0001179110-20-002515.txt : 20200227 0001179110-20-002515.hdr.sgml : 20200227 20200227200826 ACCESSION NUMBER: 0001179110-20-002515 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200226 FILED AS OF DATE: 20200227 DATE AS OF CHANGE: 20200227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wawrin Stephen CENTRAL INDEX KEY: 0001626624 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 20665081 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2020-02-26 2020-02-27 0 0000033488 ESCALADE INC ESCA 0001626624 Wawrin Stephen 817 MAXWELL AVENUE EVANSVILLE IN 47711 0 1 0 0 Chief Financial Officer Common Stock 2020-02-26 4 M 0 1367 A 15850 D Restricted Stock Units 2020-02-26 4 M 0 1367 0 D Common Stock 1367 0 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan"). On February 26, 2016, Mr. Wawrin was granted 4,100 RSUs pursuant to the Escalade 2007 Plan. As previously reported, 1,366 RSUs vested and settled on June 26, 2018 and another 1,367 RSUs vested and settled on February 26, 2019. The remaining 1,367 RSUs vested and settled on February 26, 2020 as reported in this Form 4. Vesting for all 4,100 RSUs was subject to his continued employment and to ESCA common stock achieving certain market performance tests, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock. This Amendment is being filed to correct a scrivener error in the original footnote 3. The next to last sentence of that footnote has been corrected to reflect that the total number of RSUs originally granted on February 26, 2016 was 4,100 RSUs. /s/STEPHEN WAWRIN 2020-02-27