filed solely for the purpose of correcting a scrivener error in this item. The correct number is "5,000" as shown herein, and not "3,000" as was inadvertently entered in the original filing. /s/RICHARD F. BAALMANN, JR. 2020-03-06