0000950138-19-000532.txt : 20191113
0000950138-19-000532.hdr.sgml : 20191113
20191113162804
ACCESSION NUMBER: 0000950138-19-000532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191111
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELLAQUILA FRANK J
CENTRAL INDEX KEY: 0001470848
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00278
FILM NUMBER: 191214351
MAIL ADDRESS:
STREET 1: EMERSON ELECTRIC CO.
STREET 2: 8000 W. FLORISSANT AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON ELECTRIC CO
CENTRAL INDEX KEY: 0000032604
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 430259330
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 8000 W FLORISSANT AVE
STREET 2: P O BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
BUSINESS PHONE: 3145532000
MAIL ADDRESS:
STREET 1: 8000 W. FLORISSANT
STREET 2: P.O. BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO
DATE OF NAME CHANGE: 19730710
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-11-11
0000032604
EMERSON ELECTRIC CO
EMR
0001470848
DELLAQUILA FRANK J
C/O EMERSON ELECTRIC CO.
8000 W. FLORISSANT AVENUE
ST. LOUIS
MO
63136
0
1
0
0
Senior Exec. VP and CFO
Common Stock
2019-11-11
4
M
0
46563
53.31
A
278803
D
Common Stock
2019-11-11
4
F
0
5746
73.605
D
273057
D
Common Stock
2019-11-11
4
S
0
40817
73.7305
D
232240
D
Common Stock
2019-11-12
4
S
0
2000
74.3946
D
230240
D
Common Stock
2019-11-12
5
G
0
1500
D
228740
D
Common Stock
376
I
401(k) plan
Common Stock
1912
I
401(k) excess plan
Common Stock
8442
I
Spouse
Common Stock
56486
I
FJD 2012 Gift Trust
Common Stock
75315
I
SRD 2012 Gift Trust
Employee Stock Option (Right to Buy)
53.31
2019-11-11
4
M
0
46563
D
2011-10-04
2020-10-04
Common Stock
46563
0
D
Exercise of 46,563 non-qualified stock options exempt under Rule 16b-3.
Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.63 to $73.88. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
Price is not applicable to stock options received as incentive compensation.
Shares were sold as part of a gift of the proceeds to family members.
Bona fide gift by the Reporting Person of 1,500 shares to the Emerson Directors' and Officers' Charitable Trust.
Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
/s/ John A. Sperino, as Attorney-in-Fact for Frank J. Dellaquila
2019-11-13