0000950138-19-000532.txt : 20191113 0000950138-19-000532.hdr.sgml : 20191113 20191113162804 ACCESSION NUMBER: 0000950138-19-000532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191111 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELLAQUILA FRANK J CENTRAL INDEX KEY: 0001470848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 191214351 MAIL ADDRESS: STREET 1: EMERSON ELECTRIC CO. STREET 2: 8000 W. FLORISSANT AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-11 0000032604 EMERSON ELECTRIC CO EMR 0001470848 DELLAQUILA FRANK J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST. LOUIS MO 63136 0 1 0 0 Senior Exec. VP and CFO Common Stock 2019-11-11 4 M 0 46563 53.31 A 278803 D Common Stock 2019-11-11 4 F 0 5746 73.605 D 273057 D Common Stock 2019-11-11 4 S 0 40817 73.7305 D 232240 D Common Stock 2019-11-12 4 S 0 2000 74.3946 D 230240 D Common Stock 2019-11-12 5 G 0 1500 D 228740 D Common Stock 376 I 401(k) plan Common Stock 1912 I 401(k) excess plan Common Stock 8442 I Spouse Common Stock 56486 I FJD 2012 Gift Trust Common Stock 75315 I SRD 2012 Gift Trust Employee Stock Option (Right to Buy) 53.31 2019-11-11 4 M 0 46563 D 2011-10-04 2020-10-04 Common Stock 46563 0 D Exercise of 46,563 non-qualified stock options exempt under Rule 16b-3. Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.63 to $73.88. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust. Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust. When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Price is not applicable to stock options received as incentive compensation. Shares were sold as part of a gift of the proceeds to family members. Bona fide gift by the Reporting Person of 1,500 shares to the Emerson Directors' and Officers' Charitable Trust. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. /s/ John A. Sperino, as Attorney-in-Fact for Frank J. Dellaquila 2019-11-13