NT 10-Q 1 e6301012b.htm U

U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 12b-25


NOTIFICATION OF LATE FILING


SEC File Number: 0-827

Cusip Number:

 (Check One):


o Form 10-K and Form 10-KSB

o Form 20-F

o Form 11-K

x Form 10-Q and Form 10-QSB

o Form N-SAR


For Period Ended: June 30, 2010


o Transition Report on Form 10-K

o Transition Report on Form 20-F

o Transition Report on Form 11-K

o Transition Report on Form 10-Q

o Transition Report on Form N-SAR

For the Transition Period Ended:_________________


Read attached Instruction Sheet Before Preparing Form.

Please Print or Type.


Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.  


If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: ___________________________________


Part I - Registrant Information


Empire State Building Associates L.L.C.

Full Name of Registrant

_____________________________

(Former Name if Applicable)


One grand Central Place

60 East 42nd Street

Address of Principal Executive Office

(Street and Number)


New York, New York 10165

City, State and Zip Code


Part II - Rules 12b-25(b) and (c)


If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule



12b-25(b), the following should be completed (Check box if appropriate)


(a)

The reasons described in reasonable detail in Part

     III of this form could not be eliminated without

          unreasonable effort or expense;

 

     (b)

The subject annual report, semi-­annual report,

    

transition report on Form 10-K, Form 20­-F, 11-K or

          Form N-SAR, or portion thereof will be filed on or 

 x       before the fifteenth calendar day following the 

          prescribed due date; or the subject quarterly report

          or transition report on Form 10­-Q, or portion

          thereof will be filed on or before the fifth calendar

          day following the prescribed due date; and

   

     (c)

The accountant's statement or other exhibit required

          by Rule 12b-25(c) has been attached if applicable. 


Part III - Narrative


State below in reasonable detail the reasons why Form 10-K and Form 10-KSB, 20-F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition report or portion thereof could not be filed within the prescribed period.  


We are awaiting certain financial information regarding Registrant.


Part IV - Other Information


(1)

Name and telephone number of person to contact in regard to this notification


Mark Labell, Esq.  

 (212) 850-2677

(Name)

(Area Code)(Telephone Number)


(2)

Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).  

x Yes

o No


(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

o Yes

x No


If so:  attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.  


Empire State Building Associates L.L.C.

(Name of Registrant as specified in charter)


has caused this Notification to be signed on its behalf by the undersigned thereunto duly authorized Attorney-in-Fact for Registrant and each of the Partners in Registrant, pursuant to a Power of Attorney, dated October 13, 2003 and attached hereto as Exhibit 1.


Dated: August 13, 2010




EMPIRE STATE BUILDING ASSOCIATES L.L.C.

(Registrant)


By /s/ Mark Labell

  

 

  Mark Labell,

                               Attorney-in-Fact

__________________________________________________________________________________________

EXHIBIT 1

EMPIRE STATE BUILDING ASSOCIATES L.L.C.


FILE NO. 0-827


POWER OF ATTORNEY


We, the undersigned members of Empire State Building Associates LLC ("Associates"), hereby severally constitute and appoint Mark Labell our true and lawful attorney with full power to sign for us, and in our names and in the capacities indicated below on behalf of Associates, any and all reports or other statements required to be filed with the Securities and Exchange Commission under Section 13 or 15(d) of the Securities Exchange Act of 1934.


Signature

Title

     Date



/s/Peter L. Malkin

   Peter L. Malkin

Member      

October 13, 2003



/s/Anthony E. Malkin  

   Anthony E. Malkin

Member      

October 13, 2003



/s/Thomas N. Keltner, Jr.

   Thomas N. Keltner, Jr.

Member      

October 13, 2003

__________________________________________________________________________________________

STATE OF NEW YORK

)

: ss.:

COUNTY OF NEW YORK

)


On the 13th day of October, 2003 before me personally came  PETER L. MALKIN, to me known to be the individual described in and who executed the foregoing instrument, and acknowledged that he executed the same.  


/s/Notary Public

   NOTARY PUBLIC




STATE OF NEW YORK

)

: ss.:

COUNTY OF NEW YORK

)


On the 13th day of October, 2003 before me personally came  THOMAS N. KELTNER, JR. to me known to be the individual described in and who executed the foregoing instrument, and acknowledged that he executed the same.  


/s/Notary Public

   NOTARY PUBLIC



STATE OF NEW YORK

)

: ss.:

COUNTY OF NEW YORK

)


On the 13th day of October, 2003 before me personally came  Anthony E. Malkin to me known to be the individual described in and who executed the foregoing instrument, and acknowledged that he executed the same.  


/s/Notary Public

   NOTARY PUBLIC