EX-99.7 5 h09336exv99w7.txt LATEST REPORT OF CONDITION OF DEUTSCHE BANK TRUST EXHIBIT 7 DEUTSCHE BANK TRUST COMPANY AMERICAS FFIEC 031 ------------------------------------ Legal Title of Bank RC-1 NEW YORK ------------------------------------ City 12 NY 10019 ------------------------------------ State Zip Code FDIC Certificate Number - 00623 CONSOLIDATED REPORT OF CONDITION FOR INSURED COMMERCIAL AND STATE-CHARTERED SAVINGS BANKS FOR JUNE 30, 2003 All schedules are to be reported in thousands of dollars. Unless otherwise indicated, reported the amount outstanding as of the last business day of the quarter. SCHEDULE RC--BALANCE SHEET
Dollar Amounts in Thousands RCFD ----------------------------------------------------------------------------------------------------------------------------------- ASSETS //////////////////////////// 1. Cash and balances due from depository institutions (from Schedule RC-A): //////////////////////////// a. Noninterest-bearing balances and currency and coin(1) ........................ 0081 2,309,000 1.a b. Interest-bearing balances(2) ................................................. 0071 285,000 1.b 2. Securities: //////////////////////////// a. Held-to-maturity securities (from Schedule RC-B, column A) ................... 1754 0 2.a b. Available-for-sale securities (from Schedule RC-B, column D) ................. 1773 90,000 2.b 3. Federal funds sold and securities purchased under agreements to resell .......... RCON 3. a. Federal funds sold in domestic offices ....................................... B987 1,119,000 3.a RCFD b. Securities purchased under agreements to resell (3) .......................... B989 8,540,000 3.b 4. Loans and lease financing receivables (from Schedule RC-C): //////////////////////////// a. Loans and leases held for sale 5369 0 4.a b. Loans and leases, net unearned income........................B528 9,687,000 //////////////////////////// 4.b c. LESS: Allowance for loan and lease losses....................3123 425,000 //////////////////////////// 4.c. d. Loans and leases, net of unearned income and //////////////////////////// allowance (item 4.b minus 4.c) ............................................... B529 9,262,000 4.d. 5. Trading Assets (from schedule RC-D) ............................................. 3545 13,972,000 5. 6. Premises and fixed assets (including capitalized leases) ........................ 2145 289,000 6. 7. Other real estate owned (from Schedule RC-M) .................................... 2150 60,000 7. 8. Investments in unconsolidated subsidiaries and associated companies (from Schedule RC-M)............................................................. 2130 2,989,000 8. 9. Customers' liability to this bank on acceptances outstanding .................... 2155 0 9. 10. Intangible assets ............................................................... //////////////////////////// a. Goodwill ..................................................................... 3163 0 10.a b. Other intangible assets (from Schedule RC-M) ................................. 0426 28,000 10.b 11. Other assets (from Schedule RC-F) ............................................... 2160 2,451,000 11. 12. Total assets (sum of items 1 through 11) ........................................ 2170 41,394,000 12.
---------------- (1) Includes cash items in process of collection and unposted debits. (2) Includes time certificates of deposit not held for trading. (3) Includes all securities resale agreements in domestic and foreign offices, regardless of maturity. DEUTSCHE BANK TRUST COMPANY AMERICAS FFIEC 031 -------------------------------------------- Legal Title of Bank RC-2 FDIC Certificate Number - 00623 13 SCHEDULE RC--CONTINUED
DOLLAR AMOUNTS IN THOUSANDS ----------------------------------------------------------------------------------------------------------------------------------- LIABILITIES 13. Deposits: ///////////////////// a. In domestic offices (sum of totals of columns A and C from Schedule RC-E, part I) RCON 2200 9 ,858,000 13.a. (1) Noninterest-bearing(1) ................... RCON 6631 3,234,000 ///////////////////// 13.a.(1) (2) Interest-bearing ......................... RCON 6636 6,624,000 ///////////////////// 13.a.(2) b. In foreign offices, Edge and Agreement subsidiaries, and IBFs (from Schedule RC-E ///////////////////// part II) RCFN 2200 10,877,000 13.b. (1) Noninterest-bearing ...................... RCFN 6631 2,092,000 ///////////////////// 13.b.(1) (2) Interest-bearing ......................... RCFN 6636 8,785,000 ///////////////////// 13.b.(2) 14. Federal funds purchased and securities sold under agreements to repurchase: RCON a. Federal Funds purchased in domestic offices(2) ....................... B993 9,397,000 14.a RCFD b. Securities sold under agreements to repurchase(3) .................... 8995 0 14.b 15. Trading liabilities (from Schedule RC-D)................................. RCFD 3548 1,479,000 15. 16. Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases): ///////////////////// (from Schedule RC-M): RCFD 3190 109,000 16. 17. Not Applicable. ///////////////////// 17. 18. Bank's liability on acceptances executed and outstanding ................ RCFD 2920 0 18. 19. Subordinated notes and debentures(2) .................................... RCFD 3200 225,000 19. 20. Other liabilities (from Schedule RC-G) .................................. RCFD 2930 1,779,000 20. 21. Total liabilities (sum of items 13 through 20) .......................... RCFD 2948 33,724,000 21. 22. Minority interest in consolidated subsidiaries RCFD 3000 631,000 22. ///////////////////// EQUITY CAPITAL ///////////////////// 23. Perpetual preferred stock and related surplus ........................... RCFD 3838 1,500,000 23. 24. Common stock ............................................................ RCFD 3230 2,127,000 24. 25. Surplus (exclude all surplus related to preferred stock) ................ RCFD 3839 584,000 25. 26. a. Retained earnings .................................................... RCFD 3632 2,835,000 26.a. b. Accumulated other comprehensive Income(3) ............................ RCFD B530 (7,000) 26.b. 27. Other equity capital components(4) ...................................... RCFD A130 0 27. 28. Total equity capital (sum of items 23 through 27) ....................... RCFD 3210 7,039,000 28. 29. Total liabilities, minority interest, and equity capital (sum of items 21, 22, and 28) ................................................... RCFD 3300 41,394,000 29.
Memorandum To be reported only with the March Report of Condition.
1. Indicate in the box at the right the number of the statement below that best describes the most comprehensive level of auditing work performed Number for the bank by independent external auditors as of any date during 2002.... RCFD 6724 N/A M.1 ----------------------------------------
1 = Independent audit of the bank conducted in 5 = Directors' examination of the bank performed accordance with generally accepted auditing by other external auditors (may be required by standards by a certified public accounting state chartering authority) firm which submits a report on the bank 6 = Review of the bank's financial statements by 2 = Independent audit of the bank's parent external auditors holding company conducted in accordance with generally accepted auditing standards by a 7 = Compilation of the bank's financial certified public accounting firm which submits statements by external auditors a report on the consolidated holding company (but not on the bank separately) 8 = Other audit procedures (excluding tax preparation work) 3 = Attestation on bank management's assertion on the effectiveness of the bank's internal 9 = No external audit work control over financial reporting by a certified public accounting firm 4 = Directors' examination of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm (may be required by state chartering authority)
------ (1) Includes total demand deposits and noninterest-bearing time and savings deposits. (2) Report overnight Federal Home Loan Bank advances in Schedule RC, Item 16, "other borrowed money." (3) Includes all securities repurchase agreements in domestic and foreign offices, regardless of maturity. (4) Includes limited-life preferred stock and related surplus. (5) Includes net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, cumulative foreign currency translation adjustments, and minimum pension liability adjustments. (6) Includes treasury stock and unearned Employee Stock Plan shares.