-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RophCev7XWjGvuwqKQ9gM1BGJM9yQSNi9VAT6ZZDYe0U2p1bcVaIiRRK8uKvdoIs /y/bPMmNpRPDC/7J7vf2sA== 0000003327-03-000139.txt : 20031024 0000003327-03-000139.hdr.sgml : 20031024 20031024121401 ACCESSION NUMBER: 0000003327-03-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031022 FILED AS OF DATE: 20031024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK HOWARD B CENTRAL INDEX KEY: 0001027733 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05050 FILM NUMBER: 03955768 BUSINESS ADDRESS: STREET 1: 1100 N WOOD DALE RD CITY: WOOD DALE STATE: IL ZIP: 60191 BUSINESS PHONE: 8474393939 MAIL ADDRESS: STREET 1: 1100 N WOOD DALE RD CITY: WOOD DALE STATE: IL ZIP: 60191 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-22 0000003327 ALBERTO CULVER CO ACV ACVA 0001027733 BERNICK HOWARD B C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1100Pres.and Chief Exec OfficerClass A Common Stock2003-10-224C0100200D0IFN6Class A Common Stock2003-10-224C018500D0IFN10Class A Common Stock2003-10-224C041040D0IFN11Class A Common Stock2003-10-224C039048D0IFN1Class A Common Stock2003-10-224C064D0IFN14Class A Common Stock2003-10-224C05704D0IFN7Class A Common Stock2003-10-224C0477291 D0DClass A Common Stock2003-10-224C0314405D0IFN13Class A Common Stock2003-10-224C0361809D0IFN4Class A Common Stock2003-10-224C026536D0IFN12Class B Common Stock482562IFN5Class B Common Stock2003-10-224C0477291A565973DClass B Common Stock2003-10-224J02921076A3021076IFN4Class B Common Stock2003-10-224C0361809A3382885IFN4Class B Common Stock11699IFN8Class B Common Stock8455IFN9Class B Common Stock2003-10-224C0314405A418881IFN13~~Class B Common Stock1026982IFN3~~Class B Common Stock2003-10-224J01460538D1402687IFN14Class B Common Stock2003-10-224C064A1402751IFN14Class B Common Stock2003-10-224J01460538D1184566IFN7Class B Common Stock2003-10-224C05704A1190270IFN7Class B Common Stock1262331IFN2 Class B Common Stock2003-10-224C0100200A100200IFN6 Class B Common Stock2003-10-224C018500A18500IFN10 Class B Common Stock2003-10-224C041040A41040IFN11 Class B Common Stock2003-10-224C039048A39048IFN1 Class B Common Stock2003-10-224C026536A26536IFN12 Held by the undersigned's s pouse as trustee of a trust dated 3/21/00 for the benefit of their son.***Held by the undersigned's spouse as co-trustee of a trust dated 9/18/01 for her benefit.***Held by the undersigned's spouse as trustee of a trust dated 10/31/98 for the benefit of her sister.***Held by the undersigned's spouse as trustee of a trust dated 4/17/02 for her benefit.***Held by the undersigned's spouse as co-trustee of a trust dated 9/15/93 for her benefit.***Held by the undersigned's spouse as co-trustee of a trust dated 10/20/72 for her benefit.***Held by the undersigned's spouse as co-trustee of a trust dated 12/18/87 for the benefit of her father.***Held by the undersigned as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan.Held by the undersigned's spouse as a parti cipant in the Alberto-Culver Company Employees' Profit Sharing Plan.***Held by the undersigned as one of three co-trustees of a trust dated 7/7/97 for the benefit of their children.***Held by the undersigned's spouse as trustee of a trust dated 3/7/99 for the benefit of their son.***Held by the undersigned's spouse as trustee of a trust dated 3/25/03 for the benefit of their daughter.***Held by the undersigned's spouse as trustee of a trust dated 4/23/93 for her benefit.***Held by the undersigned's spouse as co-trustee of a trust dated 12/18/87 for the benefit of her mother.***Transferred by the undersigned's spouse as co-trustee of a trust dated 12/18/87 for the benefit of her mother to a limited partnership to which the undersigned's spouse, in her capacity as trustee of a trust dated 4/17/02 for her benefit, is the general partn er. This transfer occurred contemporaneous with the conversion described in Footnote 18 below and the transfers described in Footnotes 16 and 17 below.Transferred by the undersigned's spouse as co-trustee of a trust dated 12/18/87 for the benefit of her father to a limited partnership to which the undersigned's spouse, in her capacity as trustee of a trust dated 4/17/02 for her benefit, is the general partner. This transfer occurrred contemporaneous with the conversion described in Footnote 18 below and the transfers described in Footnotes 15 and 17.Transferred by the undersigned's spouse as co-trustee of trusts dated 12/18/87, one for the benefit of her mother and one for the benefit of her father, to a limited partnership to which the undersigned's spouse, in her capacity as trustee of a trust dated 4/17/02 for her benefit, is the general partner. This transfer occurred contemporaneous with the conversion described in Footnote 18 below and the transfers described in Footnotes 15 and 16 above.On October 22, 2003, the Board of Directors of Alberto-Culver Company (the "Company") approved the conversion of all of the issued shares of Class A Common Stock on a one-share-for-one-share basis into Class B Common Stock in accordance with the terms of the Company's Certificate of Incorporation (the "Conversion"). The Conversion occurred contemporaneous with the transfers described in Footnotes 15, 16, and 17 above. ***The filing of this report shall not be deemed an admission by the undersigned that he is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. /Howard B. Bernick/2003-10-23 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~