-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, VRWXWmYQ3nKzRG2yJDnyJ0tMtgEMXbT1eP0bMRhoYdcDKGxAPCB4ojOiwqn3WL1+ kEUVb+kuRbCOU+9tHPqSTg== 0000003327-94-000014.txt : 19940210 0000003327-94-000014.hdr.sgml : 19940210 ACCESSION NUMBER: 0000003327-94-000014 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: 2844 IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-10375 FILM NUMBER: 94505404 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503000 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAVIN LEONARD H /IL/ CENTRAL INDEX KEY: 0000917992 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 SC 13G/A 1 ALBERTO-CULVER COMPANY 13G/A FOR LEONARD H. LAVIN OMB APPROVAL OMB Number 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* ALBERTO-CULVER COMPANY (Name of Issuer) CLASS A COMMON STOCK, $.22 par value per share (Title of Class of Securities) 016068101 (CUSIP Number) Check the following box if a fee is being paid with the statement . (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 016068101 13G 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LEONARD H. LAVIN 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 2,143,082** 6 SHARED VOTING POWER 115,044** 7 SOLE DISPOSITIVE POWER 2,143,082** 8 SHARED DISPOSITIVE POWER 115,044** 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,258,126** 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Excluded are 228,764 shares of Class A Common Stock and 1,522,970 shares of Class B Common Stock held in the name of the Reporting Person's spouse as trustee of a trust for her benefit or as trustee or co-trustee of trusts for the benefit of their adult children and grandchildren. The Reporting Person disclaims beneficial ownership of such shares. X 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9). 17.3%** 12 TYPE OF REPORTING PERSON * IN * SEE INSTRUCTIONS BEFORE FILLING OUT! ** Includes shares of the Issuer's Class B common stock, $.22 par value (the "Class B Common Stock") which are immediately convertible at the holder's option into shares of Class A Common Stock. CUSIP No. 016068101 SCHEDULE 13G ONLY THOSE ITEMS AMENDED ARE REPORTED HEREIN. Item 4. Ownership. (a) Amount Beneficially Owned: 2,258,126 shares (b) Percentage of Class: 17.3% (c) Number of shares as to which such person has: (i) Sole power to vote: 2,143,0821 shares (ii) Shared power to vote: 115,0442 shares (iii) Sole power to dispose: 2,143,0821 shares (iv) Shared power to dispose: 115,0442 shares 1 Includes 1,548,230 shares of Class B Common Stock held by the Reporting Person as trustee of a trust for his benefit. The shares of Class B Common Stock are immediately convertible at the holder's option into shares of Class A Common Stock. Does not include 228,764 shares of Class A Common Stock and 1,522,970 shares of Class B Common Stock held in the name of the Reporting Person's spouse as trustee of a trust for her benefit or as trustee or co- trustee of trusts for the benefit of their adult children and grandchildren. The Reporting Person disclaims beneficial ownership of such shares. 2 Held in the name of Lavin Family Foundation, a charitable foundation of which the Reporting Person is the President and a Director. CUSIP No. 016068101 SCHEDULE 13G SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 28, 1994 Signature: /s/ Leonard H. Lavin Leonard H. Lavin OMB APPROVAL OMB Number 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* ALBERTO-CULVER COMPANY (Name of Issuer) CLASS B COMMON STOCK, $.22 par value per share (Title of Class of Securities) 013068101 (CUSIP Number) Check the following box if a fee is being paid with the statement . (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 013068101 13G 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LEONARD H. LAVIN 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 1,548,230 shares Class B Common Stock** 6 SHARED VOTING POWER 12,000 shares Class B Common Stock** 7 SOLE DISPOSITIVE POWER 1,548,230 shares Class B Common Stock** 8 SHARED DISPOSITIVE POWER 12,000 shares Class B Common Stock** 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,560,230 shares Class B Common Stock** 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Excluded are 1,522,970 shares of Class B Common Stock and 228,764 shares of Class A Common Stock held in the name of the Reporting Person's spouse as trustee of a trust for her benefit or as trustee or co-trustee of trusts for the benefit of their adult children and grandchildren. The Reporting Person disclaims beneficial ownership of such shares. X 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9). 9.3%** 12 TYPE OF REPORTING PERSON * IN * SEE INSTRUCTIONS BEFORE FILLING OUT! ** Does not include shares of the Issuer's Class A common stock, $.22 par value (the "Class A Common Stock") which are convertible by the Issuer into shares of Class B Common Stock. CUSIP No. 013068101 SCHEDULE 13G ONLY THOSE ITEMS AMENDED ARE REPORTED HEREIN. Item 4. Ownership. (a) Amount Beneficially Owned: 1,560,230 shares of Class B Common Stock (b) Percentage of Class: 9.3% (c) Number of shares as to which such person has: (i) Sole power to vote: 1,548,2301 shares of Class B Common Stock (ii) Shared power to vote: 12,0002 shares of Class B Common Stock (iii) Sole power to dispose: 1,548,2301 shares of Class B Common Stock (iv) Shared power to dispose: 12,0002 shares of Class B Common Stock 1 Does not include 594,852 shares of Class A Common Stock held by the Reporting Person as trustee of a trust for his benefit which are convertible by the Issuer into shares of Class B Common Stock. Also does not include 1,522,970 shares of Class B Common Stock and 228,764 shares of Class A Common Stock held in the name of the Reporting Person's spouse as trustee of a trust for her benefit and as trustee or co- trustee of trusts for the benefit of their adult children and grandchildren. The Reporting Person disclaims beneficial ownership of such shares. 2 Held in the name of Lavin Family Foundation, a charitable foundation of which the Reporting Person is the President and a Director. Does not include 103,044 shares of Class A Common Stock held by Lavin Family Foundation which are convertible by the Issuer into shares of Class B Common Stock. CUSIP No. 013068101 SCHEDULE 13G SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 28, 1994 Signature: /s/ Leonard H. Lavin Leonard H. Lavin -----END PRIVACY-ENHANCED MESSAGE-----